On August 19, 2022 a
ACKNOWLEDGEMENT OF SERVICE - Arbitration Award
was filed
involving a dispute between
Allegheny Casualty Company,
and
Robert Boshnack,
for Commercial - Other (Judgment by Confession)
in the District Court of New York County.
Preview
FILED: 12805.
NEWExpungement
YORK of Customer
COUNTY CLERKDispute09/06/2022
Information under01:50Rule 2080PM | FINRA.org INDEXPageNO. 1653223/2022
of 2
NYSCEF DOC. NO. 12 RECEIVED NYSCEF: 09/06/2022
FINRA RULES
12000. CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES
PART VIII SIMPLIFIED ARBITRATION AND DEFAULT PROCEEDINGS
12805. Expungement of Customer Dispute Information VERSIONS
under Rule 2080
Aug 17, 2009
The Rule Notices
onwards
In order to grant expungement of customer dispute information under Rule 2080, the panel must:
(a) Hold a recorded hearing session (by telephone or in person) regarding the appropriateness of
expungement. This paragraph will apply to cases administered under Rule 12800 even if a customer did
not request a hearing on the merits.
(b) In cases involving settlements, review settlement documents and consider the amount of
payments made to any party and any other terms and conditions of a settlement.
(c) Indicate in the arbitration award which of the Rule 2080 grounds for expungement serve(s) as the
basis for its expungement order and provide a brief written explanation of the reason(s) for its finding that
one or more Rule 2080 grounds for expungement applies to the facts of the case.
(d) Assess all forum fees for hearing sessions in which the sole topic is the determination of the
appropriateness of expungement against the parties requesting expungement relief.
Amended by SR-FINRA-2009-046 eff. Aug. 17, 2009.
Adopted by FINRA-2008-010 and amended by FINRA-2008-063 eff. Dec. 15, 2008.
Selected Notice: 08-79.
‹ 12801. DEFAULT PROCEEDINGS UP PART IX FEES AND AWARDS ›
ARBITRATION & MEDIATION
FINRA operates the largest securities dispute resolution forum in the LEARN MORE
United States
©2020 FINRA. All Rights Reserved.
FINRA IS A REGISTERED TRADEMARK OF THE FINANCIAL INDUSTRY
REGULATORY AUTHORITY, INC.
https://www.finra.org/rules-guidance/rulebooks/finra-rules/12805 2/10/2020
FILED: 12805.
NEWExpungement
YORK of Customer
COUNTY CLERKDispute09/06/2022
Information under01:50Rule 2080PM | FINRA.org INDEXPageNO. 2653223/2022
of 2
NYSCEF DOC. NO. 12 RECEIVED NYSCEF: 09/06/2022
https://www.finra.org/rules-guidance/rulebooks/finra-rules/12805 2/10/2020
Document Filed Date
September 14, 2022
Case Filing Date
August 19, 2022
Category
Commercial - Other (Judgment by Confession)
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Preview
FILED: 12805. NEWExpungement YORK of Customer COUNTY CLERKDispute09/06/2022 Information under01:50Rule 2080PM | FINRA.org INDEXPageNO. 1653223/2022 of 2 NYSCEF DOC. NO. 12 RECEIVED NYSCEF: 09/06/2022 FINRA RULES 12000. CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES PART VIII SIMPLIFIED ARBITRATION AND DEFAULT PROCEEDINGS 12805. Expungement of Customer Dispute Information VERSIONS under Rule 2080 Aug 17, 2009 The Rule Notices onwards In order to grant expungement of customer dispute information under Rule 2080, the panel must: (a) Hold a recorded hearing session (by telephone or in person) regarding the appropriateness of expungement. This paragraph will apply to cases administered under Rule 12800 even if a customer did not request a hearing on the merits. (b) In cases involving settlements, review settlement documents and consider the amount of payments made to any party and any other terms and conditions of a settlement. (c) Indicate in the arbitration award which of the Rule 2080 grounds for expungement serve(s) as the basis for its expungement order and provide a brief written explanation of the reason(s) for its finding that one or more Rule 2080 grounds for expungement applies to the facts of the case. (d) Assess all forum fees for hearing sessions in which the sole topic is the determination of the appropriateness of expungement against the parties requesting expungement relief. Amended by SR-FINRA-2009-046 eff. Aug. 17, 2009. Adopted by FINRA-2008-010 and amended by FINRA-2008-063 eff. Dec. 15, 2008. Selected Notice: 08-79. ‹ 12801. DEFAULT PROCEEDINGS UP PART IX FEES AND AWARDS › ARBITRATION & MEDIATION FINRA operates the largest securities dispute resolution forum in the LEARN MORE United States ©2020 FINRA. All Rights Reserved. FINRA IS A REGISTERED TRADEMARK OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. https://www.finra.org/rules-guidance/rulebooks/finra-rules/12805 2/10/2020 FILED: 12805. NEWExpungement YORK of Customer COUNTY CLERKDispute09/06/2022 Information under01:50Rule 2080PM | FINRA.org INDEXPageNO. 2653223/2022 of 2 NYSCEF DOC. NO. 12 RECEIVED NYSCEF: 09/06/2022 https://www.finra.org/rules-guidance/rulebooks/finra-rules/12805 2/10/2020