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Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Case Last Refreshed: 8 months ago

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Miramontes Isidro, filed a(n) General Arbitration - Arbitration case represented by Harrison David, against Financial Industry Regulatory Authority "Finra", Morgan Stanley & Co. Llc, in the jurisdiction of Los Angeles County. This case was filed in Los Angeles County Superior Courts Stanley Mosk with James E. Blancarte presiding.

Case Details for Miramontes Isidro v. Financial Industry Regulatory Authority "Finra" , et al.

Case Number

(Subscribe to View)

Judge

James E. Blancarte

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Filing Date

November 22, 2019

Category

Civil

Last Refreshed

October 17, 2023

Practice Area

Arbitration

Filing Location

Los Angeles County, CA

Matter Type

General Arbitration

Filing Court House

Stanley Mosk

Parties for Miramontes Isidro v. Financial Industry Regulatory Authority "Finra" , et al.

Plaintiffs

Miramontes Isidro

Attorneys for Plaintiffs

Harrison David

Defendants

Financial Industry Regulatory Authority "Finra"

Morgan Stanley & Co. Llc

Other Parties

Financial Industry Regulatory Authority "Finra" (Unknown)

Miramontes Isidro (Unknown)

Morgan Stanley & Co. Llc (Unknown)

Case Documents for Miramontes Isidro v. Financial Industry Regulatory Authority "Finra" , et al.

Notice Re: Continuance of Hearing and Order; Filed by: Clerk

Date: 2020-04-24T00:00:00

Proof of Service (not Summons and Complaint); Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent)

Date: 2020-01-02T00:00:00

Declaration Declaration of David Harrison; Filed by: Isidro Miramontes (Petitioner)

Date: 2020-01-15T00:00:00

Petition to Confirm Arbitration Award; Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: 2019-11-22T00:00:00

Notice Re: Continuance of Hearing and Order; Filed by: Clerk

Date: August 04, 2020

Notice Re: Continuance of Hearing and Order; Filed by: Clerk

Date: 2020-03-18T00:00:00

Civil Case Cover Sheet; Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: 2019-11-22T00:00:00

Notice OF CONTINUANCE OF HEARING TO CONFIRM FINRA DISPUTE RESOLUTION ARBITRATION AWARD; Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: August 14, 2020

Proof of Service by Mail; Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: 2020-03-30T00:00:00

Proof of Service (not Summons and Complaint); Filed by: Isidro Miramontes (Petitioner); As to: Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: 2020-01-02T00:00:00

Proof of Service (not Summons and Complaint); Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: 2020-07-22T00:00:00

Notice Re: Continuance of Hearing and Order; Filed by: Clerk

Date: 2019-12-11T00:00:00

First Amended Standing Order; Filed by: Clerk

Date: 2019-11-22T00:00:00

Notice of Hearing on Petition; Filed by: Clerk

Date: 2019-11-22T00:00:00

Notice of Case Assignment - Limited Civil Case; Filed by: Clerk

Date: 2019-11-22T00:00:00
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Civil Case Cover Sheet - Civil Case Cover Sheet

Date: November 22, 2019
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

First Amended Standing Order - First Amended Standing Order

Date: November 22, 2019
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Petition to Confirm Arbitration Award - Petition to Confirm Arbitration Award

Date: November 22, 2019
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Notice of Hearing on Petition - Notice of Hearing on Petition

Date: November 22, 2019
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Notice of Case Assignment - Limited Civil Case - Notice of Case Assignment - Limited Civil Case

Date: November 22, 2019
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Notice Re: Continuance of Hearing and Order - Notice Re: Continuance of Hearing and Order

Date: December 11, 2019
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Proof of Service (not Summons and Complaint) - Proof of Service (not Summons and Complaint)

Date: January 02, 2020
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Declaration (name extension) - Declaration Declaration of David Harrison

Date: January 15, 2020
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Notice Re: Continuance of Hearing and Order - Notice Re: Continuance of Hearing and Order

Date: April 24, 2020
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Notice (name extension) - Notice OF CONTINUANCE OF HEARING TO CONFIRM FINRA DISPUTE RESOLUTION ARBITRATION AWARD

Date: August 14, 2020
for Isidro Miramontes Vs Morgan Stanley & Co. Llc, Et Al.

Minute Order - Minute Order (Hearing on Petition Petition to Confirm Arbitration Award)

Date: September 02, 2020

Petition to Confirm Arbitration Award; Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: 2019-11-22T00:00:00

Notice OF CONTINUANCE OF HEARING TO CONFIRM FINRA DISPUTE RESOLUTION ARBITRATION AWARD; Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: August 14, 2020

Declaration Declaration of David Harrison; Filed by: Isidro Miramontes (Petitioner)

Date: 2020-01-15T00:00:00

Proof of Service (not Summons and Complaint); Filed by: Isidro Miramontes (Petitioner); As to: Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: 2020-01-02T00:00:00

Civil Case Cover Sheet; Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: 2019-11-22T00:00:00

Proof of Service (not Summons and Complaint); Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent)

Date: 2020-01-02T00:00:00

Proof of Service by Mail; Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: 2020-03-30T00:00:00

Proof of Service (not Summons and Complaint); Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)

Date: 2020-07-22T00:00:00

Case Events for Miramontes Isidro v. Financial Industry Regulatory Authority "Finra" , et al.

Date Type Description
September 02, 2020 Docket Event Minute Order (Hearing on Petition Petition to Confirm Arbitration Award)
September 02, 2020 Hearing Hearing on Petition Petition to Confirm Arbitration Award scheduled for in Spring Street Courthouse at Department 25 updated: Result Date to ; Result Type to Held - Motion Granted
September 02, 2020 Docket Event Hearing on Petition Petition to Confirm Arbitration Award scheduled for 09/02/2020 in Spring Street Courthouse at Department 25 updated: Result Date to 09/02/2020; Result Type to Held - Motion Granted

Judge: James E. Blancarte
September 02, 2020 Minute Order - Minute Order (Hearing on Petition Petition to Confirm Arbitration Award)
September 02, 2020 Docket Event Minute Order (Hearing on Petition Petition to Confirm Arbitration Award)
September 02, 2020 Tentative Ruling HEARING DATE: Wed., September 2, 2020 JUDGE /DEPT: Blancarte/25 CASE NAME: Miramontes v. Morgan Stanley & Co., LLC, et al. CASE NUMBER: 19STCP05302 PET. FILED: 11-22-19 NOTICE: OK PROCEEDINGS: PETITIO...

Judge: James E. Blancarte
August 14, 2020 Docket Event Notice OF CONTINUANCE OF HEARING TO CONFIRM FINRA DISPUTE RESOLUTION ARBITRATION AWARD; Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)
August 14, 2020 Notice (name extension) - Notice OF CONTINUANCE OF HEARING TO CONFIRM FINRA DISPUTE RESOLUTION ARBITRATION AWARD
August 14, 2020 Docket Event Notice OF CONTINUANCE OF HEARING TO CONFIRM FINRA DISPUTE RESOLUTION ARBITRATION AWARD; Filed by: Isidro Miramontes (Petitioner); As to: Morgan Stanley & Co. LLC (Respondent); Financial Industry Regulatory Authority ("FINRA") (Respondent)
August 04, 2020 Docket Event Notice Re: Continuance of Hearing and Order; Filed by: Clerk
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