Preview
1
Paul L. Gumina, Esq. (SBN 160110)
2 LAW OFFICES OF PAUL L. GUMINA, P.C.
560 W. Main St., Suite 205
3 Alhambra, CA 91801
Telephone: (866) 894-8863
4 Email: paul@westcoastbizlaw.com
5
Attorney for Defendants & Cross-Complainants
6
AMERICAN ABALONE FARMS, LLC;
OCEAN QUEEN USA, INC.; &
7 Defendant JAMES HO
8
9
10
SUPERIOR COURT OF CALIFORNIA
11 COUNTY OF SANTA CRUZ
12 TOM EBERT, an individual; ) Case No: 19CV03672
)
13 Plaintiff, )
) EXHIBIT LIST OF DEFENDANTS
14 ) AMERICAN ABALONE FARMS, LLC,
VS. ) OCEAN QUEEN USA INC., AND JAMES HO
15 )
AMERICAN ABALONE FARMS, LLC, a ) TRIAL CALL: JUNE 29, 2023
16 California Limited Liability Company, OCEAN ) TIME: 1:30 PM
QUEEN USA, INC., a California Corporation, ) DEPT. 5
17 JAMES HO, an individual, and DOES 1 To 50, )
) TRIAL DATE: JULY 10, 2023
inclusive, TIME: 9:00 A.M.
18 )
) LOCATION: TBD
19 Defendants. )
)
20 )
________________________________________ ) Complaint filed: December 11, 2019
21 )
And Related Cross-Complaint. )
22
23 TO ALL PARTIES AND COUNSEL OF RECORD:
24 Attached hereto, please find the List of Exhibits of Defendants AMERICAN ABALONE FARMS,
25 LLC, OCEAN QUEEN USA INC., AND JAMES HO (collectively, “Defendants”). Defendants reserve
26 the right to supplement this List of Exhibits to identify additional documents to be introduced for rebuttal
27 purposes.
28 //
DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 1
EXHIBIT LIST
1
2 Exh. Description Offered Date Date Admissibility Objections
No. by Identified Admitted Stipulated
3 to
01 Sale & Purchase Defendants
4 Agmt. Dated July AAF, LLC, __/___/23 __/___/23 Yes / No
Ocean Queen
2018 USA, Inc., &
5
[Bates Nos. OQ01-43] James Ho
6
02 Consulting Agmt. Defendants
between Defendant AAF, LLC, __/___/23 __/___/23 Yes / No
7 Ocean Queen
AAF, LLC & USA, Inc., &
8 Plaintiff Ebert dated James Ho
July 1, 2018
9 [Bates Nos. OQ50-55]
10 Defendants
03 Consulting Agmt.
between AAF, LLC, AAF, LLC, __/___/23 __/___/23 Yes / No
11 Ocean Queen
& Plaintiff Ebert, USA, Inc., &
12 Part II James Ho
[Bates Nos. OQ56-62]
13
04 Fully Executed Defendants
14 AAF, LLC,
Ground Lease dated __/___/23 __/___/23 Yes / No
Ocean Queen
15 July 27, 2018 USA, Inc., &
[Bates Nos. OQ63-86] James Ho
16
05 Loan Agreement Defendants
17 dated October 31, AAF, LLC, __/___/23 __/___/23 Yes / No
Ocean Queen
18
2018, to April 16, USA, Inc., &
2019 James Ho
19 [Bates Nos. OQ87-
104]
20
06 Closing Documents Defendants
21 from Escrow (July AAF, LLC, __/___/23 __/___/23 Yes / No
Ocean Queen
31, 2018) USA, Inc., &
22 [Bates Nos. OQ44-49] James Ho
23
07 Defendant AAF, Defendants
24 LLC’s Form AAF, LLC, __/___/23 __/___/23 Yes / No
Ocean Queen
Interrogatories— USA, Inc., &
25 General, Set One, to James Ho
26
Plaintiff Ebert,
propounded on
27 5/24/2020
28
DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 2
Exh. Description Offered by Date Date Admissibility Objections
1 No. Identified Admitted Stipulated
to
2 Defendants
08 Plaintiff Ebert’s
5/1/2020 AAF, LLC, __/___/23 __/___/23 Yes / No
