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  • JANE DOE, et al  vs.  DEBORAH HUG, et alOTHER (CIVIL) document preview
  • JANE DOE, et al  vs.  DEBORAH HUG, et alOTHER (CIVIL) document preview
  • JANE DOE, et al  vs.  DEBORAH HUG, et alOTHER (CIVIL) document preview
  • JANE DOE, et al  vs.  DEBORAH HUG, et alOTHER (CIVIL) document preview
  • JANE DOE, et al  vs.  DEBORAH HUG, et alOTHER (CIVIL) document preview
  • JANE DOE, et al  vs.  DEBORAH HUG, et alOTHER (CIVIL) document preview
  • JANE DOE, et al  vs.  DEBORAH HUG, et alOTHER (CIVIL) document preview
  • JANE DOE, et al  vs.  DEBORAH HUG, et alOTHER (CIVIL) document preview
						
                                

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Filed 13 June 25 P4:56 Gary Fitzsimmons District Clerk Dallas District CAUSE NO. DC-13-00571 JANE DOE AND JOHN DOE, § IN THE DISTRICT COURT OF § Plaintiffs, § § vs. § DALLAS COUNTY, TEXAS § DEBORAH HUG, et. al § § Defendants. § 68th JUDICIAL DISTRICT DEFENDANT DEBORAH HUG’S SUPPLEMENTAL BRIEF IN SUPPORT OF TRCP 166a (i) NO-EVIDENCE MOTION FOR PARTIAL SUMMARY JUDGMENT TO THE HONORABLE JUDGE OF SAID COURT: COMES NOW, Defendant, Deborah Hug and files this her Supplemental Brief on the issues of non-suit and abandonment and would show as follows: A. Non-Suit 1. Zurita v. Lambada 322 S.W. 3d 463 (Tex. App.—Ho [14th], 2010) is the strongest authority on non-suit and res judicata. The Zuritas tried to avoid a res judicata application contending that the claims in their first lawsuit were immature claims that only accrued post- judgment and could therefore be asserted in a second suit despite having non-suited those claims in the first suit. The Court held that the letter forming the basis of the claims in their second lawsuit is the same letter alleged as the basis of his nearly identical claims in the original lawsuit. The Court rejected appellant's contention that claims in second suit were not mature at time of first suit when claims were almost identical to those raised and non-suited in first suit. 2. The touchstone of res judicata is “diligence.” In this case the Plaintiffs simply were not diligent as that term is applied by the courts. The extent to which relief from res judicata is not excused for lack of diligence is perhaps best articulated in Citizens Ins. Co. v. Daccach, 217 1 S.W.3d 430 (Tex.2007) In Daccach a class representative argued res judicata should not apply to claims he non-suited/abandoned because they were procedurally barred from litigation in the class action and thus could not be “litigated through diligence” in that action. Id. at 451. The Texas Supreme Court, however, refused to create such an exception (emphasis added) to the general principles of res judicata. Id. at 455. Unlike in Daccach where the argument still failed, in Doe I there was no procedural bar to pursuing alter ego and the failure to do so was a conscious decision on the part of the Plaintiffs 3. In Weiman v. Addicks-Fairbanks Road Sand Co., 846 S.W.2d 414 the appellant contended res judicata did not bar her claims in a second lawsuit because she was granted a non- suit without prejudice on similar claims in the earlier lawsuit. Id. at 421. The court disagreed, and held that the rules of procedure nevertheless applied and her claims in the second suit were barred by the compulsory-counterclaim rule. Id. The court in Weiman clearly addressed how res judicata applied to a non-suited claim, regardless of whether it was a main claim or a counter claim: The res judicata principle of merger prevents a successful plaintiff in a prior suit from enforcing rights established by the prior judgment in a new suit rather than in an action brought on the judgment. In other words all claims related to the subject matter of the original cause of action are merged into the judgment and the cause of action is extinguished. Jeanes v. Henderson, 688 S.W.2d 100, 103 (Tex.1985). The res judicata principle of bar precludes an unsuccessful plaintiff from relitigating not only any matter that was actually offered and received to sustain or defeat a claim or demand, but also any other admissible matter which might have been offered for the purpose under the exercise of due diligence. See Id.; see also 2 ROY W. MCDONALD, TEXAS