Trial Materials: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A NEBRASKA CORPORATION ET AL

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                                SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 1
DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Judge: RICHARD ULMER JR. Clerk: _R. MICHAEL DILES Reporter: _NICHOLE JACOBS
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL
Counsel(s) for Plaintiff(s): _Larry J. Lichtenegger, Esq.
Counsel(s) for Spencer Y. Kook, Esq.
Defendant(s): Kent R. Keller, Esq.
Travis R. Wall, Esq.

Status Column Codes

Pre = Pre-approved for admission at trial

WB = Exhibit withdrawn

DEMO = Exhibit is allowed for demonstrative
purposes only

IMP = the exhibit is allowed for impeachment
purposes

Blank = not pre-approved

STIP = Counsel stipulate to the admission of the
exhibi

No. | Status |_ Identification Evidence Description

Intentionally Left Blank

Intentionally Left Blank

Intentionally Left Blank

Intentionally Left Blank

05/16/13 8:30 PM Email from Ambra

Marchisotto (Liberty Mutual) to Tina Bowe re:

5 PRE STIP Warwick Amusements Corp. and attaches:
06/04/18 Warwick 2013 Renewal Proposal.pdf

[Charles Steers Depo. Exh. 5; Willis-069122-

069188]

06/12/13 12:53 PM E-mail from Tina Bowe to

Charles Steers re: RE: Worker Comp Liability

Quote and Attaches:

é PRE AU Comparsion.xisx; ATTO0023.1xt;

ATT00026.htm

[Charles Steers Depo. Exh. 6; (Christina Bowe

Depo. Exh. 19); WARWICKO10467-010471

BIWSUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 2

DEFENDANTS’ EXHIBIT RECORD

Dept. No. 306
WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

Case No. CGC-16-551614

Identification Evidence

Description

05/30/13 6:58 PM E-mail from Tina Bowe to

Jaime Gloeggler re: RE: Applied Underwriters
Quote
[Charles Steers Depo. Exh. 7; Willis-O22860-
022861

PRE

06/11/13 10:55 PM E-mail from Tina Bowe to
Michael Sheh re: RE: Worker Comp Liability
and Attaches:
AU QUOTE V2.pdf; Warwick Amusements
Corporation Agreement pdf

[Charles Steers Depo. Exh. 8; (Christina Bowe
Depo. Exh. 18; Michael Sheh Depo. Exh. 79);
Willis-026945-026972]

PRE

Intentionally Left Blank

10

STIP

_ 06/04/18

06/13/13 1:48 PM E-mail from Tina Bowe to
Charles Steers re: FW: Warwick — Coverage
and attaches:

SamplePlanAnalysis Lrg.odf; Warwick
Amusements Corporation Agreement.pdf
[Charles Steers Depo. Exh. 10; (Christina Bowe
Depo. Exh. 25); Willis-027 188-027223]

11

STIP

PRE 06/04/18

06/13/13 9:48 AM E-mail from Tina Bowe to
Charles Steers re: FW: Warwick — Coverage
and Attaches:
SamplePlanAnalysis_Lrg.pdf; Warwick
Amusements Corporation_Agreement.pdf
[Charles Steers Depo. Exh. 11; Willis-069308-
069322

12

06/13/13 Verbal Communication Record from
Charles Steers
[Charles Steers. Depo. Exh. 12; Willis-069307]SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 3
DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

06/13/13 5:42 PM E-mail from Tina Bowe to
Ronald Palmerton re: RE: Warwick — ORDER TO
BIND and attaches:

13 PRE STIP Warwick Amusements Corporation

06/04/18 Scenario.pdf; Warwick Amusements
Corporation Proposal.pdf

Charles Steers Depo. Exh. 13; (Christina Bowe
Depo. Exh. 27); Willis-02729 1-027309]

01/01/13 Standard Terms and Conditions for US

14 WD Property and Casualty Retail Accounts
Charles Steers 14; Willis-068968-068975]
15 ntentionally Left Blank
06/13/13 6:12 PM Email from Ronald Palmerton
16 wp to Tina Bowe re: Warwick Amusements Corp. —

Binding Information

Charles Steers Depo. Exh. 16; Willis-027349]
17 ntentionally Left Blank

06/13/13 9:07 PM E-mail from Ambra
Marchisotto to Tina Bowe re: RE: Warwick

Amusements Corp. GL LL AU renewal — sold
iB we binder 6.1.13
Charles Steers Depo. Exh. 18; Willis-027451-
027452
19 ntentionally Left Blank
20 ntentionally Left Blank
21 ntentionally Left Blank
22 ntentionally Left Blank

06/12/13 11:15 PM E-mail from Tina Bowe to
Charles Steers re: Re: Workers Comp Liability

23 PRE Quote
Charles Steers Depo. Exh. 23; Willis-027076-
027080.
24 ntentionally Left Blank
25 ntentionally Left Blank
A 26-4 i y Left BlankSUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 4
DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description
07/12/13 1:12 PM E-mail from Loretta Anzalone
‘0 Tina Bowe re: Warwick 2013 WC Policies
ATTACHED and attaches:

