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  • Cerena Sweetland-Gil vs University Of The Pacific, a California Non-Profit corporation Unlimited Civil Other Employment document preview
  • Cerena Sweetland-Gil vs University Of The Pacific, a California Non-Profit corporation Unlimited Civil Other Employment document preview
  • Cerena Sweetland-Gil vs University Of The Pacific, a California Non-Profit corporation Unlimited Civil Other Employment document preview
  • Cerena Sweetland-Gil vs University Of The Pacific, a California Non-Profit corporation Unlimited Civil Other Employment document preview
  • Cerena Sweetland-Gil vs University Of The Pacific, a California Non-Profit corporation Unlimited Civil Other Employment document preview
  • Cerena Sweetland-Gil vs University Of The Pacific, a California Non-Profit corporation Unlimited Civil Other Employment document preview
  • Cerena Sweetland-Gil vs University Of The Pacific, a California Non-Profit corporation Unlimited Civil Other Employment document preview
  • Cerena Sweetland-Gil vs University Of The Pacific, a California Non-Profit corporation Unlimited Civil Other Employment document preview
						
                                

Preview

BR Bw N wn 0 wo 1 DH 10 W 12 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 . FILED SUPERIOR ¢ JACKSON LEWIS P.c. PERCE COURT =S10¢K TON NATHAN W. AUSTIN (SBN 219672) 200 JAN ~ CHRISTOPHER J. TRUXLER (SBN 282354) 8 AMO: 19 400 Capitol Mall, Suite 1600 Sacramento, California 95814 RANDOH EJRILEy, ERK. Telephone: (916) 341-0404 Facsimile; (916) 341-0141 REPAY Email: nathan.austin@jacksonlewis.com uTy christopher. truxler@jacksonlewis.com Attorneys for Defendant UNIVERSITY OF THE PACIFIC SUPERIOR COURT OF THE STATE OF CALIFORNIA COUNTY OF SAN JOAQUIN CERENA SWEETLAND-GIL, individually and | CASE NO. STK-CV-UOE-2019-0014682 on behalf of all others similarly situated, CLASS ACTION Plaintiff, ASSIGNED FOR ALL PURPOSES TO: v. JUDGE BARBARA A. KRONLUND DEPARTMENT 10D UNIVERSITY OF THE PACIFIC, a California Non-Profit Corporation, DEFENDANT’S AMENDED NOTICE TO STATE COURT AND ADVERSE PARTY Defendant. OF REMOVAL OF CIVIL ACTION TO FEDERAL COURT Complaint Filed: 11.04.19 FAC Filed: 01.27.20 TO THE HONORABLE BARBARA A. KRONLUND AND CLERK OF SAN JOAQUIN COUNTY SUPERIOR COURT, AND TO PLAINTIFF CERENA SWEETLAND-GIL, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED, AND HER ATTORNEYS OF RECORD: NOTICE IS HEREBY GIVEN that, on December 29, 2020, Defendant University of the Pacific (“Defendant”) filed its “Notice to State Court and Adverse Party of Removal of Civil Action to Federal Court” with this Court, notifying this Court and Plaintiff Cerena Sweetland-Gil of Defendant’s filing of a Notice of Removal removing the above-captioned action from this Court to the United States District Court for the Eastern District of California. At that time, 1 DEFENDANT’S AMENDED NOTICE TO STATE COURT AND ADVERSE PARTY OF REMOVAL OF CIVIL ACTION TO FEDERAL COURToe NY DH HW Bh WwW HY boNR PY PR RN RF Be ew Be eB Be eB BD eB ony ADR GSH SF SF Ce WA awEBR AS Defendant provided the temporary case number assigned by the federal court and provided a copy of the Notice of Removal (excluding Exhibits A — D). NOTICE IS FURTHER GIVEN that the federal court has assigned the following permanent case number: 2:20-cv-02545-TLN-KJN. Additionally, a true and correct copy of Defendant’s Notice of Removal with Exhibits A — D is attached hereto as EXHIBIT 1 and incorporated herein by this reference. Dated: January 7, 2021 JACKSON LEWIS P.C. py, NOt“. NATHAN W. AUSTIN CHRISTOPHER J. TRUXLER Attorneys for Defendant UNIVERSITY OF THE PACIFIC 2 DEFENDANT’S AMENDED NOTICE TO STATE COURT AND ADVERSE PARTY OF REMOVAL OF CIVIL ACTION TO FEDERAL COURT— ms EXHIBIT 1Co Oe YN DAH PB WN BRB RB RPBBRNRRSERSERE RZ ERR rE oI AA KR wD - S050 wm IY DA RB wDW HE STS Case 2:20-cv-025+.sMCE-KJN Document1 Filed 12/2.:20 Page 1 of 545 JACKSON LEWIS P.C. NATHAN W. AUSTIN (SBN 219672) CHRISTOPHER J. TRUXLER (SBN 282354) 400 Capitol Mall, Suite 1600 Sacramento, California 95814 Telephone: (916) 341-0404 Facsimile: 916) 341-0141 Email: nathan.austin@jacksonlewis.com christopher.truxler@jacksonlewis.com Attorneys for Defendant UNIVERSITY OF THE PACIFIC UNITED STATES DISTRICT COURT EASTERN DISTRICT OF CALIFORNIA CERENA SWEETLAND-GIL, individually and | CASE NO. on behalf of all others similarly situated, DEFENDANT’S NOTICE OF REMOVAL Plaintiff, vs. UNIVERSITY OF THE PACIFIC, a California Non-Profit Corporation, Defendant. Defendant University of the Pacific (“Defendant”) removes this Action to this Court from the Superior Court of the State of California, San Joaquin County pursuant to 28 U.S.C. §§ 1332, 1441, and 1446, I, FACTUAL BACKGROUND 1, On or about November 2, 2019, Plaintiff Cerena Sweetland-Gil (“Plaintiff”) filed suit against Defendant in the Superior Court of the State of California, San Joaquin County. A copy of the initia! Complaint was served on Defendant on or about November 5, 2019. On January 27, 2020, Plaintiff filed a First Amended Complaint (“FAC”}—which is the operative complaint in this action—in the Superior Court of the State of California, San Joaquin County. EXHIBIT A. On December 1, 2020, Plaintiff put Defendant on notice that this action is removable by pleading in state court that the amount in controversy exceeds $5 million. True and 1 Defendant’s Notice of RemovalBR WK om ay DA 10 11 12 13 14 15 16 17 18 19 -20 21 22 23 24 25 26 27 28 Case 2:20-cv-025..0-MCE-KIN Document 1 Filed 12/:.:20 Page 2 of 545 correct copies of all other pleadings, papers, and orders filed in state court are attached hereto as EXHIBIT B. 2. Plaintiff alleges in the FAC that Defendant violated various California state laws by, inter alia, failing to pay Plaintiff and other similarly situated individuals (1) hourly and separately apart from the piece rate, (2) wages for all hours worked, and (3) compensation due upon discharge from employment. (See generally EXHIBIT A.) Plaintiff also alleges that Defendant failed to provide her and other similarly situated individuals accurate itemized wage Statements and violated California’s Unfair Competition Law. (/d.) Plaintiff seeks civil penalties under California’s Private Attomeys General Act in connection with these claims. dd.) 3. Plaintiff purports to bring this action on behalf of a putative class consisting of “all other similarly situated individuals currently and formerly employed by the University of the Pacific (‘Defendant’) in California as part-time instructors or in a similar capacity (‘Class Members’) from four years prior to the filing of this Complaint through to [sic] the trial date (‘Class Period’).” (/d, at 41.) 