CIVIL PRACTICE IN DISTRICT AND COUNTY COURTS § 7.43 (rev.1982). In essence res judicata, or claim preclusion, gives a plaintiff one bite at the cause of action apple. The argument that “this is a counterclaim” and not a main claim has no merit. The court in Weiman was clear that: Res judicata, collateral estoppel, and compulsory counterclaim principles create several mechanisms whereby a Weiman claim in Weiman II would be precluded by the Weiman 2 I action. First, the res judicata principle of merger would preclude Weiman from renewing as a Weiman II cause of action a claim that was essentially the same cause of action as in Weiman…Second, the res judicata principle of bar would preclude an unsuccessful plaintiff in Weiman I from relitigating in Weiman II any claim or defense related to the subject matter of Weiman I that was or should have been litigated there with the exercise of due diligence. 4. The key is “due diligence.” The principle forms the backbone of not only the opinion in Weiman, but is the basis of the seminal case of res judicata, Barr v. Resolution Trust Corporation. Just as in Weiman, where the verdict held that Addicks-Fairbanks “take nothing” as to Weiman, Weiman v. Addicks-Fairbanks Road Sand Co., 846 S.W.2d 414, 418, the Plaintiff in Doe I was unsuccessful as against Hug wherein the judgment had the identical finding of “take nothing.” Just like in Weiman, the Plaintiff in Doe I had a claim that it relinquished. Whether one characterizes the dropping of the alter ego claim as a “non-suit” or “abandonment” the principle is identical. With due diligence the Plaintiff could have pursed the alter ego and did not. The argument that somehow the alter ego in Doe II is “different, or derivative” likewise fails. The Court in Weiman, citing to Barr v. Resolution Trust stated clearly: Weiman would have us apply the "elements of proof" test used in Astro Sign Co. v. Sullivan, 518 S.W.2d 420 (Tex.App.--Corpus Christi 1974, writ ref'd n.r.e.), but Barr disapproved of this approach saying: Every theory of recovery has its unique elements of proof. [O]nly slight variations of the facts to support different theories of the same incident can result in a court finding different causes of action, thus thwarting the purposes of res judicata Barr, 837 S.W.2d at 630. B. Abandonment 5. Daccach not only demonstrates the res judicata effect of a non-suit, but it provides an excellent segue into the notion of abandonment. Res judicata bars claims a party filed but failed to diligently pursue whether non-suited or voluntarily abandoned. If,as Defendant argues, the Plaintiffs’ actions in dropping their alter ego in Doe I is characterized as an “abandonment” as opposed to a “non-suit,” their actions in Doe I still afford them no relief from the application of 3 res judicata. Res judicata works to prohibit re-litigation of “abandoned” causes of action as well as those that have been non-suited, Castro v. Arkansas-Louisiana Gas Co. 597 F.2d 1323, 1326 (10th Cir. 1979) [Appendix 1] 6. The language in Castro is a clear indictment against what has essentially transpired in this case: Whether a plaintiff drops a claim in silence as a trial tactic or in hope of greater recovery in two suits than in one, the facts of the present case constitute a strong argument against multiple actions by a single plaintiff 2 for different items of damage arising from a single wrong. Whether one plaintiff plus one event can always equal one trial, it can at least be said that a plaintiff who calls into play the massive machinery of a federal court, with a complaint containing two claims arising from a single event, owes a duty to act definitively with respect to both claims. The silent setting aside of one claim, with a secret intent to later institute a repeated exercise of the judicial process, violates not only the interest of the defendant in meeting all claims against him in a single action, but the interests of other litigants waiting in line at the courthouse door, and the interests of taxpayers paying the costs of conducting the judicial process twice when once would do. Casto, 597 F.2d at 1324-25. The Court went on to state that no matter how Castro couched the relinquishment of his claim in the first suit, the result is the same. Whether