3 Ocean Queen
Response to Form USA, Inc., &
4 Interrogatories— James Ho
General, Set One
5
09 Defendant AAF, Defendants
6 AAF, LLC,
LLC’s Requests for __/___/23 __/___/23 Yes / No
Ocean Queen
7 Admission, Set One, USA, Inc., &
propounded on James Ho
8 5/24/2020
9 10 Plaintiff Ebert’s Defendants
5/1/2020 Response to AAF, LLC, __/___/23 __/___/23 Yes / No
10 Ocean Queen
Requests for USA, Inc., &
11 Admission, Set One James Ho
12 11 Defendant AAF, Defendants
LLC’s Request for AAF, LLC, __/___/23 __/___/23 Yes / No
13 Ocean Queen
Production of Docs., USA, Inc., &
14 Set One, propounded James Ho
on 5/24/2020
15
12 Plaintiff Ebert’s Defendants __/___/23 __/___/23
16 5/1/2020 Response to AAF, LLC, Yes / No
Ocean Queen
Request for USA, Inc., &
17
Production of Docs., James Ho
18 Set One
19 13 Bank of America Defendants __/___/23 __/___/23
Jan. ‘18 AAF, LLC, Yes / No
20 Ocean Queen
Bank statement(s) for USA, Inc., &
AAF, LLC James Ho
21 [Bates No. Ebert 251-
268]
22
14 Bank of America Defendants __/___/23 __/___/23
23 AAF, LLC,
Feb. ‘18 Yes / No
Ocean Queen
24 Bank statement(s) for USA, Inc., &
AAF, LLC James Ho
25 [Bates Nos. Ebert 305-
320]
26 15 Bank of America Defendants __/___/23 __/___/23
March ‘18 AAF, LLC, Yes / No
27 Ocean Queen
Bank statement(s) for USA, Inc., &
AAF, LLC James Ho
28
[Bates Nos. Ebert 1-18]
DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 3
Exh. Description Offered Date Date Admissibility Objections
1
No. by Identified Admitted Stipulated
2 to
16 Bank of America Defendants __/___/23 __/___/23
3 April ‘18 AAF, LLC, Yes / No
Ocean Queen
Bank statement(s) for USA, Inc., &
4 AAF, LLC James Ho
[Bates Nos. Ebert 37-54]
5
17 Bank of America Defendants __/___/23 __/___/23
6 May ‘18 AAF, LLC, Yes / No
Ocean Queen
Bank statement(s) for
7 USA, Inc., &
AAF, LLC James Ho
8 [Bates Nos. Ebert 55-72]
9 18 Bank of America Defendants __/___/23 __/___/23
June ’18 Bank AAF, LLC, Yes / No
10 Ocean Queen
statement(s) for USA, Inc., &
AAF, LLC James Ho
11
[Bates Nos. Ebert 73-90]
12
19 Bank of America Defendants __/___/23 __/___/23
July ’18 Bank AAF, LLC, Yes / No
13
Ocean Queen
statement(s) for USA, Inc., &
14 AAF, LLC James Ho
[Bates Nos. Ebert 91-
15 104]
16 20 Bank of America Defendants __/___/23 __/___/23
Aug. ’18 Bank AAF, LLC, Yes / No
17 Ocean Queen
statement(s) for USA, Inc., &
18 AAF, LLC James Ho
[Bates Nos. Ebert 105-
19 122]
20 21 Bank of America Defendants __/___/23 __/___/23
Sept. ‘18 Bank AAF, LLC, Yes / No
21 Ocean Queen
statement(s) for USA, Inc., &
AAF, LLC James Ho
22
[Bates Nos. Ebert 123-
138]
23
24
22 Bank of America Defendants __/___/23 __/___/23
Oct. ’18 Bank AAF, LLC, Yes / No
25
Ocean Queen
statement(s) for USA, Inc., &
26 AAF, LLC James Ho
[Bates Nos. 139-156]
27
28
DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 4
Exh. Description Offered Date Date Admissibility Objections
1
No. by Identified Admitted Stipulated
2 to
23 Bank of America Defendants __/___/23 __/___/23
3 Nov. ’18 Bank AAF, LLC, Yes / No
Ocean Queen
