On January 03, 2020 a
Motion-Secondary
was filed
involving a dispute between
Robert W. Huntley,
and
Financial Industry Regulatory Authority, Inc.,
for Special Proceedings - CPLR Article 75
in the District Court of New York County.
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FILED: NEW YORK COUNTY CLERK 02/05/2020 02:12 PM INDEX NO. 650051/2020
NYSCEF DOC. NO. 9 RECEIVED NYSCEF: 02/05/2020
SUPREME COURT FOR THE STATE OF NEW YORK
COUNTY OF NEW YORK
--------------------------------------------------------------X
ROBERT W. HUNTLEY,
Petitioner, Index No. 650051/2020
v.
FINRA’S RESPONSE TO
FINANCIAL INDUSTRY PETITION TO CONFIRM
REGULATORY AUTHORITY, INC. (FINRA), AN ARBITRATION
AWARD AND
AFFIRMATION OF
Nominal Respondent. SERVICE
--------------------------------------------------------------X
Nominal Respondent Financial Industry Regulatory Authority, Inc. (“FINRA”)
hereby declares that it does not oppose confirmation of the arbitration award or the
expungement ordered therein. FINRA does not oppose entry of the Order directing
expungement as indicated in the arbitration award pursuant to FINRA Rule 2080.
FINRA does not anticipate appearing further in this case.
Dated: February 5, 2020 Respectfully submitted,
Washington, D.C.
Financial Industry
Regulatory Authority, Inc.
/s/ Terri L. Reicher
Financial Industry Regulatory Authority, Inc.
1735 K Street, N.W.
Washington, D.C. 20006
Telephone (202) 728-8967
Facsimile (202) 728-8894
Terri.Reicher@finra.org
One Liberty Plaza
165 Broadway
New York, NY 10007
1 of 2
FILED: NEW YORK COUNTY CLERK 02/05/2020 02:12 PM INDEX NO. 650051/2020
NYSCEF DOC. NO. 9 RECEIVED NYSCEF: 02/05/2020
AFFIRMATION OF SERVICE
I, Terri L. Reicher, hereby affirm that on this 5TH day of February, 2020, I
electronically filed this Response to Petition to Confirm an Arbitration Award in the
NYSECF system.
/s/ Terri L. Reicher
Terri L. Reicher
2 of 2
Document Filed Date
February 05, 2020
Case Filing Date
January 03, 2020
Category
Special Proceedings - CPLR Article 75
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FILED: NEW YORK COUNTY CLERK 02/05/2020 02:12 PM INDEX NO. 650051/2020 NYSCEF DOC. NO. 9 RECEIVED NYSCEF: 02/05/2020 SUPREME COURT FOR THE STATE OF NEW YORK COUNTY OF NEW YORK --------------------------------------------------------------X ROBERT W. HUNTLEY, Petitioner, Index No. 650051/2020 v. FINRA’S RESPONSE TO FINANCIAL INDUSTRY PETITION TO CONFIRM REGULATORY AUTHORITY, INC. (FINRA), AN ARBITRATION AWARD AND AFFIRMATION OF Nominal Respondent. SERVICE --------------------------------------------------------------X Nominal Respondent Financial Industry Regulatory Authority, Inc. (“FINRA”) hereby declares that it does not oppose confirmation of the arbitration award or the expungement ordered therein. FINRA does not oppose entry of the Order directing expungement as indicated in the arbitration award pursuant to FINRA Rule 2080. FINRA does not anticipate appearing further in this case. Dated: February 5, 2020 Respectfully submitted, Washington, D.C. Financial Industry Regulatory Authority, Inc. /s/ Terri L. Reicher Financial Industry Regulatory Authority, Inc. 1735 K Street, N.W. Washington, D.C. 20006 Telephone (202) 728-8967 Facsimile (202) 728-8894 Terri.Reicher@finra.org One Liberty Plaza 165 Broadway New York, NY 10007 1 of 2 FILED: NEW YORK COUNTY CLERK 02/05/2020 02:12 PM INDEX NO. 650051/2020 NYSCEF DOC. NO. 9 RECEIVED NYSCEF: 02/05/2020 AFFIRMATION OF SERVICE I, Terri L. Reicher, hereby affirm that on this 5TH day of February, 2020, I electronically filed this Response to Petition to Confirm an Arbitration Award in the NYSECF system. /s/ Terri L. Reicher Terri L. Reicher 2 of 2