27 PRE STIP Warwick Amusement Corporation-Policy 01-

06/04/18 02.pdf; Warwick Amusement Corporation-

Policy 01-01.pd
Charles Steers Depo. Exh. 27; Willis-02829 1-
028341]

28 PRE ntentionally Left Blank
08/05/15 9:52 PM E-mail from Margaret

29 PRE Maggiacomo to Michael Sheh re: RE: Applied
Underwriters (URGENT)
Charles Steers Depo. Exh. 29; Willis-044255]

30 ntentionally Left Blank

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46 ntentionally Left BlankSUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 5
DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

47 ntentionally Left Blank

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4g ntentionally Left Blank

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62 ntentionally Left Blank

05/29/18 06/12/13 9:47 PM Email from Michael Sheh to
63 PRE 05/29/18 [sTIP Wiens eee Seer Liability
06/04/18] ichael Sheh Depo. Exh. 63;

WARWICKO09 1 48-009 176]
04/25/13 12:45 AM E-mail from Natalie Gibbons
‘0 Michael Sheh re: Warwick — Workers Comp.
Mod and 2013 Renewal and attaches:
Loss Summ 2013 MARKETS.xls; NCCI Exp

- PRE 05/29/18 05/29/18 Mod.pdf; Interstate Exp Mod.pdf; warwickend
or final ERM.PDF; warwick master we end.pdf
Michael Sheh Depo. Exh. 64; Willis-014294-
014295SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 6
DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description
Spreadsheets entitled “Casualty Lines Loss
STIP Analysis Large loss Junel 1 , 2013-2014" and
65 PRE 06/04/18 Warwick Amusements Corp. April 1, 2013-2014

Large Loss Analysis”
Michael Sheh Depo. Exh. 65]

Documents entitled “Workers Compensation
Experience Rating” for Risk Name: Warwick

66 PRE STIP Amusements Corporation for Rating Effective
06/04/18 Date: 04/01/12
Michael Sheh Depo. Exh. 66; Willis-014297-
014302]

Documents entitled “Workers Compensation

Experience Rating” for Risk Name: Warwick
STIP Amusements Corporation for Rating Effective

06/04/18 Date: 04/01/13

Michael Sheh Depo. Exh. 67; Willis-014303-

014307]

67 PRE

Wassau Underwriters Insurance Company
Workers’ Compensation Policy for Warwick
68 PRE STIP Amusements Corp., Policy No. WCJ-Z11-
06/04/18 260948-012

[Michael Sheh Depo. Exh. 68; Willis-014308 -
014347]

Wassau Underwriters Insurance Company
Workers’ Compensation Policy for Warwick
STIP Amusements Corp., Policy No. WCJ-Z11-

69 PRE 06/04/18 260948-012
[Michael Sheh Depo. Exh. 69; Willis-014348-
014405]
05/01/13 6:13 AM E-mail from Michael Sheh to
70 PRE 05/29/18 05/29/18 Charles Steers re: FW: Warwick - Workers

Comp. Mod and 2013 Renewal
[Michael Sheh Depo. Exh.’s 70; Willis-014994]SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 7
DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

05/23/13 5:47 PM E-mail from Tina Bowe to
Michael Sheh re: Market Responses and Loss
Stratification and attaches:

71 PRE 05/29/18 05/29/18 Deatiled Market Responses.xls; Loss Summ 2013
MARKETS.xls

[Michael Sheh Depo. Exh. 71; Willis-O20856-
020858

05/23/13 10:58 PM E-mail from Michael Sheh to
Richard Chiu FW: Worker Comp, GL and auto
— Market Responses and premium summary
and attaches:
72 PRE 05/29/18 05/29/18 Deatiled Market Responses.xls; Loss Summ 2013
MARKETS.xIs; PRELIMINARY Casualty Premium
Sumary incl WC 2013 (2).xls

Michael Sheh Depo. Exh. 72;

WARWICKO009 104-009 107,

05/24/13 12:21 PM E-mail from Michael Sheh to
Richard Chiu re: FW: Worker Comp. Mod and
73 PRE 05/29/18 05/29/18 2013 Renewal
Michael Sheh Depo. Exh. 73;
WARWICKO10923-010925)

05/24/13 2:08 PM E-mail from Michael Sheh to
Richard Chiu re: FW: Warwick Intemational
74 PRE 05/29/18 05/29/18 Hotels
Michael Sheh Depo. Exh. 74; (Christina Bowe
Depo. Exh. 11); WARWICK009 108-0091 13]

75 PRE ntentionally Left Blank

05/27/13 6:32 AM E-mail from Michael Sheh to
ina Bowe re: FW: Warwick Amusements —
Casualty Premium Comparison 2013-2014
(without attachment)

Michael Sheh Depo. Exh. 76; Willis-021610-
021612]

76 PRE 05/29/18 05/29/18SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 8
DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

05/29/13 7:03 PM E-mail from Michael Sheh to
Richard Chiu re: FW: Revised Prem Comparison

STIP or WC, GL and auto and attaches:
77 PRE Casualty Premium Summary incl WC 2013
06/04/18 V4xls

