On July 15, 2021 a
Complaint,Petition
was filed
involving a dispute between
Ocampo, Daniel,
and
Ah Capital Management, L.L.C.,
Andreessen Horowitz,
Dfinity Stiftung,
Dfinity Usa Research Llc,
Does 1-20,
John Does 1-20,
Polychain Capital,
Polychain Capital Lp,
Williams, Dominic,
for Complex Civil Unlimited Class Action
in the District Court of San Mateo County.
Preview
1 John T. Jasnoch (CA 281605)
SCOTT+SCOTT ATTORNEYS AT LAW LLP
2 600 W. Broadway, Suite 3300
San Diego, CA 92101
3 Telephone: 619-233-4565
Facsimile: 619-233-0508
4 jjasnoch@scott-scott.com
5 Counsel for Plaintiff Daniel Ocampo
6 [Additional Counsel on Signature Page.]
7
8 SUPERIOR COURT OF THE STATE OF CALIFORNIA
9 COUNTY OF SAN MATEO
10 DANIEL OCAMPO, Individually and on Behalf Case No. 21-CIV-03843
of All Others Similarly Situated,
11 CLASS ACTION
Plaintiff,
12 v. PROOF OF SERVICE
13 DFINITY USA RESEARCH LLC, DFINITY
FOUNDATION STIFTUNG, AH CAPITAL
14 MANAGMENT, POLYCHAIN CAPITAL, Hon. Danny Y. Chou
DOMINIC WILLIAMS, and JOHN DOES 1-20, Dept. 22 – Ctrm. I
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Defendants. Date Action Filed: July 15, 2021
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PROOF OF SERVICE
1 I, John T. Jasnoch, am employed in the County of San Diego, State of California. I am over the
2 age of 18 and not a party to the within action; my business address is Scott+Scott Attorneys at Law LLP,
3 600 W. Broadway, Suite 3300, San Diego, CA 92101. My electronic service address is jjasnoch@scott-
4 scott.com.
5 On February 9, 2023, I served on the interested parties in this action a true and correct copy of the
6 THIRD AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE SECURITIES
7 ACT OF 1933
8 X By Electronic Filing
9 I caused said document(s) to be filed electronically using One Legal, an electronic filing
10 service provider of the Superior Court of San Mateo County; and
11 X By Electronic Mail
12 I caused said document(s) to be transmitted by electronic mail. The name(s) and email
13 address(es) of the person(s) served are set forth in the attached Service List. The document
14 was transmitted by electronic transmission and without error.
15 I declare under penalty of perjury of the laws of the State of California that the foregoing is true
16 and correct.
17 Executed on this 9th day of February, 2023, at San Diego, California.
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19 JOHN T. JASNOCH
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PROOF OF SERVICE
1 SERVICE LIST
Daniel Ocampo v. Dfinity USA Research LLC, et al., Case No. 21-CIV-03843
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3 COUNSEL FOR PLAINTIFFS:
4 NAME FIRM EMAIL
John T. Jasnoch SCOTT + SCOTT jjasnoch@scott-scott.com
5 ATTORNEYS AT LAW LLP
600 W. Broadway, Suite 3300
6 San Diego, CA 92101
Telephone: 619-233-4565
7 619-233-0508 (fax)
8 Counsel for Plaintiff Daniel
Ocampo
9 Sean T. Masson SCOTT + SCOTT smasson@scott-scott.com
ATTORNEYS AT LAW LLP
10 230 Park Avenue, 17th Floor
New York, NY 10169
11 Telephone: 212-223-6444
212-223-6334 (fax)
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Counsel for Plaintiff Daniel
13 Ocampo
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COUNSEL FOR DEFENDANTS:
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16 NAME FIRM EMAIL
Alexander Mills CRAVATH, SWAINE amills@cravath.com
17 Kevin J. Orsini & MOORE LLP korsini@cravath.com
Antony L. Ryan Worldwide Plaza aryan@cravath.com
18 825 Eighth Avenue
Lauren M. Rosenberg New York, NY 10019- lrosenberg@cravath.com
19 7475
Telephone: 212-474-
20 1000
212-474-3700 (fax)
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Counsel for Dfinity USA
22 Research LLC
Michael Liftik QUINN EMANUEL michaelliftik@quinnemanuel.com