statement(s) for USA, Inc., &
4 AAF, LLC James Ho
[Bates Nos. 157-180]
5
24 Nov-Dec. ‘18 Defendants __/___/23 __/___/23
[Bates Nos. 299-303] AAF, LLC, Yes / No
6
Ocean Queen
USA, Inc., &
7 James Ho
8 Defendants
25 Bank of America __/___/23 __/___/23
Dec. ’18 Bank AAF, LLC, Yes / No
9 Ocean Queen
statement(s) for USA, Inc., &
10 AAF, LLC James Ho
[Bates Nos. Ebert 181-
11 216]
12 26 Bank of America Defendants __/___/23 __/___/23
Jan ’19 Bank AAF, LLC, Yes / No
13 Ocean Queen
statement(s) for USA, Inc., &
14
AAF, LLC James Ho
[Bates Nos. Ebert 217-
250]
15
16
27 Bank of America Defendants __/___/23 __/___/23
17 Feb ’19 Bank AAF, LLC, Yes / No
Ocean Queen
statement(s) for USA, Inc., &
18 AAF, LLC James Ho
[Bates Nos. Ebert 269-
19 282]
20 Defendants __/___/23 __/___/23
28 Bank of America
Feb ’19 Bank AAF, LLC, Yes / No
21 Ocean Queen
statement(s) for USA, Inc., &
22 AAF, LLC James Ho
[Bates Nos. Ebert 321-
23 339]
24
29 Bank of America Defendants __/___/23 __/___/23
25 March ’19 Bank AAF, LLC, Yes / No
Ocean Queen
statement(s) for USA, Inc., &
26
AAF, LLC James Ho
[Bates Nos. Ebert 283-
27
298]
28
DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 5
Exh. Description Offered Date Date Admissibility Objections
1
No. by Identified Admitted Stipulated
2 to
30 Bank of America Defendants __/___/23 __/___/23
3 March ’19 Bank AAF, LLC, Yes / No
Ocean Queen
statement(s) for USA, Inc., &
4 AAF, LLC James Ho
[Bates Nos. Ebert 019-
5 36]
6 Defendants
31 Bank of America __/___/23 __/___/23
Statement March ‘19 AAF, LLC, Yes / No
7 Ocean Queen
[Bates nos. Ebert 299-
303] USA, Inc., &
8 James Ho
32 Sparks Visa Defendants __/___/23 __/___/23
9 Signature -7154 AAF, LLC, Yes / No
Ocean Queen
10
Oct.-Nov ‘18 USA, Inc., &
[Bates Nos. 448-450] James Ho
11
33 Sparks Visa Defendants __/___/23 __/___/23 Yes / No
12 Signature -7154 AAF, LLC,
Ocean Queen
Dec.’18-Jan. ‘19 USA, Inc., &
13
[Bates Nos. 454-456] James Ho
14
34 Sparks Visa Defendants __/___/23 __/___/23 Yes / No
15 Signature -7154 AAF, LLC,
Ocean Queen
Jan.-Feb. ‘19 USA, Inc., &
16 [Bates Nos. 457-459] James Ho
17
35 Sparks Visa Defendants __/___/23 __/___/23 Yes / No
18 Signature -7154 AAF, LLC,
Ocean Queen
Feb.-March ‘19 USA, Inc., &
19 [Bates Nos. 460-462] James Ho
20
36 Sparks Visa Defendants __/___/23 __/___/23 Yes / No
21 Signature -7154 AAF, LLC,
Ocean Queen
March-April ‘19 USA, Inc., &
22 [Bates Nos. 463-465] James Ho
23
37 Sparks Visa Defendants __/___/23 __/___/23 Yes / No
24 AAF, LLC,
Signature -7154
Ocean Queen
25 April-May ‘19 USA, Inc., &
[Bates Nos. 466-468] James Ho
26
38 Sparks Visa Defendants __/___/23 __/___/23 Yes / No
27 AAF, LLC,
Signature -7154
Ocean Queen
28 May-June ‘19 USA, Inc., &
[Bates Nos. 469-471] James Ho
DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 6
Exh. Description Offered Date Date Admissibility Objections
1
No. by Identified Admitted Stipulated
2 to
39 Amended Notice of Defendants __/___/23 __/___/23 Yes / No
3 Depo to Plaintiff AAF, LLC,
Ocean Queen
Ebert served May 24, USA, Inc., &