Michael Sheh Depo. Exh. 77;

WARWICKO0091 14-009 117]

06/11/13 9:40 PM E-mail from Michael Sheh to
Richard Chiu re: FW: Warwick- Captive
llustration and attaches:

78 PRE 05/29/18 05/29/18 WC Only.xisx; WC- Liberty renewal guarantee
program 2013-24 6.11.13.xls

Michael Sheh Depo. Exh. 78;

WARWICKO009 122-009 127]

06/11/13 10:55 PM E-mail from Tina Bowe to
Michael Sheh re: RE: Worker Comp Liability
and Attaches:

AU QUOTE V2.pdf; Warwick Amusements
79 PRE 05/29/18 05/29/18 Corporation Agreement pdf
Michael Sheh Depo. Exh. 79; (Christina Bowe
Depo. Exh. 18 & Charles Steers Depo. Exh. 8);
Willis-026945-026972]

80 ntentionally Left Blank

81 ntentionally Left Blank

EquityComp® Plan Analysis for Warwick
Amusements Corporation for the Plan Term

82 PRE 05/31/18 05/31/18 06/14/13 to 06/13/16 for the Period 06/01/14
‘© 06/30/14
Michael Sheh Depo. Exh. 82]

83 ntentionally Left Blank

84 ntentionally Left Blank

85 ntentionally Left BlankSUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page ?
DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

06/13/13 9:32 AM E-mail from Tina Bowe to

Charles Steers and Michael Sheh re: RE: Worker
STIP Comp ORDER TO BIND WITH APPLIED

06/04/18 UNDERWRITERS

Michael Sheh Depo. Exh. 86; (Christina Bowe

Depo. Exh. 23); WARWICKO10480-010481]

86 PRE

87 PRE ntentionally Left Blank

06/15/06 Fax from Tarantino Insurance
regarding Union, a Garnet Captive Program
Michael Sheh Depo. Exh. 88; AJG000019-
000034]

88 PRE 05/29/18 05/29/18

04/01/07 Letter from Paul Papas, Arch
nsurance Group, Inc. fo John J. Purdy, Garnet
Captive Insurance Services, LLC, re: Warwick
STIP Amusements Corporation (Part of Union
06/04/18 Holdings, LLC)-Workers Compensation Bound
Proposal-Effective April 1, 2007
Michael Sheh Depo. Exh. 89; AJGO00006-
000010]

89 PRE

04/01/08 Letter from Paul Papas, Arch
nsurance Group, Inc. to John J. Purdy, Garnet
Captive Insurance Services, LLC, re: Warwick
Amusements Corp.; WSF Beverage Corp. (Part
of Union Holdings, LLC)-Workers Compensation
Bound Proposal-Effective April 1, 2008

Michael Sheh Depo. Exh. 90; AJG000637-
000641]

90 PRE 05/29/18 05/29/18

03/28/07 Document introducing “Union, A
91 PRE 05/29/18 05/29/18 Garnet Captive Program”
Michael Sheh Depo. Exh. 91]

92 ntentionally Left Blank

93 ntentionally Left Blank

94 ntentionally Left Blank

95 ntentionally Left Blank

96 ntentionally Left BlankSUPERIOR COURT OF CALIFORNIA

COUNTY OF SAN FRA

NCISCO
Page 10

DEFENDANTS’ EXHIBIT RECORD

Dept. No. 306

WARWICK AMUSEMENTS CORPORATION, E
NEBRASKA CORPORATION ET AL

Case No. CGC-16-551614
AL VS. APPLIED UNDERWRITERS, INC., A

Identification

Evidence

Description

97

PRE

05/24/18

05/24/18

06/13/13 7:30 PM E-mail from Tina Bowe to
Ronald Palmerton re: RE: Warwick — ORDER TO
BIND and attaches:

DOC.PDF

Michael Sheh Depo. Exh. 97; AU002993-
002997

98

05/24/18

05/24/18

06/17/13 9:05 AM E-mail from NBU to Tina Bowe
re: Binding - Warwick Amusements
Corporation and attaches:

RTB - Warwick Amusements.pdf; Request For
Service.pdf; Agreement - Warwick
Amusements.pdf; NY Deductible.pdf:; CO
Deductible.pdf; TX Deductible.pdf; PQT -
Warwick Amusements.pdf

Michael Sheh Depo. Exh. 98; AU002929-
002950] [NB: while initially withdrawn at pre-trial
conference, this exhibit was subsequently
identified and admitted into evidence at trial]

99

PRE

05/24/18

05/24/18

06/18/13 10:30 PM E-mail from Michael Sheh to
Tina Bowe re: Signed Reisnurance
participation agreement and attaches:
Binding.pdf

Michael Sheh Dep. Exh. 99; AU002867-002881]

100

PRE

05/24/18

05/24/18

06/20/13 7:38 PM E-mail from Michael Sheh to
NBU re: RE: Applied Underwriters - Signed Forms
and attaches:

DOC.PDF

Michael Sheh Dep. Exh. 100; AU002788-
002797

101

PRE

STIP
06/04/18

06/19/13 7:53 AM E-mail from NBU to Michael
Sheh and Tina Bowe re: RE: Binding - Warwick
Amusements Corporation and attaches:

RTB - Warwick Amusements.pdf; Agreement-
Warwick Amusements.Pdf

Michael Sheh Dep. Exh. 101; AU002807-
002823]SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 11

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

06/20/13 7:39 PM E-mail from Michael Sheh to
NBU re: Signed Reinsurance Participation

Agreement and attaches:
102 PRE DOC.PDE
Michael Sheh Dep. Exh. 102; (Charles Steers
Depo. Exh, 24); (AU002774-002786]
103 ntentionally Left Blank
104 ntentionally Left Blank
105 ntentionally Left Blank
106 ntentionally Left Blank
107 ntentionally Left Blank
07/18/13 6:10 PM E-mail from Michael Sheh to
ina Bowe re: FW: Applied Underwriters - WC
108 PRE premium MONTHLY ALLOCATION
Michael Sheh Depo. Exh. 108; Willis-028828-
028830]

07/24/13 9:03 PM E-mail from Michael Sheh to
ina Bowe re: RE: Warwick Hotels/Monthly WC

109 PRE nvoice Must be Allocated
Michael Sheh Depo. Exh. 109; Willis-029049-
029050]

110

ntentionally Left BlankSUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 12

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

03/14/13 9:40 PM E-mail from Tina Bowe to
Clyde Stackhouse re: Warwick Hotel — WC, GL,
Auto incl GKLL and Umbrella New Business
Submission Eff 6/1/13-14 and attaches:

WC Renewal Exposures.xls, CA Exp Mod.pdf,
Copy of Named Insured Schd incl FEIN.XLSX;
Copy of revenue 2012.xtsx; Copy of
Supplemental Application 2013 TO BE
UPDATED.XLS; Description of Operations. Doc;
111 PRE 05/30/18 05/30/18 Garageexposure.doc; Interstate Exp
Mod.pdf;Non Owned and Hired Automobile
Questionnaire.doc; WSF Beverage we
submission 2013.doc; GL Auto Umb Sub
2013.doc; Warick We submission 2013.doc;
Copy of Warwick Losses (Mitsui) @ 02-28-13 WC
AL GL.XLSM;: Copy of Warwick Losses (LM)@ 03-
01-13 WC AL GL.XLSM

[Christina Bowe Depo. Exh. 1; Willis-008091-
008144]

03/15/13 12:33 PM E-mail from Clyde
Stackhouse to Tina Bowe re: Warwick Hotel-
WC, GL, Auto incl GKLL and Umbrella New
Business Submission Eft 6/1/13-14

[Christina Bowe Depo. Exh. 2; Willis-008215-
008215]

112 WDSUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 13

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

04/19/13 5:57 PM E-mail from Tina Bowe to
Clyde Stackhouse re: Warwick Amusements
Corp. AUW and attaches:

confidentiality agreement for insurance
carrier. Doc; we payroll combined 2013-2014
PER INSURED.xIsx; Interstate Exp Mod.pdf; CA
Exp Mod.pdf; Loss Summ 2013 MARKETS.xIs;
Copy of Warwick Losses (LM)@ 03-01-13 WC AL
GL.xlsm; Copy of Warwick Losses (Mitsui) @ 02-
28-13 WC AL GL.xlsm; FF Auto Loss Runs.pdf;
FFIC we as of 122211.odf; Warwick
Amusement Group (06 09) as of 1-10-12.pdf
[Christina Bowe Depo. Exh. 3; Willis-013106-
013120]

113 PRE

04/24/13 3:42 PM E-mail from Tina Bowe to
Clyde Stackhouse re: Warwick Amusements
114 WD Corp.
Christina Bowe Depo. Exh. 4; Willis-014067-
014068]

04/25/13 1:22 PM E-mail from Tina Bowe to
Clyde Stackhouse re: Warwick Amusements
Corp. re: FW: General Information Questions &
Loss Runs Needed and attaches: “Skm224-01-
013042413340.pdf" (X mod history 2002-2013)
and includes Bowe’s answers to Genera
nformation Questions e-mailed to her on
04/23/13
Christina Bowe Depo. Exh. 5; Willis- 014529 -
014532]

115 WD

05/02/13 3:01 PM E-mail from Tina Bowe to
Clyde Stackhouse re: RE: General Information

STIP Questions & Loss Runs Needed and attaches:
06/04/18 Copy of LWP Loss Runs (2) 2008 to 2009.xIsx
[Christina Bowe Depo. Exh. 6; Willis- 015501 -
015506]

116 PRESUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO
Page 14

DEFENDANTS’ EXHIBIT RECORD

Dept. No. 306 Case No. CGC-16-551614

WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A
NEBRASKA CORPORATION ET AL

Status | Identification Evidence Description

05/15/13 1:53 PM E-mail from Clyde
Stackhouse to Tina Bowe re: RE: Warwick -
WD 2008-2009 Hard Copy Loss Runs