23 Sarah Heaton URQUHART & sarahconcannon@quinnemanuel.com
Concannon SULLIVAN, LLP
24 1300 I Street, Suite 900
Washington, D.C. 20005
25 Telephone: 202-538-
8000
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Counsel for Dfinity USA
27 Research LLC
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PROOF OF SERVICE
1 Emily Kapur QUINN EMANUEL emilykapur@quinnemanuel.com
URQUHART &
2 SULLIVAN, LLP
555 Twin Dolphin
3 Drive, 5th Floor
Redwood Shores, CA
4 94065
Telephone: 650-801-
5 5000
6 Counsel for Dfinity USA
Research LLC
7 Brenna Nelinson QUINN EMANUEL brennanelinson@quinnemanuel.com
URQUHART &
8 SULLIVAN, LLP
51 Madison Avenue,
9 22nd Floor
New York, NY 10010
10 Telephone: 212-849-
7000
11
Counsel for Dfinity USA
12 Research LLC
Peter R. Boutin KEESAL, YOUNG & peter.boutin@kyl.com
13 Christopher A. LOGAN christopher.stecher@kyl.com
Stecher 450 Pacific Avenue
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San Francisco, CA
15 94133
Telephone: 415-398-
16 6000
17 Counsel for Defendant
18 Polychain Capital LP
Roger Cooper CLEARY GOTTLIEB racooper@cgsh.com
19 Jared Gerber STEEN & HAMILTON jgerber@cgsh.com
LLP
20 One Liberty Plaza
New York, NY 10006
21 Telephone: 212-225-
22 2283
23 Of Counsel for
Defendant Polychain
24 Capital LP
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PROOF OF SERVICE
1 Matthew Rawlinson LATHAM & matthew.rawlinson@lw.com
WATKINS LLP
2 140 Scott Drive
Menlo Park, CA 94025
3 Telephone: 650-463-
3076
4 650-463-2600 (fax)
5 Counsel for AH Capital
Management, L.L.C.
6 Susan Engel LATHAM & susan.engel@lw.com
WATKINS LLP 555
7 Eleventh Street, NW,
Suite 1000
8 Washington, D.C.
20004-1304 Telephone:
9 202-637-2200
202-637-2201 (fax)
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Counsel for AH Capital
11 Management, L.L.C.
Benjamin Naftalis LATHAM & benjamin.naftalis@lw.com
12 Gregory Mortenson WATKINS LLP 1271 gregory.mortenson@lw.com
Avenue of the Americas
13 New York, NY 10020
Telephone: 212-906-
14 1200
212-751-4864 (fax)
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Counsel for AH Capital
16 Management, L.L.C.
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18 COURT:
19 Court Address Email
San Mateo County Superior Court Department 22 – dept22@sanmateocourt.org
20 – Judge Danny Y. Chou Courtroom I complexcivil@sanmateocourt.org
1050 Mission Road
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South San Francisco,
22 CA 94080
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PROOF OF SERVICE
Preview
1 John T. Jasnoch (CA 281605) SCOTT+SCOTT ATTORNEYS AT LAW LLP 2 600 W. Broadway, Suite 3300 San Diego, CA 92101 3 Telephone: 619-233-4565 Facsimile: 619-233-0508 4 jjasnoch@scott-scott.com 5 Counsel for Plaintiff Daniel Ocampo 6 [Additional Counsel on Signature Page.] 7 8 SUPERIOR COURT OF THE STATE OF CALIFORNIA 9 COUNTY OF SAN MATEO 10 DANIEL OCAMPO, Individually and on Behalf Case No. 21-CIV-03843 of All Others Similarly Situated, 11 CLASS ACTION Plaintiff, 12 v. PROOF OF SERVICE 13 DFINITY USA RESEARCH LLC, DFINITY FOUNDATION STIFTUNG, AH CAPITAL 14 MANAGMENT, POLYCHAIN CAPITAL, Hon. Danny Y. Chou DOMINIC WILLIAMS, and JOHN DOES 1-20, Dept. 22 – Ctrm. I 15 Defendants. Date Action Filed: July 15, 2021 16 17 18 19 20 21 22 23 24 25 26 27 28 PROOF OF SERVICE 1 I, John T. Jasnoch, am employed in the County of San Diego, State of California. I am over the 2 age of 18 and not a party to the within action; my business address is Scott+Scott Attorneys at Law LLP, 3 600 W. Broadway, Suite 3300, San Diego, CA 92101. My electronic service address is jjasnoch@scott- 4 scott.com. 5 On February 9, 2023, I served on the interested parties in this action a true and correct copy of the 6 THIRD AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE SECURITIES 7 ACT OF 1933 8 X By Electronic Filing 9 I caused said document(s) to be filed electronically using One Legal, an electronic filing 10 service provider of the Superior Court of San Mateo County; and 11 X By Electronic Mail 12 I caused said document(s) to be transmitted by electronic mail. The name(s) and email 13 address(es) of the person(s) served are set forth in the attached Service List. The document 14 was transmitted by electronic transmission and without error. 