4 2023 James Ho
5 Defendants
40 Exhibit 2 of the Depo __/___/23 __/___/23 Yes / No
of Plaintiff Ebert AAF, LLC,
6 Ocean Queen
(Check Copies) USA, Inc., &
7 James Ho
[Bates Nos. 034-35;
8 172; 174-75; 208-10;
243; 247; 339-40]
9
41 Exhibit 3 of the Defendants __/___/23 __/___/23 Yes / No
10 Deposition of AAF, LLC,
Ocean Queen
Plaintiff Ebert USA, Inc., &
11
(Ledgers) James Ho
12
[Bates Nos. 808-810]
13
42 Plaintiff Defendants __/___/23 __/___/23 Yes / No
14 Management Fee AAF, LLC,
Ocean Queen
ledger USA, Inc., &
15
James Ho
16
Dated: June 28, 2023 LAW OFFICES OF PAUL L. GUMINA, PC
17
18
19
Paul L. Gumina
20 Attorney for Defendants and Cross-Complainants
American Abalone Farms, LLC; Ocean Queen USA, Inc.;
21
and Defendant James Ho
22
23
24
25
26
27
28
DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 7
1
PROOF OF SERVICE
STATE OF CALIFORNIA, COUNTY OF LOS ANGELES) ss.
2
I am a citizen of the United States and employed in the County of Los Angeles, State of
3 California; I am over the age of 18 years and not a party to the within-entitled action; my business address
is 560 W. Main St., Suite 205, Alhambra, CA 91801. On June 28, 2023, I served the foregoing
4 documents, described as follows:
5 EXHIBIT LIST OF DEFENDANTS AMERICAN ABALONE FARMS, LLC, OCEAN QUEEN USA
INC., AND JAMES HO
6
7 on the interested parties to said action by the following means:
8
(By Mail) By placing a true copy thereof, enclosed in a sealed envelope with postage thereon fully prepaid, for
collection and mailing on that date following ordinary business practices, in the United States Mail at
9 560 W. Main St., Suite 205, Alhambra, California, addressed as shown below. I am readily familiar
with this business's practice for collection and processing of correspondence for mailing with the U.S.
10 Postal Service, and in the ordinary course of business correspondence would be deposited with the
U.S. Postal Service the same day it was placed for collection and processing.
11
X (By Email) The above-referenced document was transmitted via electronic transmission from
12 paul@westcoastbizlaw.com to the persons at the electronic – email addresses indicated below.
(By Hand Delivery) By causing a true copy thereof, enclosed in a sealed envelope, to be delivered by hand to the
13 addresses shown below.
14 (By Overnight Delivery) By placing a true copy thereof, enclosed in a sealed envelope, with delivery charges prepaid, to be
sent by , addressed as shown below.
15
(By Facsimile) By transmitting a true copy thereof by facsimile transmission from facsimile number
16 (408) 573-7185 to the interested parties to said action; the transmission was reported as complete and
without error, and a copy of the transmission report, which was properly issued by the transmitting
facsimile machine. Said documents were transmitted to the interested parties as shown below
17
at__________
18
I declare under penalty of perjury that the foregoing is true and correct. Executed on June 28,
19 2023, in Alhambra, California.
