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Emerick, Dale L V Financial Industry Regulatory Authority, Inc

Case Last Refreshed: 2 weeks ago

Dale L Emerick, filed a(n) Other Circuit case represented by Randi Perry Spallina, against Financial Industry Regulatory Authority, Inc, in the jurisdiction of Palm Beach County, FL, . Palm Beach County, FL Superior Courts Circuit with James W. Sherman presiding.

Case Details for Dale L Emerick v. Financial Industry Regulatory Authority, Inc

Judge

James W. Sherman

Filing Date

May 22, 2024

Category

Other Circuit

Last Refreshed

May 28, 2024

Filing Location

Palm Beach County, FL

Filing Court House

Circuit

Case Complaint Summary

This complaint involves a petition by Dale L. Emerick to confirm an arbitration award directing the expungement of certain occurrences from his registration records maintained by FINRA. The arbitration took place after Mr. Emerick filed a claim again...

Parties for Dale L Emerick v. Financial Industry Regulatory Authority, Inc

Plaintiffs

Dale L Emerick

Attorneys for Plaintiffs

Randi Perry Spallina

Defendants

Financial Industry Regulatory Authority, Inc

Case Documents for Dale L Emerick v. Financial Industry Regulatory Authority, Inc

Case Events for Dale L Emerick v. Financial Industry Regulatory Authority, Inc

Type Description
Docket Event DCM DESIGNATION TO THE STREAMLINE TRACK WITH NON-JURY TRIAL ORDER
JAMES SHERMAN 05/27/2024
Docket Event PAID $411.00 ON RECEIPT 5342157
$411.00 5342157 Fully Paid
Docket Event DIVISION ASSIGNMENT
AK: Circuit Civil Central - AK (Civil)
Docket Event SUMMONS ISSUED
rspallina@bressler.com;joliva@bressler.com AS TO FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC
Docket Event PETITION
IN THE FORM OF A MOTION TO CONFIRM ARBITRATION AWARD AND FOR ENTRY OF FINAL ORDER AND JUDGMENT CONFIRMING ARBITRATION AWARD AND EXPUNGEMENT. F/B PET
Docket Event CIVIL COVER SHEET
F/B PLT
See all events