4, Plaintiff seeks to recover, inter alia, unpaid minimum wages, liquidated damages, waiting time penalties, unpaid wages upon termination, civil penalties, interest, attorneys’ fees, and costs on behalf of herself and all putative class members. (ld. at pp. 14-15.) 5. Plaintiff alleges that she is a resident of the State of California. (id. at J 10.) 6. Defendant is incorporated under the laws of the State of California and its principal place of business is located in the State of California. 7. On information and belief, Defendant alleges that members of the putative class are residents of states other than Califomia. Ehrman v. Cox Communs., Inc., 932 F.3d 1223, 1227 (9th Cir. 2019) (stating that a party’s allegation of minimal diversity may be based on information and belief and need not contain evidentiary support) (citations omitted), 8. Defendant’s records reflect that, in the year preceding the filing of the complaint alone, Defendant employed more than 100 part-time faculty members. (See EXHIBIT C.) dt Mt 2 Defendant’s Notice of Removalwo Oo DY DU BF WN HF NY N BY NY NY NN DD ea a oy A HW BF VY YH EF De wo AA A FBR SE GS Case 2:20-cv-025-+.-MCE-KJN Document1 Filed 12/.2,20 Page 3 of 545 I. THIS COURT HAS SUBJECT MATTER JURISDICTION OVER THIS ACTION PURSUANT TO THE CLASS ACTION FAIRNESS ACT This case is removable under the Class Action Faimess Act of 2005 (‘CAFA”), CAFA grants district courts subject matter jurisdiction over any civil action: (1) which is a “class action,” (2) in which the matter in controversy exceeds $5,000,000, exclusive of interest and costs, (3) involving a proposed class of at least 100 members, and (4) where “any member of 2 class of Plaintiff is a citizen of a State different from any defendant.” 28 U.S.C. § 1332(d). “[N]o antiremoval presumption attends cases invoking CAFA, which Congress enacted to facilitate adjudication of certain class actions in federal court.” Dart Cherokee Basin Operating Co., LLC v. Owens, 135 S. Ct. 547, 554 (2014). Rather, “Congress intended CAFA to be interpreted expansively.” {barra v. Manheim Investments, Inc., 775 F.3d 1193, 1195 (9th Cir. 2015). As set forth below, Defendant has met its burden of alleging herein all of the elements required to establish subject matter jurisdiction under CAFA. A. There Is Minimal Diversity. In order to meet the “minimal diversity” required by CAFA, any member of the class of Plaintiffs must be a citizen of a state different from any defendant. 28 U.S.C. § 1332(d)(2). Defendant is incorporated under the laws of the State of California and its principal place of business is located in the State of California, (See Factual Background, { 6.) Accordingly, Defendant is a citizen of the State of California. See 28 U.S.C, § 1332(c)(1) (“[A] corporation shall be deemed to be a citizen of any State by which it has been incorporated and of the State where it has its principal place of business.”). Plaintiff alleges that she is a resident of the State of California. (See Factual Background, 5.) On information and belief, Defendant alleges that at least one class member is not a resident of the state of California. (See Factual Background, 7.) Ehrman, 932 F.3d at 1227, Accordingly, the “minimal diversity” required under CAFA is established in this case since at least one Defendant is a citizen of a different state than at least one Plaintiff. See 28 U.S.C. § 1332(d)(2)(A) (conferring federal jurisdiction where “any member ofa class of plaintiffs is a citizen of a State different from any defendant”). Ml 3 Defendant’s Notice of Removalco NY DA HW KR YN YPN NY N YN NY RD Be Be ee Be eB ew ee aa A hw FOB YH |— SO we A DAHA PR DH SF SG Case 2:20-cv-02¢+<-MICE-KJN Document1 Filed 12/2. 2 Page 4 of 545 B The Amount in Controversy Exceeds $5,000,000, Exclusive of Interest and Costs. Pursuant to CAFA, the claims of the individual members in a class action are aggregated to determine if the amount in controversy exceeds $5 million, exclusive of interest and costs. 28 U.S.C. § 1332(d)(6). Where, as here, the Plaintiff “demands monetary relief of a stated sum, that sum, if asserted in good faith, is ‘deemed to be the amount in controversy.” Dark Cherokee, 135 8. Ct. at 551. While Defendant denies that it is liable for any of Plaintiff's claims, the amount in controversy requirement is satisfied because Plaintiff alleged in a December 1, 2020 Case Management Statement that she seeks $5,973,894 for wage statement penalties, unpaid wages, and waiting-time penalties. A true and correct copy of Plaintiff's Case Management Statement is attached hereto as EXHIBIT C. In addition, Plaintiff seeks $3,280,200 in PAGA penalties (see id.), for a total of $9,254,094. Plaintiff also seeks to recover attorney’s fees on behalf of herself and the putative class members, (See EXHIBIT A at p. 14.) Courts may consider attorney’s fees when evaluating the potential amount in controversy for purposes of CAFA jurisdiction, See Guglielmino v. McKee Foods Corp., 506 F.3d 696, 700 (citing Galt G/S v, JSS Scandinavia, 142 F.3d 1150, 1156 (9th Cir. 1998)); Deaver v. BBVA Compass Consulting & Benefits, Inc. 946 F. Supp. 2d 982, 988 (N.D. Cal. 2013) (citing Lowdermilk v. U.S. Bank N.A., 479 F.3d 994, 1000 (9th Cir. 2007). For purposes of removal, the Ninth Circuit uses a benchmark rate of 25% of the potential damages as the amount of attorneys’ fees, and courts may include that fee in the CAFA amount in controversy. Hanlon v. Chrysler Corp., 150 F.3d 1011, 1029 (9th Cir. 1998); In re Adding Quintus Sec, Litig., 148 F, Supp. 2d 967, 973 (N.D. Cal. 2001) (benchmark for attorneys’ fees is 25% of the common fund), Defendant has plausibly demonstrated by a preponderance of the evidence that the amount in controversy conservatively exceeds $5 million, but the inclusion of attorneys’ fees with respect to the calculation of $9,254,094 for damages detailed above would Mt Ht 