abandoned as an “action,” abandoned as a “cause of action,” or “split a cause of action,” the distinction is irrelevant. The Plaintiff had placed his claim…at issue and then simply dropped it, taking no steps to preserve it.That circumstance prompted the lower Court in Castro to say: The abandonment of a cause of action may be implied from a plaintiff's acts, or from his omissions. In either event, the effect thereof (absent proper reservation of the claim by way of, for example, Rule 15 or Rule 41, Fed.R.Civ.P.) is that the cause of action is extinguished and any subsequent suit thereon precluded. See, generally, Murphy v. Benson, 270 F.2d 419 (2d Cir. 1959), cert. denied, 362 U.S. 929, 80 S.Ct. 750, 4 L.Ed.2d 747 (1960); Union Oil Co. of Calif. v. Hunt, 111 F.2d 269 (9th Cir. 1940). See also Jehovah's Witnesses v. King County Hosp., 278 F.Supp. 488, 498 (W.D.Wash.1967), aff'd per curiam, 390 U.S. 598, 88 S.Ct. 1260, 20 L.Ed.2d 158 (1968). Castro, 597 F. 2d at 1325 4 7. The federal court in Clark v. Yosemite Community College Dist., 785 F. 2d 781, 786 (10th Cir, 1986) [Appendix 2], citing Castro, addressed res judicata where a cause of action should have been litigated in a state court proceeding and after judgment was subsequently re-filed in a federal court. Having apparently abandoned a cause of action in the state proceeding, Clark was barred from could raising it again in a federal action, Clark 785 F. 2d 781, 786, (citing Castro for the proposition that where plaintiff includes multiple claims in suit, and drops one claim in silence, he may not, after judgment in that suit, maintain a separate suit on that dropped claim). 8. The federal cases, specifically Castro have been cited as authority in Texas (see Jordan v. Bustamante 158 S.W. 3d 29 (Tex. 2005)) where the Court cited to Castro, but under the facts in Jordan held it did not apply. More important, not only are the federal cases cited as authority in Texas, but the same principles of abandonment and the application of res judicata set out in the federal cases of Castro and Clark are specifically followed in Texas. In Texas, just as in the federal circuits, abandoning a cause of action has a res judicata effect. 9. In Jones v. Nightingale, 900 S.W. 2d 87,90 (Tex.App.-San Antonio 1995, writ ref'd) the plaintiff brought claims for negligence and breach of contract, but abandoned (pursuant to Rule 165) her breach of contract claim the day after the trial began. Id. at 88. The jury found no negligence and judgment was entered and became final. Id. Thereafter, the plaintiff sent a letter to the defendant threatening litigation over the previously abandoned breach of contract claim. Id. Rejecting the plaintiff's argument that her contract claim was not barred by res judicata because she had expressly and properly excluded it when she abandoned it pursuant to Rule 165, the San Antonio Court of Appeals explained that the plaintiff sought to recover for injuries stemming from a single occurrence under negligence and contract theories. Id. at 89. The Court in Jones stated: 5 In the case before us, under both a negligence theory and a contract theory, Jones sought to recover for injuries stemming from a single occurrence, namely, the knee injury she suffered on returning a mare to the barn. Whether she sought recovery on a theory of negligence or contract, the central issue was the right to recover medical bills incurred as the result of one on-the-job accident. Under either theory, the facts regarding her injury involved her employment with Dr. Nightingale, the single injury, her medical condition, and her medical special damages. Thus, her claims arose from facts that were related in time, space, origin, and motivation. Moreover, the litigation of her alternate causes of action in negligence and contract would have formed a "convenient trial unit" and would have conformed to the "parties' expectations." Indeed, Jones's Second Amended Original Petition, in which she relied on both theories, indicates that she considered the two causes of action to be a "trial unit" and demonstrated her "expectations" to recover for her injuries under either of the claims (Emphasis Added) Id, at 90. The parallels between Doe I and Jones are blatantly obvious. In Doe I Plaintiffs pled breach of contract, negligence, fraud etc., in addition to a claim for alter ego. All claims and theories of recovery were a “convenient trial unit” and by filing them all that way the Plaintiff so acknowledged. Lest the Court forget, the Plaintiff also dropped a negligent entrustment claim as well, and there would be no thought of now allowing that claim to be brought back in the face of a res judicata defense (see Exhibits 1 & 3 to Defendant’s MSJ). 