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J. Bryan Reece v. Financial Industry Regulatory Authority, Inc. (Finra)
A Special Proceedings - Cplr Article 75 case was filed by J. Bryan Reece, represented by Perrelle, Jonathan Patrick, against Financial Industry Regulatory Authority, Inc., in the jurisdiction of New York County.
Case Details
Case Number
Filing Date
September 06, 2022
Last Refreshed
July 15, 2023
Filing Location
New York County, NY
Category
Special Proceedings - CPLR Article 75
Practice Area
Arbitration
Matter Type
General Arbitration
Status
Active
Overview
Petitioner is currently a Branch Manager for Morgan Stanley and resides at 2600
W 7th St., Fort Worth, Texas. During the relevant time period, Petitioner was employed as a
Branch Manager by Citigroup Global Markets Inc. (“CGMI”) and Morgan Stanley.
By this petition, Petitioner seeks to confirm an arbitration award issued by a
FINRA Office of Dispute Resolution arbitration panel on April 13, 2022 in the matter of Katie
Klein, Estate of Roy S. Dale, Dale & Klein Partnership and K&R Family Limited Partnership
(a/k/a D&K Family Limited Partnership) v. Morgan Stanley, Citigroup Global Markets Inc.,
and J. Bryan Reece, FINRA Case No. 21-00507 (the “Award”). A true and accurate copy of the
Award is attached hereto as Exhibit A. In the Award, the FINRA arbitration panel
Parties
Plaintiffs
J. Bryan Reece
Attorneys for Plaintiffs
Perrelle, Jonathan Patrick
Defendants
Financial Industry Regulatory Authority, Inc.
Case Documents
NOTICE OF ENTRY
Date: Oct 05, 2022
DECISION ORDER ON MOTION
Date: Oct 05, 2022
AFFIRMATION/AFFIDAVIT OF SERVICE
Date: Sep 15, 2022
PETITION
Date: Sep 06, 2022
NOTICE OF PETITION
Date: Sep 06, 2022
RJI -RE: NOTICE OF PETITION
Date: Sep 06, 2022
EXHIBIT(S) - A
Date: Sep 06, 2022Case Events
| Date | Type | Description | |
|---|---|---|---|
| October 05, 2022 | NOTICE OF ENTRY | ||
| October 05, 2022 | DECISION + ORDER ON MOTION | ||
| September 15, 2022 | AFFIRMATION/AFFIDAVIT OF SERVICE | ||
| September 06, 2022 | PETITION | ||
| September 06, 2022 | NOTICE OF PETITION | ||
| September 06, 2022 | RJI -RE: NOTICE OF PETITION | ||
| September 06, 2022 |
EXHIBIT(S) - A Arbitration Award |