4 Defendant’s Notice of RemovalCO YN DA Hh BR Ww KH Ye NN YN NY YN No oN ee &® SBR FRBBRBYRBSSERUREEBHE OS Case 2:20-cv-026: -WiCE-KIN Document1 Filed 12/...20 Page 5 of 545 add another $2,313,523 to the amount in controversy, bringing the total number to more than $11,567,617.! Thus, Defendant has demonstrated that CAFA’s “amount in controversy” element is satisfied. Ibarra, 775 F.3d at 1197 (‘““[A] defendant's notice of removal need include only a plausible allegation that the amount in controversy exceeds the jurisdictional threshold,’ and need. not contain evidentiary submissions” (quoting Dart, 135 S. Ct. 547).). Defendant reserves the right to present evidence establishing the amount placed in controversy by each of Plaintiff's claims should Plaintiff challenge whether the jurisdictional amount-in-controversy threshold is met. See Dart Cherokee, 135 S. Ct. at 554 (“Evidence establishing the amount is required by § 1446(c)(2)(B) only when the plaintiff contests, or the court questions, the defendant’s allegation [that the amount in controversy exceeds the jurisdictional threshold].”). CG The Proposed Class Is Greater Than 100 Members As noted above, Defendant’s records reflect that, in the year preceding the filing of the complaint alone, Defendant employed more than 100 part-time faculty members. (Factual Background, {| 8.) Plaintiff has also asserted that Defendant employs more than 100 part-time faculty members, (See EXHIBIT C.) Accordingly, Defendant has shown there is a potential class of at least 100 members. D. This Matter Is a “Class Action.” CAFA defines a “class action” as any civil action filed under rule 23 of the Federal Rules of Civil Procedure or similar State statute or rule of judicial procedure authorizing an action to be brought by 1 or more representative persons as a class action[.] 28 U.S.C. § 1332(d)(1)(B). Plaintiff purports to bring this action on behalf of a putative class consisting of “all other similarly situated individuals currently and formerly employed by the ' Defendant does not concede that Plaintiff can ultimately demonstrate an entitlement to recovery of attorneys’ fees. Nevertheless, because Plaintiff seeks to recover attorneys’ fees as a remedy in this case, Defendant must assume Plaintiff will recover those attorneys’ fees and must include those fees in calculating the amount in controversy. 3 Defendant’s Notice of Removal- wN ay Diu 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:20-cv-02448-MCE-KJN Document1 Filed 12/20/20 Page 6 of 545 University of the Pacific (‘Defendant’) in California as part-time instructors or in a similar capacity (‘Class Members’) from four years prior to the filing of this Complaint through to [sic] the trial date (‘Class Period’).” (Factual Background, 9/3.) Plaintiff states that “[tJhis is a class action under California Code of Civil Procedure § 382. (FAC, J 1.) Plaintiff also indicated on her Civil Case Cover Sheet that the case is a class action suit. (EXHIBIT D.) Accordingly, Plaintiff clearly seeks to bring this case as a “class action” within the meaning of CAFA. il. TIMELINESS OF REMOVAL 28 U.S.C, §1446(b)(3) allows a defendant to remove within 30 days after the defendant receives “a copy of . . . [an] other paper from which it may first be ascertained that the case is one which is or has become removable.” Here, Defendant received Plaintiffs Case Management Statement via email on December 1, 2020, which first placed Defendant on notice that this action satisfies CAFA’s amount in controversy requirements and is, therefore, removable. Accordingly, this Notice of Removal is filed within thirty (30) days from when Defendant received a copy of a paper from which it may first be ascertained that the case is removable and is timely filed pursuant to 28 U.S.C. § 1446(b). IV. CONCLUSION Defendant has established the necessary jurisdictional elements to assert federal jurisdiction under CAFA. For this reason, this Court has original jurisdiction over Plaintiff's claims by virtue of CAFA. Defendant submits this notice without waiving any defenses to the claims asserted by Plaintiff, conceding that Plaintiff has pleaded claims upon which relief may be granted, conceding that class certification is appropriate, or conceding that Plaintiff or any class members are entitled to any remedy or relief in this Action. Upon filing this Notice of Removal, Defendant will provide written notification to Plaintiff and will file a Notice of Filing Notice of Removal with the clerk of the Superior Court of the State of California, San Joaquin County. itt ‘it Mit 6 Defendant’s Notice of Removaloo aD 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 | ' : Case 2:20-cv-025+0-MCE-KJN Document1 Filed 12/s:20 Page 7 of 545 WHEREFORE, Defendant respectfully requests that the within action, now pending in the Superior Court of the State of California, San Joaquin County, be removed to the United States District Court for the Eastern District of California. Dated: December 29, 2020 JACKSON LEWIS P.C, By:___/s/ Nathan W_ Austin NATHAN W. AUSTIN CHRISTOPHER J. TRUXLER Attomeys for Defendant UNIVERSITY OF THE PACIFIC 7 Defendant’s Notice of RemovalCase 2:20-cv-025:c-MCE-KJN Document1 Filed 12/2..20 Page 8 of 545 EXHIBIT Aew me RA Hw ew by Geos 14 MCE-KJN Document1 Filed 2: Page 9 of 545 | Case 2:20-cv-025: FILED 2 2000 JAN 27 AH 10: 03 JULIAN HAMMOND (SBN 268489) ROSA JUNGUEIRO. CLERK jhammond@hammondlawpc.com POLINA B) LER (SBN 269086) a pbrandler@hammondlawpe.com ¥ rt ARI CHI TAK (SBN 290971) acherniak@hammondlaw.com HAMMONDLAW, P.C. 1829 Reisterstown Rd., Suite 410 Baltimore, MD 21208 (310) 661-6766 (310) 295-2385 (Fax) Attorneys for Plaintiff and the Putative Class »” SUPERIOR COURT FOR THE STATE OF CALIFORNIA * COUNTY OF SAN JOAQUIN CERENA SWEETLAND-GIL, individually CASE NO. STK-CV-UOE-2019-00 14682 and on behalf of all others similacly situated, FIRST AMENDED CLASS AND Plaintify, REPRESENTATIVE ACTION COMPLAINT: NS. (1) Failure to Pay Hourly and Separately UNIVERSITY OF THE PACIFIC, a California Apart from the Piece and/or Failure to Pay Non-Profit Corporation, ‘ages for All Hours Worked (Cal, Labor Code §§ 226.2, 1194, 1194.2; IWC Wage ef ti. Order No. 4-2001, § 4); Defendan (2) Failure to Pay Compensation Due Upon Discharge From Employment (Cal. Labor