20
21
NAME AND ADDRESS OF EACH PERSON SERVED:
22 Sasha Shahabi
Brereton Law Office
23 1362 Pacific Avenue, Suite 220
Santa Cruz, CA 95060
24 Tel: (831) 429-6391
Fax: (831) 459-8298
25 Email: ss@brereton.law
Attorneys for Plaintiff & Cross-Defendant
26 Tom Ebert
27
28
DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 8
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1 Paul L. Gumina, Esq. (SBN 160110) 2 LAW OFFICES OF PAUL L. GUMINA, P.C. 560 W. Main St., Suite 205 3 Alhambra, CA 91801 Telephone: (866) 894-8863 4 Email: paul@westcoastbizlaw.com 5 Attorney for Defendants & Cross-Complainants 6 AMERICAN ABALONE FARMS, LLC; OCEAN QUEEN USA, INC.; & 7 Defendant JAMES HO 8 9 10 SUPERIOR COURT OF CALIFORNIA 11 COUNTY OF SANTA CRUZ 12 TOM EBERT, an individual; ) Case No: 19CV03672 ) 13 Plaintiff, ) ) EXHIBIT LIST OF DEFENDANTS 14 ) AMERICAN ABALONE FARMS, LLC, VS. ) OCEAN QUEEN USA INC., AND JAMES HO 15 ) AMERICAN ABALONE FARMS, LLC, a ) TRIAL CALL: JUNE 29, 2023 16 California Limited Liability Company, OCEAN ) TIME: 1:30 PM QUEEN USA, INC., a California Corporation, ) DEPT. 5 17 JAMES HO, an individual, and DOES 1 To 50, ) ) TRIAL DATE: JULY 10, 2023 inclusive, TIME: 9:00 A.M. 18 ) ) LOCATION: TBD 19 Defendants. ) ) 20 ) ________________________________________ ) Complaint filed: December 11, 2019 21 ) And Related Cross-Complaint. ) 22 23 TO ALL PARTIES AND COUNSEL OF RECORD: 24 Attached hereto, please find the List of Exhibits of Defendants AMERICAN ABALONE FARMS, 25 LLC, OCEAN QUEEN USA INC., AND JAMES HO (collectively, “Defendants”). Defendants reserve 26 the right to supplement this List of Exhibits to identify additional documents to be introduced for rebuttal 27 purposes. 28 // DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 1 EXHIBIT LIST 1 2 Exh. Description Offered Date Date Admissibility Objections No. by Identified Admitted Stipulated 3 to 01 Sale & Purchase Defendants 4 Agmt. Dated July AAF, LLC, __/___/23 __/___/23 Yes / No Ocean Queen 2018 USA, Inc., & 5 [Bates Nos. OQ01-43] James Ho 6 02 Consulting Agmt. Defendants between Defendant AAF, LLC, __/___/23 __/___/23 Yes / No 7 Ocean Queen AAF, LLC & USA, Inc., & 8 Plaintiff Ebert dated James Ho July 1, 2018 9 [Bates Nos. OQ50-55] 10 Defendants 03 Consulting Agmt. between AAF, LLC, AAF, LLC, __/___/23 __/___/23 Yes / No 11 Ocean Queen & Plaintiff Ebert, USA, Inc., & 12 Part II James Ho [Bates Nos. OQ56-62] 13 04 Fully Executed Defendants 14 AAF, LLC, Ground Lease dated __/___/23 __/___/23 Yes / No Ocean Queen 15 July 27, 2018 USA, Inc., & [Bates Nos. OQ63-86] James Ho 16 05 Loan Agreement Defendants 17 dated October 31, AAF, LLC, __/___/23 __/___/23 Yes / No Ocean Queen 18 2018, to April 16, USA, Inc., & 2019 James Ho 19 [Bates Nos. OQ87- 104] 20 06 Closing Documents Defendants 21 from Escrow (July AAF, LLC, __/___/23 __/___/23 Yes / No Ocean Queen 31, 2018) USA, Inc., & 22 [Bates Nos. OQ44-49] James Ho 23 07 Defendant AAF, Defendants 24 LLC’s Form AAF, LLC, __/___/23 __/___/23 Yes / No Ocean Queen Interrogatories— USA, Inc., & 25 General, Set One, to James Ho 26 Plaintiff Ebert, propounded on 27 5/24/2020 28 DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 