10. The Court in Jones observed that In Barr, the court expressly noted that procedural rules such as those allowing discovery, alternative pleadings, and trial amendments to add new theories of recovery "obviate the need to give parties two bites at the apple." Barr at 631. The Court held that Jones's assertion that “Rule 165 allowed her to bring a second suit to recover for a previously litigated injury turns the court's observation on its head. We cannot find a case, nor does Jones cite one, that interprets Rule 165 as permitting a party to pursue the same recovery for the same injury in successive trials based on differing theories of recovery.” 11. The Court in Jones also closed the door on any argument the Plaintiffs might make that Weiman v. Addicks-Fairbanks somehow affords them relief from the application of res judicata: 6 Jones relies on Weiman v. Addicks-Fairbanks Road Sand Co., 846 S.W.2d 414 (Tex.App.-- Houston [14th Dist.] 1992, writ denied), in which the court stated: "A party is not barred from litigating claims in a subsequent suit merely because he voluntarily withdrew those claims from an earlier suit, unless the withdrawal was with prejudice." Id. at 421. The court went on to say, however, that such claims are still subject to the rules of procedure. The court then found the appellant's claims, which had been nonsuited without prejudice, were nonetheless barred by the compulsory counterclaim rule. Id. The same principle applies here. Voluntarily withdrawn claims are still subject to the doctrine of res judicata. In Barr, the supreme court drew a parallel between res judicata and compulsory counterclaims, stating: The definition of res judicata ... is substantially similar to the rule of compulsory counterclaims embodied in the rules of civil procedure. A party defending a claim must bring as a counterclaim any claim that "arises out of the transaction or occurrence that is the subject matter of the opposing party's claim...." TEX.R.CIV.P. 97. Barr, 837 S.W.2d at 630. 12. In this case the Plaintiff amended its claims in the face of a summary judgment challenge after the deadline to amend had passed and did not include the alter ego claim. Whether that omission is deemed a non-suit or an abandonment of its claim, the res judicata effect is the same. Plaintiffs chose to sue Adoption Access and Hug in Doe I, abandoned an alter ego claim that was a proper part of that suit, and now are barred from re-litigating that claim on the grounds they have “new facts.” WHEREFORE PREMISES CONSIDERED, Defendant’s Motion should be in all things granted and the Plaintiffs’ claim based on alter ego should be dismissed with prejudice. Respectfully Submitted, /S/ Mark A. Weitz__________ Mark A. Weitz SB# 21116500 Weitz Morgan PLLC 100 Congress Avenue, Suite 2000 Austin, Texas 78701 512-394-8950 512-852-4446 (facsimile) 7 CERTIFICATE OF SERVICE The undersigned does hereby certify that a true and correct copy of the foregoing Defendant Deborah Hug’s Motion for Partial Summary Judgment was served upon the following parties on June 25, 2013 by electronic service and/or facsimile transmission and/or first class mail: Mark L. Johansen Christopher J. Simmons Gruber Hurst Johansen Hail & Shank, L.L.P. 1445 Ross Avenue, Suite 2500 Dallas, Texas 75202 Attorneys for the Plaintiffs Ryan Geddie Martin, Disiere, Jefferson & Wisdom L.L.P. Tollway Plaza One 16000 N. Dallas Parkway Dallas, Texas 75248 Attorney for The Mizzel Group LLC d/b/a Tegan Digital Thomas Currie 5906 Norway Dallas, Texas 75230 Pro Se /S/ Mark A.Weitz______________ Mark A. Weitz 8 Casto v. Arkansas-Louisiana Gas Co., 597 F.2d 1323 (C.A.10 (Okl.), 1979) Page 1323 597 F.2d 1323 Charles CASTO, Plaintiff-Appellant, v. The ARKANSAS-LOUISIANA GAS COMPANY, a Delaware Corporation, Defendant-Appellee. No. 77-1732. United