Code §§ 201-203); (3) Unfair, Unlawful, or Fraudulent Business Fractices (Cal. Bus, & Prof. Code § 17200 et seq.) (4) Failere to Issue Accurate Ytemized Wage Statements (Cal, Labor Code §§ 226(a), ()s 226.2(a); and (5) Civil Penalties under Private Attorneys General Act (Cal, Labor Code § 2699 DE! ‘OR Y FIRST AMENDED CLASS AND REPRESENTATIVE ACTION COMPLAINT FILED BY FAX 100° SlLT 1 Case 2:20-cv-0264:— AICE-KIN Document1 Filed 12/2::1 Page 10 of 545 1 Plaintiff Cerena Sweetland-Gil ("Plaintiff"), on behalf of herself and alt others similarly situated, complains and alleges the following: INTRODUCTION L This is a class action under California Code of Civil Procedure § 382 seeking damages for unpaid wages, statutory penalties, interest, restitution, and reasonable attorneys’ fees and costs under California Labor Code (“Labor Code") §§ 226.2, 1194, 1194.2, 201-203, IWC Wage Order (‘Wage Order") No. 4-2001 § 4, California Civil Procedure Code § 1021.5, and California’s Unfair Competition Law (“UCL”), Business & Professions Code §§ 17200 ef seq, on behalf of Plaintiff and all other similarly situated individuals currently and formerly employed by the University of the Pacific (“Defendant’) in California as part-time instructors or in a similar capacity (“Class Merabers") from 10 four years prior to the filing of this Complaint through to the trial date (“Class Period"), Defendant's violations of California’s wage and hour laws and unfair competition laws, as described more fully below, have been ongoing for at least the past four years, and are continuing at present, 2 During the Class Period, Plaintiff and Class Members were non-exempt employees 13]| because they did not earn a monthly salary equivalent of two times the state minimum wage for full- 141] time employment, the minimum amount an employee must eam to be considered exempt under the 15]] Industrial Welfare Commission Wage Order No. 4. Defendant paid Class Members on a piece-rate 16 basis, i.e., a flat rate for each course taught, The more courses Class Members taught, the more they were paid. 3. Because Class Members are piece rate workers who are non-exempt, pursuant to Labor Code §§ 226.2, Defendant was required to pay Class Members separately and hourly at least at the 197) minimum wage for their non-productive time (i.e, time spent working outside the hours of classroom 20/} instruction). Defendant, however, did not pay them for their non-productive time, in violation of Labor 21 || Code §§ 226.2, 1194, 1194.2, and Wage Order No, 4-2001, § 4. Asa result, Defendant is liable to Class 22 || Members for unpaid wages, 4, Jn the alternative, if Class Members’ componsation is not considered a piece rate, then Class Members aré non-exempt employees because, as stated above, they do not carn the required minimum amount to be considered exempt under Wage Order No.4. As non-exempt employees, Class 251) Members were entitled to be paid for all hours worked pursuant to Labor Code §§ 1194, 1194.2 and 26} Wage Order No. 4, § 4. Thus, pursuant to Labor Code § 1194, 1194.2 and Wage Order No. 4, § 4, 27}| because their compensation was intended to cover only the hours of classroom instruction, Defendant 28 || Was required to pay Class Members for all hours worked outside the hours of classroom instruction, but PIRST AMENDED CLASS AND REPRESENTATIVE ACTION COMPLAINTwo em NA HW Rh WwW NY BRE S Sanuraxnaunessespeos 24 25 26 27 28 Case 2:20-cv-0254<-sICE-KJN Document1 Filed 12;cuic Page 11 of 545 failed to do so, Ag a result, Defendant is liable for unpaid wages and liquidated damages in the amount of unpaid wages, 5, Whether Class Members’ compensation is considered a piece-rate, or not, as a result of failing to pay wages for all hours worked, Defendant failed to pay Class Members al! compensation due and owing to them upon discharge of employment as required by Labor Code § 201. As a result, Defendant {s fable for waiting time penalties pursuant to Labor Code § 203. 6. As a result of the above Labor Code violations, Defendant committed unfair, unlawful, and fraudulent business practices, in violation of the UCL, a This action is also brought on behalf of'a subclass comprised of Class Members who are or have been employed by Defendant during the one year prior to the filing of the Complaint through to the trial date (“Wage Statement Subclass Period”) for statutory penalties, injunctive relief, and reasonable attorneys’ fees and costs pursuant to Labor Code §§ 226.2(a), 226(a), (e), and (h) (“Wage Statement Subclass"). During the Wage Statement Subclass Period, Defendant knowingly and intentionally failed to furnish Plaintiffand Wage Statement Subclass Members with accurate itemized ‘wage statements. Plaintiff and Wage Statement Subclass Members suffered injury as a result of Defendant's violation of Labor Code §§ 226(a) and 226.2(a), Asa result, Subclass members are entitled to statutory penalties as provided for under Labor Code § 226(c) and seek injunctive relief under Labor Cade § 226(h) to enjoin Defendant from issuing Inaccurate wage statements, and reasonable attorneys’ fees and cost, 8 Plaintiff also brings this action as a representative action under the California Labor Code’s Private Attorneys General Act (“PAGA"), Cal. Labor Code § 2698 ef seg., for civil penalties on behalf of herself and other as part-time lecturers of Defendant (‘‘Aggrieved Employees”) for the Labor Cade and Wage Order violations alleged herein, specifically Labor Code §§ 201-203, 226(a), 226.2, 226.2(a), 226.7, 1174(d), 1174.5, 1194, 1194.2, and IWC Wage Order No. 4-200] §§ 4 and 12. 9 The “PAGA Period” is from November 1, 2018 through to the trial date, PARTIES 10. Plaintiffis a resident of Mountain House, California who was employed by Defendant as an instructor until December 2018, During her employment, Plaintiff was subject to Defendants unlawful conduct described herein, 1}. Defendant is a private non-profit university, incorporated in California and located in Stockton, : FIRST AMENDED CLASS AND REPRESENTATIVE ACTIONCOMPLAINTew oe I AH PR YW Pe Bo 5 24 25 26 27 28 Case rao Wiccan Document 1 Filed 12/2.,20 Page 12 of 545 SDICTION 12, This Court has jurisdiction over PlaintifP's and Class Members’ claims for failure to pay separately and hourly for time worked outside the hours of classroom instruction and/or fallure to pay for all hours worked pursuant to Labor Cade §§ 226.2, 1194, 1194.2 and Wage Order No. 4-2001 § 4, 13, This Court has jurisdiction over Plaintiff's and Class Members’ claims for failure to pay all compensation due upon discharge from employment under Labor Code §§ 261-203. 