2 Exh. Description Offered by Date Date Admissibility Objections 1 No. Identified Admitted Stipulated to 2 Defendants 08 Plaintiff Ebert’s 5/1/2020 AAF, LLC, __/___/23 __/___/23 Yes / No 3 Ocean Queen Response to Form USA, Inc., & 4 Interrogatories— James Ho General, Set One 5 09 Defendant AAF, Defendants 6 AAF, LLC, LLC’s Requests for __/___/23 __/___/23 Yes / No Ocean Queen 7 Admission, Set One, USA, Inc., & propounded on James Ho 8 5/24/2020 9 10 Plaintiff Ebert’s Defendants 5/1/2020 Response to AAF, LLC, __/___/23 __/___/23 Yes / No 10 Ocean Queen Requests for USA, Inc., & 11 Admission, Set One James Ho 12 11 Defendant AAF, Defendants LLC’s Request for AAF, LLC, __/___/23 __/___/23 Yes / No 13 Ocean Queen Production of Docs., USA, Inc., & 14 Set One, propounded James Ho on 5/24/2020 15 12 Plaintiff Ebert’s Defendants __/___/23 __/___/23 16 5/1/2020 Response to AAF, LLC, Yes / No Ocean Queen Request for USA, Inc., & 17 Production of Docs., James Ho 18 Set One 19 13 Bank of America Defendants __/___/23 __/___/23 Jan. ‘18 AAF, LLC, Yes / No 20 Ocean Queen Bank statement(s) for USA, Inc., & AAF, LLC James Ho 21 [Bates No. Ebert 251- 268] 22 14 Bank of America Defendants __/___/23 __/___/23 23 AAF, LLC, Feb. ‘18 Yes / No Ocean Queen 24 Bank statement(s) for USA, Inc., & AAF, LLC James Ho 25 [Bates Nos. Ebert 305- 320] 26 15 Bank of America Defendants __/___/23 __/___/23 March ‘18 AAF, LLC, Yes / No 27 Ocean Queen Bank statement(s) for USA, Inc., & AAF, LLC James Ho 28 [Bates Nos. Ebert 1-18] DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 3 Exh. Description Offered Date Date Admissibility Objections 1 No. by Identified Admitted Stipulated 2 to 16 Bank of America Defendants __/___/23 __/___/23 3 April ‘18 AAF, LLC, Yes / No Ocean Queen Bank statement(s) for USA, Inc., & 4 AAF, LLC James Ho [Bates Nos. Ebert 37-54] 5 17 Bank of America Defendants __/___/23 __/___/23 6 May ‘18 AAF, LLC, Yes / No Ocean Queen Bank statement(s) for 7 USA, Inc., & AAF, LLC James Ho 8 [Bates Nos. Ebert 55-72] 9 18 Bank of America Defendants __/___/23 __/___/23 June ’18 Bank AAF, LLC, Yes / No 10 Ocean Queen statement(s) for USA, Inc., & AAF, LLC James Ho 11 [Bates Nos. Ebert 73-90] 12 19 Bank of America Defendants __/___/23 __/___/23 July ’18 Bank AAF, LLC, Yes / No 13 Ocean Queen statement(s) for USA, Inc., & 14 AAF, LLC James Ho [Bates Nos. Ebert 91- 15 104] 16 20 Bank of America Defendants __/___/23 __/___/23 Aug. ’18 Bank AAF, LLC, Yes / No 17 Ocean Queen statement(s) for USA, Inc., & 18 AAF, LLC James Ho [Bates Nos. Ebert 105- 19 122] 20 21 Bank of America Defendants __/___/23 __/___/23 Sept. ‘18 Bank AAF, LLC, Yes / No 21 Ocean Queen statement(s) for USA, Inc., & AAF, LLC James Ho 22 [Bates Nos. Ebert 123- 138] 23 24 22 Bank of America Defendants __/___/23 __/___/23 Oct. ’18 Bank AAF, LLC, Yes / No 25 Ocean Queen statement(s) for USA, Inc., & 26 AAF, LLC James Ho [Bates Nos. 139-156] 27 28 DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 4 Exh. Description Offered Date Date Admissibility Objections 1 No. by Identified Admitted Stipulated 2 to 23 Bank of America Defendants __/___/23 __/___/23 3 Nov. ’18 Bank AAF, LLC, Yes / No