States Court of Appeals, Tenth Circuit. Argued March 12, 1979. Decided May 4, 1979. Page 1324 Owen L. Oliver, Arvada, Colo. (John M. motion, viewing Casto as having abandoned his Merritt and D. Chad Ransdell, Oklahoma City, cause of action for loss of consortium. Okl., on brief), for plaintiff-appellant. Issue Donald R. Wilson of Fenton, Fenton, Smith, Reneau & Moon, Oklahoma City, Okl., Whether the district court erred in for defendant-appellee. dismissing the complaint. Before McWILLIAMS and DOYLE, OPINION Circuit Judges, and MARKEY, * Chief Judge. In the present case, a single event a gas MARKEY, Chief Judge. explosion occurred. Casto sued for damage to his property and for loss of consortium. In the Casto appeals from a judgment dismissing pretrial order, proffered in lieu of the pleadings, his complaint for loss of his wife's consortium. he dropped his claim for loss of consortium. In We affirm. his brief here, Casto tells us that he Facts elected not to proceed in that prior action for (loss of consortium) for the reason that certain Following a gas explosion in their Lamont, evidence which would be presented in his cause Oklahoma home, Casto joined Peggy, his wife, of action (to wit: the mental depression he in suing the Arkansas-Louisiana Gas Company suffered) would be detrimental to Peggy's claim (Arkla) in July, 1975, claiming $600,000 in for her injuries. damages for Peggy's injuries, $20,000 for loss of their joint property, and $200,000 for Casto's Casto does not explain, nor do we readily loss of consortium. When a pretrial order was see, how his mental depression could in any way signed, Casto elected not to proceed on his claim affect the factual determination of either the for loss of consortium. On March 30, 1976, the cause or extent of Peggy's injuries. If itcould, jury awarded Peggy $100,000 and Casto and we are at painful loss to understand how the Peggy $10,000. Arkla paid the awards with judicial system is aided by Casto's hiding the interest on May 18, 1977. Casto filed the present fact from the jury and setting aside his mental complaint on April 15, 1977, seeking $250,000 depression for a second exercise of the judicial 1 for loss of consortium and $1,000,000 in process. Whether a plaintiff drops a claim in punitive damages. Arkla moved to dismiss, silence as a trial tactic or in hope of greater saying Casto had split his cause of action. On recovery in two suits than in one, the facts of the June 25, 1977, Judge Eubanks granted the present case constitute a strong argument against -1- Casto v. Arkansas-Louisiana Gas Co., 597 F.2d 1323 (C.A.10 (Okl.), 1979) 2 multiple actions by a single plaintiff for extinguished and any subsequent suit thereon different items of damage arising precluded. See, generally, Murphy v. Benson, 270 F.2d 419 (2d Cir. 1959), cert. denied, 362 U.S. 929, 80 S.Ct. 750, 4 L.Ed.2d 747 (1960); Union Oil Co. of Calif. v. Hunt, 111 F.2d 269 Page 1325 (9th Cir. 1940). See also Jehovah's Witnesses v. from a single wrong. Whether one plaintiff plus King County Hosp., 278 F.Supp. 488, 498 one event can always equal one trial,it can at (W.D.Wash.1967), aff'd per curiam, 390 U.S. least be said that a plaintiff who calls into play 598, 88 S.Ct. 1260, 20 L.Ed.2d 158 (1968). the massive machinery of a federal court, with a (Footnote omitted) complaint containing two claims arising from a In support of his argument (2), Casto cites single event, owes a duty to act definitively with sixteen decisions of state courts in twelve states. respect to both claims. The silent setting aside of Conspicuously absent is a single citation from a one claim, with a secret intent to later institute a court of Oklahoma, whose state law we must repeated exercise of the judicial process, violates apply. Casto attempts to distinguish one of many not only the interest of the defendant in meeting Oklahoma decisions relied on by defendant, i. e., all claims against him in a single action, but the Lowder v. Oklahoma Farm Bureau Mutual interests of other litigants waiting in line at the Insurance Company, Okl., 436 P.2d 654 (1967), courthouse door, and the interests of taxpayers 4 (holding that claims for injury to property and paying the costs of conducting the judicial for personal injury arising from a