[Christina Bowe Depo. Exh. 7; Willis- 018608 -
018614

118

05/22/13 9:07 AM E-mail from Ronald
Palmerton to Tina Bowe re: Applied
Underwriters’ Quote for Warwick Amusements
Corp. QAC- QJV and attaches:

PRE 05/30/18 05/30/18 Warwick Amusements
Corporation_Scenario.pdf; Warwick
Amusements Corporation_Proposal.pdf
[Christina Bowe Depo. Exh. 8; |D0000469-
000471]

119

05/24/13 1:21 PM E-mail from Ronald
Palmerton to Tina Bowe re: RE: Applied
Underwriters’ Quote for Warwick Amusements
PRE 05/30/18 05/30/18 Corp. QAC - QJV and attaches:
SamplePlanAnalysis_Lrg. Pdf

[Christina Bowe Depo. Exh. 10; 1D0000466-
0000467]

120

05/24/13 2:30 PM E-mail from Tina Bowe to

Ronald Palmerton re: RE: Applied Underwriters’
PRE Quote for Warwick Amusements Corp. QAC —
QJV
[Christina Bowe Depo. Exh. 12]

121

05/25/13 5:15 PM E-mail from Tina Bowe to
Michael Sheh re: Warwick Amusements —
Casualty Premium Comparison 2013-2014 and
STIP attaches: / ;
PRE Casualty Premium Summary incl WC 2013
06/04/18 V2xIs
[Christina Bowe Depo. Exh. 13; (Michael Sheh
Depo. Exh. 75 & Charles Steers Depo. Exh 4);
WARWICKO010385-010386]SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 15

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

05/28/13 11:17 AM E-mail from Ronald

Palmerton to Tina Bowe re: RE: Applied

Underwriters’ for Warwick Amusements Corp
STIP QAC - JIVE and attaches:

06/04/18 Warwick Amusements

Corporation_Agreement.pdf

Christina Bowe Depo. Exh. 14; 1D0000461-

000462

122 PRE

06/11/13 1:58 PM E-mail from Tina Bowe to
Ronald Palmerton re: RE: Applied Underwriters’
123 PRE STIP Reinsurance Participation Agreement for
06/04/18 Warwick Amusements Corp QAC - JIVE
Christina Bowe Depo. Exh. 15; 1D0000453-
000453

06/11/13 4:44 PM E-mail from Tina Bowe to
Michael Sheh and Charles Steers re: RE: Worker
Comp Liability

[Christina Bowe Depo. Exh. 16; Willis-0O26935}

124 PRE 05/29/18 05/29/18

06/11/13 8:08 PM E-mail from Charles Steers to
Michael Sheh re: RE: Warwick WC
Cancellation

[Christina Bowe Depo. Exh. 17; Willis-026941]

125 PRE 05/24/18 05/24/18

06/12/13 3:48 PM E-mail from Charles Steers to
STIP Michael Sheh re: RE: Worker Comp Liability

06/04/18 [Christina Bowe Depo. Exh. 20; Willis-O27004-

027006

126 PRE

STIP 06/12/13 7:05 PM E-mail from Tina Bowe to
127 06/04/18 Ronald Palmerton re: RE: Warwick - Question
[Christina Bowe Depo. Exh. 28; Willis-027007]

06/12/13 1:34 AM E-mail from Tina Welsh to
Charles Steers re: RE: Worker Comp Liability
128 PRE Quote
[Christina Bowe Depo. Exh. 21; Willis-027081-
027085SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 16
DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A
NEBRASKA CORPORATION ET AL
No. | Status | Identification Evidence Description
06/13/13 1:59 AM E-mail from Tina Bowe to
129 PRE STIP Charles Steers re: FW: Warwick — Coverage
06/04/18 [Christina Bowe Depo. Exh. 22; Willis-027089-
027091
06/13/13 12:24 PM E-mail from Tina Bowe to
130 wo Ronald Palmerton re: RE: Warwick — Coverage
[Christina Bowe Depo. Exh. 24; Willls-027098-
027100
06/13/13 4:58 PM E-mail from Ronald

Palmerton to Tina Bowe re: RE: Warwick —
ORDER TO BIND and attaches:

131 PRE STIP Warwick Amusements Corporation
06/04/18 Scenario.pdf; Warwick Amusements
Corporation Proposal.pdf
[Christina Bowe Depo. Exh. 26; Willis-027272-
027290]

Workers’ Compensation Program Proposal and
Rate Quotation for Warwick Amusements
Corporation for Quote #966881-1, Proposed
Effective Date 06/14/13

132 PRE 05/24/18 05/24/18

Workers’ Compensation Program Summary &
Scenarios for Warwick Amusements

133 PRE 05/24/18 05/24/18 Corporation for Quote #966881-1, Proposed
Effective Date 06/14/13

AU0003084-0003089

Producers’ Quote Transmittal for EquityComp

134 PRE Quote #966881-1, Proposed Effective Date
06/14/13 dated 06/19/13
Willis-038829]

Request to Bind Coverages & Services for
EquityComp Quote #966881-1, Proposed
Effective Date 06/14/13 dated 06/19/13
Willis-O27877-027880]