14. This Court has jurisdiction over Plaintiff's and Class Members’ claims for restitution under the UCL, Bus. & Prof. Code §§ 17203 and 17204, 15, This Court has jurisdiction over Plaintiff's and Wage Statement Subclass Members’ claims for the failure to issue accurate itemized wage statements under Labor Code §§ 226.2(a), 226(a), ©. 16, This Court has jurisdiction over claims for attorney's fees and costs pursuant to Labor Code §§ 226(h) and 1194, and Cal. Civ, Proc. Code § 1021.5. 17, This Court has jurisdiction over the claims for declaratory relief under the UCL, Bus, & Prof. Code §§ 17200 ef seq. 18. This Court has jurisdiction aver Plaintiff's claims for civil penalties under Labor Code § 2699. On Novernber 1, 2019, Plaintiff provided PAGA Notice pursuant to Labor Code § 2699.3 to the California Labor & Workforce Development Agency (“LWDA") and Defendant. The LWDA Has Provided no notice to Plaintiff within the period specified'in Labor Code § 2699,3 rogarding its intention to investigate or not investigate any other claims alleged in the PAGA Notice, Plaintiff has therefore fully complied with the PAGA procedural requirements and may commence this representative action Pursuant to Labor Code § 2699, 19, The amount in controversy for Plaintiff, including claims far civil penalties and pro rata share of attorney's fees, is less than seventy-five thousand dollars ($75,000). VENUE 20. Venue is proper in the County of San Joaquin pursuant to Cal, Ciy. Proc, Cade §§ 395(a) and 395.5. Defendant's principal place of business is in Stockton. CTUAL ALLE is CO ‘ON TO ALL SS MEMBERS A, Defendant's Business and Class Members’ Role in Business Operations 21. Defendant is a private, non-profit university that offers undergraduate and graduate Programs at 3 California campuses including its main campus in Stockton, and campuses in Sacramento and Sun Francisco. Defendant offers more than 80 undergraduate and graduate degrees, These programs FIRST AMENDED CLASS AND REPRESENTATIVE, ACTION COMPLAINToe sa AH FW NY Se 32 ADRS Bos 20 Case 2:20-cv-025+0-wiICE-KJN Document1 Filed 12/2520 Page 13 of 545 are offered throughout the year during the fall, spring and summer semesters. In order to teach these : programs, Defendant employs Class Members. B. Class Menibers Are Non-Exempt Plece-Rate Employees, or, Alternatively, They Are Non- Exempt Salarled Employees 22, During the Class Period, Class Members were non-exempt becauso they did not earn at least the monthly salary equivalent of two times the California minimum wage for full-time employment —a minimum amount required for an employee in California to be considered exempt, See Wage Order No. 4-2001, § 1A). 23. Defendant compensated Class Members in the form of a flat amount for teaching each course (“Course Rate”), The more courses a Class Member teaches, the more she/he is paid. The payment of'a Course Rate is form of piece rate compensation, 24, Whether piece-rate or not, Class Members are non-exempt because they do not ear the smininium required amount to be qualify for exempt status, As non-exempt employees, they were and ate entitled to certain protections under the labor code. G Defendant's Compensation Practices Applicable to Class Members Violated California's Minimum Wage Laws 25. During the Class Period, in addition to teaching courses, Defendant required and/or expected, Class Members to perform, and Class Members did perform, numerous non-productive tasks outside of classroom instructional hours, These tasks inelude, but are nat limited to: (1) arriving on campus prior to the start of class to be available to meet with students for office hours and prepare class materials; (2) beIng available to students for office hours; (3) being available to students during the week, including by phone and email and responding to student phons calls and emails; (4) creating - course materials, including syllabi, tests and quizzes; (5) building lesson plans and lectures; (6) grading assignments, tests and quizzes; (7) attending faculty orientations and meetings; (8) taking attendance daily and entering attendance online; and (9) professional development (Non-Teaching Tasks”). These tasks, with the exception of taking attendance, by their very nature, could not be performed during the hours of classroom instruction. 26. Because Class Members are non-exempt employees who are paid by the piece, pursuant to Labor Code § 226.2 Defendant was required to pay them separately from the piece and hourly at least at the minimum wage for all hours worked spent performing Non-Teaching Tasks. However, throughout the Class Period, Defendant failed to pay any wages to Plaintiff and Class Members for the time spent on Non-Teaching Tasks. Nor did Defendant provide any means or mechanism for them to record their FIRST AMENDED CLASS AND REPRESENTATIVE ACTION COMPLAINTSo bes A eH BY Bw 27 28 Case 2:20-cv-02L45-wICE-KJN Document1 Filed 12/zsz0 Page 14 of 545 time spent performing Non-Teaching Tasks, and had no practice and/or policy in place to compensate them for such work. 27, — Under the alternative theory, even if Class Members were not paid by the piece, pursuant to Labor Code §§ 1194, 1194.2 and Wage Order No. 4-2001, § 4, Defendant was required to pay them for all hours worked as they were non-cxempt, The compensation Defendant paid Class Members, was intended to cover anly the hours of classroom instruction. Therefore, Defendant was required to pay Class Members additional compensation for Non-Teaching Tasks. However, Dofendant failed to do so. D. Defendant’s Compensation Practices for Class Members Violated California's Rest Perlod Laws 28. Because Class Members are non-exempt employees who are pald by the piece, Defendant is legally required under Labor Code §§ 226.2 to pay Class Members for their time spent an rest breaks separately and apart from the Course, Rate, at their average hovrly rate, but did not do so. As aresult, Defendant authorized, at most, only unpaid rest breaks. Because any rest breaks that Class Members took were unpaid, Defendant failed to authorize compliant rest breaks in accordance with § 12 of Wage Order 4-2001, and applicable law, thereby triggering an obligation to make premium payments to Class Members under Labor Code § 226.7. 