15 I declare under penalty of perjury of the laws of the State of California that the foregoing is true 16 and correct. 17 Executed on this 9th day of February, 2023, at San Diego, California. 18 19 JOHN T. JASNOCH 20 21 22 23 24 25 26 27 28 1 PROOF OF SERVICE 1 SERVICE LIST Daniel Ocampo v. Dfinity USA Research LLC, et al., Case No. 21-CIV-03843 2 3 COUNSEL FOR PLAINTIFFS: 4 NAME FIRM EMAIL John T. Jasnoch SCOTT + SCOTT jjasnoch@scott-scott.com 5 ATTORNEYS AT LAW LLP 600 W. Broadway, Suite 3300 6 San Diego, CA 92101 Telephone: 619-233-4565 7 619-233-0508 (fax) 8 Counsel for Plaintiff Daniel Ocampo 9 Sean T. Masson SCOTT + SCOTT smasson@scott-scott.com ATTORNEYS AT LAW LLP 10 230 Park Avenue, 17th Floor New York, NY 10169 11 Telephone: 212-223-6444 212-223-6334 (fax) 12 Counsel for Plaintiff Daniel 13 Ocampo 14 COUNSEL FOR DEFENDANTS: 15 16 NAME FIRM EMAIL Alexander Mills CRAVATH, SWAINE amills@cravath.com 17 Kevin J. Orsini & MOORE LLP korsini@cravath.com Antony L. Ryan Worldwide Plaza aryan@cravath.com 18 825 Eighth Avenue Lauren M. Rosenberg New York, NY 10019- lrosenberg@cravath.com 19 7475 Telephone: 212-474- 20 1000 212-474-3700 (fax) 21 Counsel for Dfinity USA 22 Research LLC Michael Liftik QUINN EMANUEL michaelliftik@quinnemanuel.com 23 Sarah Heaton URQUHART & sarahconcannon@quinnemanuel.com Concannon SULLIVAN, LLP 24 1300 I Street, Suite 900 Washington, D.C. 20005 25 Telephone: 202-538- 8000 26 Counsel for Dfinity USA 27 Research LLC 28 2 PROOF OF SERVICE 1 Emily Kapur QUINN EMANUEL emilykapur@quinnemanuel.com URQUHART & 2 SULLIVAN, LLP 555 Twin Dolphin 3 Drive, 5th Floor Redwood Shores, CA 4 94065 Telephone: 650-801- 5 5000 6 Counsel for Dfinity USA Research LLC 7 Brenna Nelinson QUINN EMANUEL brennanelinson@quinnemanuel.com URQUHART & 8 SULLIVAN, LLP 51 Madison Avenue, 9 22nd Floor New York, NY 10010 10 Telephone: 212-849- 7000 11 Counsel for Dfinity USA 12 Research LLC Peter R. Boutin KEESAL, YOUNG & peter.boutin@kyl.com 13 Christopher A. LOGAN christopher.stecher@kyl.com Stecher 450 Pacific Avenue 14 San Francisco, CA 15 94133 Telephone: 415-398- 16 6000 17 Counsel for Defendant 18 Polychain Capital LP Roger Cooper CLEARY GOTTLIEB racooper@cgsh.com 19 Jared Gerber STEEN & HAMILTON jgerber@cgsh.com LLP 20 One Liberty Plaza New York, NY 10006 21 Telephone: 212-225- 22 2283 23 Of Counsel for Defendant Polychain 24 Capital LP 25 26 27 28 3 PROOF OF SERVICE 1 Matthew Rawlinson LATHAM & matthew.rawlinson@lw.com WATKINS LLP 2 140 Scott Drive Menlo Park, CA 94025 3 Telephone: 650-463- 3076 4 650-463-2600 (fax) 5 Counsel for AH Capital Management, L.L.C. 6 Susan Engel LATHAM & susan.engel@lw.com WATKINS LLP 555 7 Eleventh Street, NW, Suite 1000 8 Washington, D.C. 20004-1304 Telephone: 9 202-637-2200 202-637-2201 (fax) 10 Counsel for AH Capital 11 Management, L.L.C. Benjamin Naftalis LATHAM & benjamin.naftalis@lw.com 12 Gregory Mortenson WATKINS LLP 1271 gregory.mortenson@lw.com Avenue of the Americas 13 New York, NY 10020 Telephone: 212-906- 14 1200 212-751-4864 (fax) 15 Counsel for AH Capital 16 Management, L.L.C. 17 18 COURT: 19 Court Address Email San Mateo County Superior Court Department 22 – dept22@sanmateocourt.org 20 – Judge Danny Y. Chou Courtroom I complexcivil@sanmateocourt.org 1050 Mission Road 21 South San Francisco, 22 CA 94080 23 24 25 26 27 28 4 PROOF OF SERVICE