Ocean Queen statement(s) for USA, Inc., & 4 AAF, LLC James Ho [Bates Nos. 157-180] 5 24 Nov-Dec. ‘18 Defendants __/___/23 __/___/23 [Bates Nos. 299-303] AAF, LLC, Yes / No 6 Ocean Queen USA, Inc., & 7 James Ho 8 Defendants 25 Bank of America __/___/23 __/___/23 Dec. ’18 Bank AAF, LLC, Yes / No 9 Ocean Queen statement(s) for USA, Inc., & 10 AAF, LLC James Ho [Bates Nos. Ebert 181- 11 216] 12 26 Bank of America Defendants __/___/23 __/___/23 Jan ’19 Bank AAF, LLC, Yes / No 13 Ocean Queen statement(s) for USA, Inc., & 14 AAF, LLC James Ho [Bates Nos. Ebert 217- 250] 15 16 27 Bank of America Defendants __/___/23 __/___/23 17 Feb ’19 Bank AAF, LLC, Yes / No Ocean Queen statement(s) for USA, Inc., & 18 AAF, LLC James Ho [Bates Nos. Ebert 269- 19 282] 20 Defendants __/___/23 __/___/23 28 Bank of America Feb ’19 Bank AAF, LLC, Yes / No 21 Ocean Queen statement(s) for USA, Inc., & 22 AAF, LLC James Ho [Bates Nos. Ebert 321- 23 339] 24 29 Bank of America Defendants __/___/23 __/___/23 25 March ’19 Bank AAF, LLC, Yes / No Ocean Queen statement(s) for USA, Inc., & 26 AAF, LLC James Ho [Bates Nos. Ebert 283- 27 298] 28 DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 5 Exh. Description Offered Date Date Admissibility Objections 1 No. by Identified Admitted Stipulated 2 to 30 Bank of America Defendants __/___/23 __/___/23 3 March ’19 Bank AAF, LLC, Yes / No Ocean Queen statement(s) for USA, Inc., & 4 AAF, LLC James Ho [Bates Nos. Ebert 019- 5 36] 6 Defendants 31 Bank of America __/___/23 __/___/23 Statement March ‘19 AAF, LLC, Yes / No 7 Ocean Queen [Bates nos. Ebert 299- 303] USA, Inc., & 8 James Ho 32 Sparks Visa Defendants __/___/23 __/___/23 9 Signature -7154 AAF, LLC, Yes / No Ocean Queen 10 Oct.-Nov ‘18 USA, Inc., & [Bates Nos. 448-450] James Ho 11 33 Sparks Visa Defendants __/___/23 __/___/23 Yes / No 12 Signature -7154 AAF, LLC, Ocean Queen Dec.’18-Jan. ‘19 USA, Inc., & 13 [Bates Nos. 454-456] James Ho 14 34 Sparks Visa Defendants __/___/23 __/___/23 Yes / No 15 Signature -7154 AAF, LLC, Ocean Queen Jan.-Feb. ‘19 USA, Inc., & 16 [Bates Nos. 457-459] James Ho 17 35 Sparks Visa Defendants __/___/23 __/___/23 Yes / No 18 Signature -7154 AAF, LLC, Ocean Queen Feb.-March ‘19 USA, Inc., & 19 [Bates Nos. 460-462] James Ho 20 36 Sparks Visa Defendants __/___/23 __/___/23 Yes / No 21 Signature -7154 AAF, LLC, Ocean Queen March-April ‘19 USA, Inc., & 22 [Bates Nos. 463-465] James Ho 23 37 Sparks Visa Defendants __/___/23 __/___/23 Yes / No 24 AAF, LLC, Signature -7154 Ocean Queen 25 April-May ‘19 USA, Inc., & [Bates Nos. 466-468] James Ho 26 38 Sparks Visa Defendants __/___/23 __/___/23 Yes / No 27 AAF, LLC, Signature -7154 Ocean Queen 28 May-June ‘19 USA, Inc., & [Bates Nos. 469-471] James Ho DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 6 Exh. Description Offered Date Date Admissibility Objections 1 No. by Identified Admitted Stipulated 2 to 39 Amended Notice of Defendants __/___/23 __/___/23 Yes / No 3 Depo to Plaintiff AAF, LLC, Ocean Queen Ebert served May 24, USA, Inc., & 4 2023 James Ho 5 Defendants 40 Exhibit 2 of the Depo __/___/23 __/___/23 Yes / No of Plaintiff Ebert AAF, LLC, 6 Ocean Queen (Check Copies) USA, Inc., & 