29, During the Class Period, Defendant’s policies and/or practices also did not authorize and permit Class Members to take paid off-duty rest periods. These policies and/or practices included, but were not limited to, requiring Class Members to devote the eutire scheduled class time to making themselves available to students, arriving early to prepare for class, and to be available to students before, during, and after class, Thus, Defendant failed to authorize and permit compliant rest breaks in accordance with Wage Order No. 4-2001, § 12(A) thereby triggering an obligation te make premium payments to Plaintiff and Class Members on a class-wide basis under Labor Cade $ 226.7 and Wage Order No.-2001, § 12(B). E. Defendant Failed to Pay All Wages Owed to Class Members Upon Termination At the End of Each Semester/Interterm 30. Asa consequence of Defendant's failure to pay wages owed for Non-Teaching Tasks, and premium pay for unpaid or missed rest brezks, Class Members did not receive all compensation due to them when their employment terntinated at the end of each semester. As a result, Class Members did not receive all wages due upon termination; nor did they receive these wages due within 30 days of the separation of their employment from Defendant. - PIRST AMENDED CLASS AND REPRESENTATIVE ACTION COMPLAINTwe em NUN AH Bw wp S 1 Case 2:20-cv-0264.MCE-KIN Document1 Filed 12/zsr2) Page 15 6f 545 31. In light of the clear law requiring that Defendant pay for time spent on Non-Teaching Tasks, and pay premium pay for missed rest breaks, Defendant’s failure to pay wages for such time and failure to pay such wage upon termination was willful, . F. Defendant's Labor Code Violations Were Unfair Business Practices 32, From at least four years prior to filing this complaint, through the present, Defendant has adopted and used unfair business practices to reduce Class Members’ compensation and increase profits, These unfair business practices include failing to pay Class Members for Non-Teaching time and for their time spent on rest periods separate and apart from the Course Rate; falling to authorize and permit timely off-duty rest periods; and failing to pay premium pay for missed rest breaks, @. Defendant Failed to Issue Accurate Itemized Wage Statements 33. During the Wage Statement Subclass Period, Defendant failed to issue accurate itemized wage statements to Plaintiffand Wage Statement Subclass Members. In particular, because Subclass Members were non-exempt, Defendant was required under Labor Code § 226(a) to furnish them with ‘Wage statements, sentimonthly or at the time of each payment of wages, containing (1) gross wages earned, (2) total hours worked by the employee, (3) the number of piece-rate units earned and any — applicable piece rate if the employce is paid on a piece-rate basis, (4) net wages earned, and (5) all . applicable hourly rates in effect during the pay period and the corresponding number of hours worked at each hourly rate by the employee, 34. Additionally, because Wage Statement Subclass Members were piece-rate workers, Defendant was required under Labor Code § 226.2(a) to issue wage statements to them that itemized the total hours of nonproductive time, the rate of compensation, and the gross wages paid for nonproductive time during the pay period; and all hours of compensable rest and recovery periods, the rate of compensation, and the gross wages paid for those periods during the pay period, 35. However, Defendant issued wage statements that failed to include any hours spent working; the number of piece-rates earned and applicable plece rate; applicable hourly rates; gross and net wages earned; hours spent performing Non-Teaching Tasks; and gmounts paid for such time; or any hours spent on rest breaks, or any compensation paid for such rest breaks, 36. Defendant's practice of furnishing Wage Statement Subclass Members Incomplete and/or inaccurate wage statements in violation of Labor Code § 226(a) and 226.2(a)(2) for was knowing and intentional, as it was not an isolated and unintentional payroll error due to a clerical or inadvertent mistake, but rather the result of Defendant's regular compensation policies. FIRST AMENDED CLASS AND REPRESENTATIVE, ACTION COMPLAINTwe mo IN A HW bw Pe Be RRERBE BRB SERS REEBHE SS 37. Wage Statement Subclass Members could not promptly and easily determine from the wage statements alone, without reference to other document or information, Including wage statements from previous pay periods, their regular hourly rate, the total hours worked at that rate, the total hours worked during a pay period, number of pieces worked, As a result, Subclass Members suffered injury for the purposes of Labor Code § 226(e). CLASS ACTION ALLEGATIONS 38, Plaintiff brings this class action pursuant to Cal. Civ. Pro. Code § 382 on behalf of the Class and the Subclass, Upon information and belief, there are more than 100 Class Members, and more than 100 Subclass Members, The members of the Class and Subclass are so numerous that joinder of all members is impractical, 39. Plaintiff's claims are typical of the claims of the members of the Class and Subclass because he was a part-time lecturer who was non-exempt and employed pursuant to a uniform employment contract, just like all other part-time lecturers, and was not pald anything for Non-Teaching Tasks, was not paid all wages due at termination; and was not provided an accurate and itemized wage statement for each pay period. 