135 PRE 05/24/18 05/24/18

Reinsurance Participation Agreement
136 PRE 05/29/18 05/29/18 effective date 06/14/13 dated 06/19/13
Willis-O27887-027898]SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 17

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

2013 to 2014 California Insurance Company
Workers’ Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-02
137 PRE 05/24/18 05/24/18 issued to Warwick Amusements Corporation
or the policy period 06/14/13 through
06/14/14 (CA, TX) (Estimated Premium)
AU0002184-2237]

2013 to 2014 Continental Indemnity Company
Workers’ Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-01
138 PRE 05/30/18 05/30/18 issued to Warwick Amusements Corporation
or the policy period 06/14/13 through
06/14/14 (CO, NY) (Estimated Premium)
AU0002447-2476]

2014 to 2015 California Insurance Company
Workers’ Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-03
139 PRE 05/29/18 05/29/18 issued to Warwick Amusements Corporation
or the policy period 06/14/14 through
06/14/15 (CA, TX) (Estimated Premium)
AU002238-2292]

2014 to 2015 Continental Indemnity Company
Workers' Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-04
140 PRE 05/30/18 05/30/18 issued to Warwick Amusements Corporation
or the policy period 06/14/14 through
06/14/15 (CO, NY) (Estimated Premium)

AU0002477-2509]

2015 to 2016 California Insurance Company
Workers' Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-05
141 PRE 05/29/18 05/29/18 ‘| issued to Warwick Amusements Corporation
or the policy period 06/14/15 through
05/04/16 (CA, TX) (Estimated Premium)

AU0002293-2348]SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 18

DEFENDANTS’ EXHIBIT RECORD

306

NEBRASKA CORPORATION ET AL

Case No. CGC-16-551614

WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

Identification Evidence

Description

142

PRE

05/30/18 05/30/18

2015 to 2016 Continental Indemnity Company
Workers' Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-06
issued to Warwick Amusements Corporation
or the policy period 06/14/15 through
05/04/16 (CO, NY) (Estimated Premium)

AU0025 10-2544]

143

PRE

05/30/18 05/30/18

2013 to 2014 California Insurance Company
Workers' Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-02
issued to Warwick Amusements Corporation
or the policy period 06/14/13 through
06/14/14 (CA, TX) (Earned Premium)

AU0002019-2072

144

PRE

05/30/18 05/30/18

2013 to 2014 Continental Indemnity Company
Workers' Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-01
issued to Warwick Amusements Corporation
or the policy period 06/14/13 through
06/14/14 (CO, NY) (Earned Premium)

AU0002349-2378

145

PRE

05/30/18 05/30/18

2014 to 2015 California Insurance Company
Workers' Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-03
issued to Warwick Amusements Corporation
or the policy period 06/14/14 through
06/14/15 (CA, TX) (Earned Premium)

AU0002073-2127

146

PRE

05/30/18 05/30/18

2014 to 2015 Continental Indemnity Company
Workers’ Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-04
issued to Warwick Amusements Corporation
or the policy period 06/14/14 through
06/14/15 (CO, NY) (Earned Premium)

AU0002379-2411]SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 19

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

2015 to 2016 California Insurance Company
Workers' Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-05
147 PRE 05/30/18 05/30/18 issued to Warwick Amusements Corporation
or the policy period 06/14/15 through
05/04/16 (CA, TX) (Earned Premium)

AU000021 28-2183]

2015 to 2016 Continental Indemnity Company
Workers' Compensation and Employer's
Liability Insurance Policy No. 73-871862-01-06
148 PRE 05/30/18 05/30/18 issued to Warwick Amusements Corporation
or the policy period 06/14/15 through
05/04/16 (CO, NY) (Earned Premium)

AU000024 12-2446]

Calculation of Cancellation Early Cancellation
Charges for Warwick Amusements

149 PRE 05/30/18 05/30/18 Corporation (Account 871862) as of 03/31/18
AU0003876]
Billing Register for Warwick Amusements
150 PRE 05/29/18 05/29/18 Corporation (Account 871862) as of 04/10/18

AU000367 1-0003672.

Exposure Group Adjustment Factors (Table B)
or Warwick Amusements Corporation
151 | PRE 05/29/18 05/29/18 | (Account 871862) as of 06/14/13

AU0000002-0000006

Monthly Policy Registers for Warwick
Amusements Corporation, Policy effective
152 | DEMO 05/30/18 06/14/13 through 05/14/16 , Policy No.’s 73-
871862-01-01 through 73-871862-01-01-06

[AU0002545-0002550.SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 20

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

Summary of Amount Due for Warwick

Amusements Corporation (Account 871862) as
153 PRE 05/30/18 05/30/18 of 04/10/18

AU0003673

Summary of Previous Balance Due for Warwick
Amusements Corporation (Account 871862) as
154 | PRE of 04/10/18

AU0003674-0003675

EquityComp® Statement for Warwick
Amusements Corporation for the period
155 PRE 05/30/18 05/30/18 06/01/13 to 06/30/13 dated 07/09/13

AU0002551-0002552.