single tort process twice when once would do. were not separate causes) on the ground that we Against the injury to all those interests, here deal with claims for injury to property and 5 Casto argues that (1) abandonment applies only for loss of consortium. In the present context, to actions, not causes of action, (2) his causes of we are unable to discern a determinative action for injury to his property and for loss of distinction in that difference. consortium are separate and distinct, and (3) the In contention (3), seeking an exception to present facts require an exception to the rule that the rule against splitting causes of action arising all causes of action arising from a single wrong from a single tort, Casto cites his sole Oklahoma should be brought in a single action. 3 case, Smittle v. Eberle, Okl., 353 P.2d 121 Because a judgment may be affirmed on (1960). But in that case, there were two any ground arising from the record, Jaffke v. plaintiffs, the court recognizing that the parents Dunham, 352 U.S. 280, 281, 77 S.Ct. 307, 1 sued as "next friends" of their children, on a L.Ed.2d 314 (1957), and because the result is the cause of action for the children's injuries, and in same whether Casto be viewed as having their own names on another cause of action for abandoned an action, abandoned a cause of their loss of action, or split a cause of action, Casto's argument (1) is irrelevant. Judge Eubanks correctly noted that Casto had placed his claim Page 1326 for loss of consortium at issue and then simply dropped it,taking no steps to preserve it.That the children's services. Thus Smittle is not circumstance prompted the district court to say: inconsistent with long lines of federal court decisions such as Bethlehem Steel Corp. v. The abandonment of a cause of action may be Holmes, 322 F.Supp. 711 (N.D.Okl.1971); implied from a plaintiff's acts, or from his Barnhart v. International Harvester Company, omissions. In either event, the effect thereof 309 F.Supp. 206 (N.D.Okl.1970); Public Service (absent proper reservation of the claim by way Company of Oklahoma v. Crane Company, 48 of, for example, Rule 15 or Rule 41, F.R.D. 424 (N.D.Okl.1969), Aff'd, 467 F.2d Fed.R.Civ.P.) is that the cause of action is 1143 (10th Cir. 1972); and Sharrock v. Perkins, -2- Casto v. Arkansas-Louisiana Gas Co., 597 F.2d 1323 (C.A.10 (Okl.), 1979) 297 F.Supp. 1285, 1286-87, (W.D.Okl.1969), is the same when the courthouse door is jammed by where it was said: those who need not be there. It is the rule in Oklahoma that a single cause of This case also illustratesthe clash between the action may not be split and a tort feasor has a lawyer's twin duties of advocating a client's interest and avoiding manipulation of the judicial process. right to be proceeded against in a single action Though often difficult,even seemingly on occasion by an injured party for a single wrong or tort * * impossible, the fine measuring of his roles as *; advocate and court officer is one of the gleaming gems in the professional counselor's crown. If the and state court decisions such as Lowder v. judicial process is to function as a free flowing Oklahoma Farm Bureau Mutual Insurance fountainhead of justice, itmust be respected and Company, supra; Hugh Breeding, Inc. v. protected, not just used. Godwin, 208 Okl. 617, 258 P.2d 157 (1953); Stanley v. Sweet, 202 Okl. 448, 214 P.2d 906 The concern is not to make the careful, contemplative (1950); and Akin v. Bonfils, 67 Okl. 123, 169 P. conduct of the judge's job easier, but to make it 899 (1917). possible. 2 Casto repeatedly refers in his brief, a large portion Casto last argues that because a husband of which is identicalwith that filed below, to the and wife may sue separately for his loss of irrelevant contention that Peggy's claim for her consortium and her injuries, and one must join injuries and his claim for loss of consortium are the other in a claim for injury to their joint separate causes of action. property, it would be unjust to force joinder of their separate claims. We need not consider that 3 Casto nowhere asserts that he did not have full and broad question. Our simple holding is that fair opportunity to litigatehis claim for loss of where, as here, a plaintiff joins in a suit, includes consortium, or that he was by any one denied his multiple claims for his damages from the single "day in court" on that claim. tort on which the suit is based, and in silence 4 The case is not listed in the Index of Authorities in drops one claim, he may not, after judgment in Casto's brief. that suit, maintain a separate second suit on that dropped claim. 