40. Plaintiff will fairly and adequately represent the interests of the Class and Subclass. Plaintiff has no conflict of interest with any member of the Class and Subclass, Plaintiff has retained competent and experienced counsel in complex class action litigation. Plaintiff's counsel has the expertise and financial resources to adequately represent tho interests of the Class and Subclass, 41. | Common questions of law and fact exist as to all members of the Class and the Subclass and predominate over any questions solely affecting individual members of the Class and Subclass. Among the questions of law and fact common to the Plaintiff and the Class and Subclass are the following: a, Whether a Course Rate is a piece rate; b, Whether Class Members are piece-rate workers, entitled to separate and hourly pay for their time spent on Non-Teaching tasks and under Labor Code §§ 226.2, 1194, and Wage Order No. 4, §§ 4, 12; . c. Whether Class Members are non-exempt employees, entitled to at least minimum wage for all hours worked including time spent working outside of teaching the classroom, under Labor Code §§ 1194 and Wage Order No. 4, §§ 4, 12; FIRST AMENDED CLASS AND: REPRESENTATIVE: ACTION COMPLAINTwo wma A HY Bw Bw He yo WN N ees BSRRRERRNRSRES RGAE BHK OE Case 2:20-cv-025 +. .ICE-KJIN Document 1 Filed 12/2s:20 Page 17 of 545 d. Whether Defendant is Hable for liquidated damages to Plaintiff and the Class under - Labor Code § 1194.2 for its failure to pay for thelr time spent on Non-Teaching Tasks during the Class Period; e. Whether Defendant violated Labor Code § 203 by failing to pay Class Members for all of their wages due to them upon separation of their employment, including the wages owed to them for their time spent on Non-Teaching Tasks; f Whether these violations constitute unfalr, unlawful, and fraudulent business practices, in violation of UCL; g. Whether Plaintiff and Class Members are entitled to restitution under Bus, & Prof, Code § 17200 ef seg. for uncompensated wages, and unpaid premium pay; h, Whether Defendant violated Lubor Code §§ 226(a) and 226.2(a) by failing to issue Itemized wage statements to Plaintiff and Wage Statement Subclass Members; i, Whether Defendant's failure to issue itemized wage statements was knowing and intentional; Jj. Whether Plaintiffand Wage Statement Subclass Members suffered injury for the purposes of Labor Code § 226(e); k. The proper formula(s) for calculating damages, interest, and restitution owed to Plaintiff and the Class and Subclass Members; 1, Whether the Class js entitled to declaratory relief; and m. Whether the Class is entitled to injunctive relief. 42. Class action treatment is superior to any alternative to ensure the fair and efficient adjudication of the controversy alleged herein, Such treatment will permit a large number of similarly situated persons to prosecute their common claims ina single forum simultaneously, efficiently, and without duplication of effort and expense that numerous Individual actions would entail. No difficulties are likely to be encountered in the management of this class action that would preclude its maintenance as a class action, and no superior alternative exists for the fair and efficient adjudication of this controversy. Class Members arc readily identifiable from Defendant's employee rosters and/or payroll records. 43. Defendant's actions are generally applicable to the entire Class. Prosecution of separate actions by individual members of each Class creates the risk of inconsistent or varying adjudications of the issues presented herein, which, in turn, would establish incompatible standards of conduct for Defendant. FIRST AMENDED CLASS AND REPRESENTATIVE, ACTION COMPLAINTwen DAY ww pw = Doe ee ee a ea o bv &®A HAH REDE A GS 2) Case 2:20-cv-026%. MCE-KIN Document1 Filed 12/220 Page 18 of 545 44, Because joinder of all members is impractical, a class action is superior to other available |" methods for the fair and efficient adjudication of this controversy. Furthermore, the amounts at stake for many members of each Class, while substantial, may not be sufficient to enable them to maintain separate suits against Defendant. FIRST CAUSE OF ACTION Failure to Pay Separately from the Piece and Hourly far Non-productive Time and/or Failure to Pay Wages for All Hours Worked [Cal Labor Code §§ 226.2, 1194, 1194.2; Wage Order No, 4-2001, § 4] 45, Plaintiff re-alleges and incorporates by reference each and every allegation set forth in the preceding paragraphs. 46, Labor Code § 1194 provides, in relevant part: “Notwithstanding any agreement to work for a lesser wage, any employee receiving less than the Segal minimum wage ... applicable to the employes is entitled to recover in a civil action the unpaid balance of the full amount of this minimum wage [...], including interest thereon, reasonable attorney's fees, and costs of suit.” 47. Labor Code § 1194.2 provides, in relevant part: “In uny action under ... Section 1194 to recover wages because of the payment of a wage less than the minimum wage fixed by an order of the commission, an employee shell be entitled to recover liquidated damages in an amount equal to the wages unlawfully unpaid and interest thereon. ...” 48. Labor Code § 226,2(a)(1) states that “employees shall be compensated for... nonproductive time separate from any piece-rate compensation.” 49. As sel forth above, during the Class Period, Plaintiff and Class Members were paid a piece rate (j.¢, fixed amount for the time spent on teaching courses (Course Rate)), but Defendant did not compensate them for their time spent on Non-Teaching Tasks, separately from the Course Rate, or atall, 50. Accordingly, pursuant to § 4 of the Wage Order and Labor Cade §§ 226.2, 1194, and 1194.2, Plaintiff and the Class are entitled ta recover, at a minimum, thelr unpaid hourly wages, plus liquidated damages in an additional amount equal to the total amount of applicable minimum wages unlawfully withheld during the Class Period for Class Members’ time spent on Non-Teaching Tasks. Sl. Plaintiff, on behalf of herself and all other Class Members, requests relief as desoribed below. ‘ FIRST AMENDED CLASS AND REPRESENTATIVE ACTION COMPLAINTow RP N AN ROD He a ea won Aw RD DBD = Ss 20 Case 2:20-cv-025-u-vICE-KJN Document1 Filed 12/es,20 Page 19 of 545 SECOND CAUSE OF ACTION Faiinre to Pay Compensation Due Upon Termination [Cal. Labor Code §§ 201-203} 52, Plaintiffre-alleges and incorporates by reference each and every allegation set forth in the preceding paragraphs. 