EquityComp® Statement for Warwick
Amusements Corporation for the period
156 | PRE 07/01/13 to 07/31/13 dated 08/10/13

AU0002553-0002554:

EquityComp® Statement for Warwick
Amusements Corporation for the period
157 | PRE 08/01/13 to 08/31/13 dated 09/11/13

AU0002555-0002556

EquityComp® Statement for Warwick
Amusements Corporation for the period
158 | PRE 09/01/15 to 09/30/15 dated 10/07/15

AU0002620-0002622

EquityComp® Statement for Warwick
Amusements Corporation for the period
159 | PRE 0/01/15 to 10/31/15 dated 11/09/15

AU0002623-0002625

EquityComp® Statement for Warwick
Amusements Corporation for the period
160 | PRE 01/01/16 to 01/31/16 dated 02/09/16

AU0002632-0002634.SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 21

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

EquityComp® Statement for Warwick
Amusements Corporation for the Period
161 | PRE 02/01/16 to 02/29/16 dated 03/08/16

AU0002635-0002637

EquityComp® Statement for Warwick
Amusements Corporation for the Period
162 | PRE 1/01/16 to 11/30/16 dated 12/08/16

AU000266 1 -0002662

EquityComp® Statement for Warwick
Amusements Corporation for the Period
163 | PRE 2/01/16 to 12/31/16 dated 01/10/17

EquityComp® Statement for Warwick
Amusements Corporation for the Period
164 | PRE 01/01/17 to 01/31/17 dated 02/08/17

AU0002665-0002666

EquityComp® Statement for Warwick
Amusements Corporation for the Period
165 PRE 03/01/18 to 03/31/18 dated 04/10/18

AU0004059-0004060.

EquityComp® Plan Analysis for Warwick
Amusements Corporation for the Plan Term
166 PRE 05/30/18 05/30/18 06/14/13 to 06/13/16 for the Period 09/01/13 to
09/30/13

[AU0000204-00002 18]

EquityComp® Plan Analysis for Warwick
Amusements Corporation the Plan Term

167 PRE 06/14/13 to 06/13/16 for the Period 09/01/15 to
09/30/15

[AU0000833-0000872]SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 22

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

EquityComp® Plan Analysis for Warwick
Amusements Corporation the Plan Term
168 PRE 06/14/13 to 06/13/16 for the Period 10/01/15 to
10/31/15

[AU0000873-00009 13]

EquityComp® Plan Analysis for Warwick
Amusements Corporation the Plan Term
169 PRE 06/14/13 to 06/13/16 for the Period 01/01/16 to
01/31/16

[AU0000998-0001040]

EquityComp® Plan Analysis for Warwick
Amusements Corporation the Plan Term
170 PRE 06/04/18 06/04/18 06/14/13 to 06/13/16 for the Period 02/1/16 to
02/29/16

[AU0001041-0001085]

EquityComp® Plan Analysis for Warwick
Amusements Corporation the Plan Term
171 PRE 05/31/18 05/31/18 06/14/13 to 05/31/16 for the Period 12/01/16 to
12/31/16

[AU0001491-0001531]

EquityComp® Plan Analysis for Warwick
Amusements Corporation the Plan Term
172 PRE 06/14/13 to 05/03/16 for the Period 01/01/17 to
01/31/17

[AU0001535-0001578]

EquityComp® Plan Analysis for Warwick
Amusements Corporation the Plan Term

173 PRE 05/30/18 05/30/18 06/14/13 to 05/03/16 for the Period 03/01/18 to
03/31/18

[AU0003965-0004008]SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 23

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

06/25/08 Letter from the California Department
of Insurance to Jeff Silver regarding approval
of the various forms including July 1, 2005
Quota Share Reinsurance Agreement

174 | PRE 05/30/18 05/30/18 | between California Insurance Company and
Applied Underwriters Captive Risk Assurance
Company attaching same

endants’ RJN Exh. A)

UG
®

02/17/11 WCIRB Member Notice No. 2011-01
entitled “Directive from California Department
175 PRE 06/04/18 06/04/18 of Insurance Workers’ Compensation Insurer
Collateral Agreements”

(Defendants’ RJN Exh. D)

12/31/06 Report of Examination of the

176 PRE 05/30/18 05/30/18 California Insurance Company
(Defendants’ RJN Exh. B)

12/31/09 Report of Examination of the

177 PRE 05/30/18 05/30/18 California Insurance Company
(Defendants’ RJN Exh. C)

06/30/13 Report of the Market Conduct
Examination of the Rating and Underwriting
178 PRE 05/30/18 05/30/18 Practices of the California Insurance Company
NAIC # 38865

(Defendants’ RJN Exh. E)

12/31/13 Report of Examination of the

179 PRE 05/30/18 05/30/18 California Insurance Company
(Defendants'’ RJN Exh. G)

12/31/13 Examination Report of Applied
Underwriters Captive Risk Assurance
180 PRE 05/30/18 05/30/18 Company, Inc., Cedar Rapids, lowa