7 James Ho [Bates Nos. 034-35; 8 172; 174-75; 208-10; 243; 247; 339-40] 9 41 Exhibit 3 of the Defendants __/___/23 __/___/23 Yes / No 10 Deposition of AAF, LLC, Ocean Queen Plaintiff Ebert USA, Inc., & 11 (Ledgers) James Ho 12 [Bates Nos. 808-810] 13 42 Plaintiff Defendants __/___/23 __/___/23 Yes / No 14 Management Fee AAF, LLC, Ocean Queen ledger USA, Inc., & 15 James Ho 16 Dated: June 28, 2023 LAW OFFICES OF PAUL L. GUMINA, PC 17 18 19 Paul L. Gumina 20 Attorney for Defendants and Cross-Complainants American Abalone Farms, LLC; Ocean Queen USA, Inc.; 21 and Defendant James Ho 22 23 24 25 26 27 28 DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 7 1 PROOF OF SERVICE STATE OF CALIFORNIA, COUNTY OF LOS ANGELES) ss. 2 I am a citizen of the United States and employed in the County of Los Angeles, State of 3 California; I am over the age of 18 years and not a party to the within-entitled action; my business address is 560 W. Main St., Suite 205, Alhambra, CA 91801. On June 28, 2023, I served the foregoing 4 documents, described as follows: 5 EXHIBIT LIST OF DEFENDANTS AMERICAN ABALONE FARMS, LLC, OCEAN QUEEN USA INC., AND JAMES HO 6 7 on the interested parties to said action by the following means: 8 (By Mail) By placing a true copy thereof, enclosed in a sealed envelope with postage thereon fully prepaid, for collection and mailing on that date following ordinary business practices, in the United States Mail at 9 560 W. Main St., Suite 205, Alhambra, California, addressed as shown below. I am readily familiar with this business's practice for collection and processing of correspondence for mailing with the U.S. 10 Postal Service, and in the ordinary course of business correspondence would be deposited with the U.S. Postal Service the same day it was placed for collection and processing. 11 X (By Email) The above-referenced document was transmitted via electronic transmission from 12 paul@westcoastbizlaw.com to the persons at the electronic – email addresses indicated below. (By Hand Delivery) By causing a true copy thereof, enclosed in a sealed envelope, to be delivered by hand to the 13 addresses shown below. 14 (By Overnight Delivery) By placing a true copy thereof, enclosed in a sealed envelope, with delivery charges prepaid, to be sent by , addressed as shown below. 15 (By Facsimile) By transmitting a true copy thereof by facsimile transmission from facsimile number 16 (408) 573-7185 to the interested parties to said action; the transmission was reported as complete and without error, and a copy of the transmission report, which was properly issued by the transmitting facsimile machine. Said documents were transmitted to the interested parties as shown below 17 at__________ 18 I declare under penalty of perjury that the foregoing is true and correct. Executed on June 28, 19 2023, in Alhambra, California. 20 21 NAME AND ADDRESS OF EACH PERSON SERVED: 22 Sasha Shahabi Brereton Law Office 23 1362 Pacific Avenue, Suite 220 Santa Cruz, CA 95060 24 Tel: (831) 429-6391 Fax: (831) 459-8298 25 Email: ss@brereton.law Attorneys for Plaintiff & Cross-Defendant 26 Tom Ebert 27 28 DEFENDANTS AAF, LLC, et al EXHIBIT LIST Page 8