53. Labor Cade §§ 201 and 202 require Defendant to pay all compensation due and owing to Class Members promptly afier their employment was terminated. Labor Code § 203 provides that if an cmployer willfully fails to pay compensation promptly upon discharge or resignation, as required by * §§ 201 and 202, then the employer is liable for penalties in the form of continued compensation up to 30 work days, 54. Asalleged herein, Defendant failed to pay Plaintiff and other Class Members for their time spent performing Non-Teaching Tasks, and as a result failed to pay all wages due and owing to Plaintiff and Class Members upon their termination or separation from employment with Defendant, as required by Labor Code §§ 201 and 202, 55. In light of the clear law requiring that Defendant pay for time spent on Non-Teaching Tasks hourly and separately from the Course Rate, Defendant's failure to pay wages for such time and failure to pay such wage upon termination was willful. 56. Asa result, Defendant is liable to Plaintiff and Class Members for waiting time penalties amounting to thirty (30) days wages for each formerly employed Class Member pursuant to Labor Code § 203. \ 57. Plaintiff, on behalf of herself and all other Class Members, requests relief as described below. IRD CAUSE OF. ION Violation of Unfair Competition Laws [Cal. Bus. & Prof. Code § 17200 er seq.) 58. ° Plaintiff re-alleges and incorporates by reference each and every allegation set forth in the preceding paragraphs. 59. The UCL prohibits any unlawful, unfair, or fraudulent business practices, Labor Code § 90.5(a) states that it is the public policy of California to vigorously enforce minimum labor standards in order to ensure employees ars not required to work under substandard and unlawful conditions, and to protect employers who comply with the law from those who attempt to gain competitive advantage at the expense of thelr workers by failing to comply with minimum labor standards, ‘Through its actions FIRST AMENDED CLASS AND REPRESENTATIVE ACTION COMPLAINTwo DH wh Bw De RGR GSES Case 2:20-cv-02b8s-wICE-KJIN Document1 Filed 12/29/20 Page 20 of 545 alleged herein, Defendant has engaged in unfair competition within the meaning of the UCL, because Defendant's conduct has violated state wage and hour Jaws as herein described. 60. Beginning at least four years prior to the filing of this Complaint, Defendant committed, and continues to commit, acts of unfair competition, as defined in the UCL by wrongfully denying Class Members payment for Non-Teaching Time (separately and hourly from the Course Rate or at all), in violation of Labor Code §§ 226.2, 1194, and Wage Order No, 4-2001, §§ 4. 61. By Its actions and omissions, Defendant has substantially injured Plaintiff and the Class. Members. Defendant's conduct as herein alleged has damaged Plaintiff and the Class and was substantially injurious to them. 62. The harm to Plaintiff and the Class resulting from Defendant's labor code violations outweighs the utility, if any, of Defendant's policies and practices, Therefore, Defendant's actions described herein constitute an unfair business practice or act within the meaning of the UCL. 63. Plaintiff, on behalf of herself and all other Class Members, requests relief as described below, FOURTH CAUSE OF ACTION Failure to Issue Accurate Itemized Wage Statement [Cal. Labor Code §§ 226(a), (¢); 226.2(a)) 64. — Plaintiffre-alleges and incorporates by reference each and every allegation set forth in the preceding paragraplis. 65. During the Wage Statement Subclass Period, Defendant failed to furnish Plaintiff and Wage Statement Subclass Members with accurate itemized wage statements in violation of Labor Code § 226(a) by failing to list on their wage statements (1) gross wages earned, (2) total hours worked by the employee, (3) the number of piece-rate units eared and any applicable picce rate if the employee is paid on a piece-rate basis, (4) net wages earned, and (5) all applicable hourly rates in effect during the pay period and the corresponding number of hours worked at each hourly rate by the employes 66. Defendant also failed to furntsh Plaintiff and Wage Statement Subclass Members with accurate itemized wage statements In violation of Labor Code § 226.2(a)(2) by failing to itemize hours of nonproductive time, the rate of compensetion, and grass wages paid for nonproductive time during, the pay period, 67, Defendant's failure to furnish accurate itemized wage statements to Plaintiff and Wage Statement Subclass Members was knowing and intentional. FIRST AMENDED CLASS AND REPRESENTATIVE ACTION COMPLAINTwoe Nn A wh eh wD DP eG SBS = os Case 2:20-cv-02E4.-wICE-KJN Document1 Filed 12/2si20 Page 21 of 545 68. —_Plaintiffand Wage Statement Subclass Members suffered injury as a result of Defendant's knowing and intentional failure to comply with Labor Code §§ 226(a) and 226,2(a)(2) for purposes of Labor Code § 226(e). Asa result, Wage Statement Subclass Members are entitled to recover $50 for each initial pay period with a violation, and $100 for each subsequent pay period with a violation, up to an amount not exceeding an aggregate penalty of $4,000 for each Wage Statement Subelass Member, pursuant to Labor Code § 226(e). 69. Plaintiff, on behalf of herself and all other Wage Statement Subclass Members, requests telief as described below. . FIFTH CAUSE OF ACTION Civil Penalties [Cal. Labor Code § 2698 et seq.} 70, Plaintiff rc-alleges and incorporates by reference each and every allegation set forth in the preceding paragraphs, 71. — Plaintiff is an “agerieved employee” under PAGA because she was employed by Defendant during the applicable statutory period and suffered one or more of the Labor Code violations alleged herein, As such, Plaintiff seeks to recover, on behalf of herself.and all other currently and formerly employed aggrieved employees of Defendant, civil penalties under PAGA, plus reasonable attorneys’ fees end costs, 72, Plaintiff seeks to recover the PAGA penalties through a representative action as permitted by PAGA and the Callfornia Supreme Court in Arias v. Superior Court, 46 Cal, 4th 969 (2009). Therefore, class certification of the PAGA claims is not required, but Plaintiff may choose to seek certification of the PAGA claims, 73. Plaintiff seeks PAGA penalties on behalf of herself and Aggtieved Employees against Defendant for the following violations: Violation of Labor Cade § 226.2 and 1194 ¢ 74. During the PAGA Period, Defendant did not compensate Agatieved Employees separately and hourly for the Non-Teaching Tasks they were required to perform. Thus, Defendan