(Defendants’ RJN Exh. F)

aSUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 24

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

06/20/16 Decision and Order of the Insurance
Commissioner of the State of California, In the
Matter of the Appeal of Shasta Linen Supply,
181 PRE 05/31/18 05/31/18 Inc. From the Decision of the California
Insurance Company, File AHB-WCA-14-31

(Defendants’ RJN Exh. |)

06/20/16 Order re: Motion to Dismiss entered
by Hon. William B. Shubb in the matter of
Shasta Linen Supply, Inc., vs. Applied
Underwriters, Inc., Applied Underwriters

182 PRE Captive Risk Assurance Company, California
Insurance Company, Applied Risk Services,
Inc., USDC Case No. 2:16-158 WBS AC

(Defendants’ RJN Exh. J)

09/06/16 Stipulated Consent Cease and Desist
Order In the Matter of the Certificates of
Authority of California Insurance Company
183 PRE and Applied Underwriters Captive Risk
Assurance Company, Inc., File No.: MI-2015-
00064

(Defendants’ RJN Exh. K)

10/17/16 Memorandum and Order re: Motion
for Reconsideration entered by Hon. William B.
Shubb in the matter of Shasta Linen Supply,
Inc., vs. Applied Underwriters, Inc., Applied
184 PRE Underwriters Captive Risk Assurance
Company, California Insurance Company,
Applied Risk Services, Inc., USDC Case No.
2:16-00158 WBS AC

(Defendants’ RJN Exh. L)SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 25

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

11/22/16 Minute Order and Tentative Decision
entered by Hon. James C. Chalfant in the
matter of California Insurance Company and
Applied Underwriters Captive Risk Assurance
Company, Inc., vs. Dave Jones (Shasta Linen
Supply, Inc., Real Party in Interest), Los Angeles
Superior Court Case No. BS 163243
(Defendants' RJN Exh. M.)

02/17/17 Letter from Harry J. LeVine to Hon.
Kristin L. Rosi regarding In the Matter of the
Certificates of Authority of California Insurance
186 PRE 05/30/18 05/30/18 | Company and Applied Underwriters Insurance
Company CDI file No. MI-2015-00064,
agreement on loss development factors
(Defendants’ RJN Exh. N.)

06/07/17 Settlement Agreement between the
California Department of Insurance, California
Insurance Company and Applied Underwriters
Captive Risk Assurance Company, Inc.,

187 PRE 05/31/18 05/31/18 related to the Decision and Order in In the
Matter of the Appeal of Shasta Linen Supply,
Inc. From the Decision of the California
Insurance Company, File AHB-WCA-14-31
(Defendants' RJN Exh. O.)

185 PRESUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO

Page 26

DEFENDANTS’ EXHIBIT RECORD
Dept. No. 306 Case No. _CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A

NEBRASKA CORPORATION ET AL

No. | Status | Identification Evidence Description

10/17/17 Memorandum and Order re:
Defendants’ Motion to Dismiss entered by Hon.
William B. Shubb in the matter of Shasta Linen
Supply, Inc., vs. Applied Underwriters, Inc.,
Applied Underwriters Captive Risk Assurance
Company, California Insurance Company,
Applied Risk Services, Inc., USDC Case No.

188 PRE 2:16-00158 WBS AC and Pet Food Express, LTD.,
and Alpha Polishing, Inc., d/b/a General
Plating, Co., vs. Applied Underwriters, Inc.,
Applied Underwriters Captive Risk Assurance
Company, California Insurance Company,
Applied Risk Services, Inc., USDC Case No.
2:16-01211 WBS AC

(Defendants’ RJN Exh. P.)

04/02/18 Declaration of Custodian of Records
for the Deposition Subpoena for Production of

189 PRE Business Records to Arthur J. Gallagher & Co,
Insurance Brokers of California, Inc.

190 PRE 05/31/18 05/31/18 Curriculum Vitae of Gary Osborne

191 05/30/18 05/30/18 Web Site Events Logged
Allied Underwriters Monthly Plan Analysis for

192 05/30/18 05/30/18 | Warwick for the petiod 01/01/16 to 01/31/16
Allied Underwriters Monthly Plan Analysis for

es 05/30/18 05/30/18 | Warwick for the period 02/01/16 to 02/29/16
Allied Underwriters Monthly Plan Analysis for

194 05/30/18 05/30/18 | Warwick for the petiod 04/01/16 to 04/30/16
Allied Underwriters Monthly Plan Analysis for

UF 05/30/18 05/30/18 | Warwick for the period 05/01/16 to 05/31/16
Allied Underwriters Monthly Plan Analysis for

196 05/30/18 05/30/18 | Warwick for the period 06/01/15 to 06/30/15

STIP Draft Proposal - Closure of Warwick Equity
_ 05/31/18 06/04/18 Compensation Program Captive CelSUPERIOR COURT OF CALIFORNIA

COUNTY OF SAN FRANCISCO
Page 27

DEFENDANTS’ EXHIBIT RECORD

Dept. No. 306 Case No. CGC-16-551614
Title: WARWICK AMUSEMENTS CORPORATION, ET AL VS. APPLIED UNDERWRITERS, INC., A
NEBRASKA CORPORATION ET AL

Received by