5 Casto, whose brief cites seventeen state court cases and not a single federal court case, also asserts that The judgment of the district court is Lowder should be ignored because "State court affirmed. decisions are not binding," contending, without citation of authority, that the questions here are --------------- procedural. Not only is the characterization non- governing, Guaranty Trust Co. v. York, 326 U.S. 99, * Honorable Howard T. Markey, Chief Judge, United 65 S.Ct. 1464, 89 L.Ed. 2079 (1945), but federal States Court of Customs and Patent Appeals, sitting court decisions compel the Lowder Result. As this by designation. court said in United States v. Sinclair Refining Company, 126 F.2d 827, 831 (10th Cir. 1942): 1 This diversity action is one of 172,000 suits filed before 373 active district judges in 1977. No A plaintiff cannot split up his claim or demand and responsible person wants to slam the door against prosecute it in piecemeal fashion by separate suits. those who must use the federal courts. But the effect -3- Clark v. Yosemite Community College Dist., 785 F.2d 781 (C.A.9 (Cal.), 1986) Page 781 785 F.2d 781 39 Empl. Prac. Dec. P 35,970, 31 Ed. Law Rep. 24 Donald Gilbert CLARK, Plaintiff-Appellant, v. YOSEMITE COMMUNITY COLLEGE DISTRICT, Kenneth N. Griffin, Louis Zellers, Jack McArthur, Larry Roskens, Richard Peralta, Thomas VanGroningen, Robert Cardoza, Dr. Grant E. Bare, Glenda S. Alpers, Ian W. Hardie, Carmen Jackson, Nancy Rosasco, Allister A. Allen, and Does 1 through 30, inclusive, Defendants-Appellees. No. 85-1801. United States Court of Appeals, Ninth Circuit. Argued and Submitted Dec. 11, 1985. Decided March 25, 1986. Page 783 Martin T. Snyder, Sellar, Hazard, Snyder & I Kelly, Walnut Creek, Cal., for plaintiff- appellant. BACKGROUND C. Carol Stevens, Whitmore & Kay, Palo Donald Gilbert Clark is employed as an Alto, Cal., for defendants-appellees. instructor in the criminal justice training center located at Modesto Junior College, a campus in Appeal From the United States District the Yosemite Valley Community College Court for the Eastern District of California. District ("College"). In January of 1981, the College received numerous complaints that Before WRIGHT, KENNEDY and Clark was engaging in sexual harassment of and BEEZER, Circuit Judges. discrimination against female trainees at the center. Information concerning the charges was BEEZER, Circuit Judge: entered into Clark's personnel file. In addition, A college instructor brings this section Clark alleges he was reassigned to teach 1983 suit against the college and various college different classes; his class schedule was changed officials seeking an injunction and damages for every semester, with little or no notice, allowing interference with his teaching responsibilities. him little time to prepare; and his teaching load He alleges that such interference is in reprisal was reduced. Clark also alleges College officials for his criticism of the college's instructional discouraged third parties from contracting his program. The district court found that the services as a private instructor, and caused the instructor had raised a cause of action involving publication in community newspapers of interference with his teaching duties in a defamatory accusations against him. previous state court proceeding for a writ of Clark contends that the interference with mandate against the college and its officials. The his teaching duties, the inclusion of the district court granted the college's motion for derogatory information in his personnel file, and judgment on the pleadings, ruling that the the other alleged incidents constituted retaliation section 1983 claim was precluded by res against him for his criticism of the College's judicata. We affirm in part and reverse in part. administration of the criminal justice training -1- Clark v. Yosemite Community College Dist., 785 F.2d 781 (C.A.9 (Cal.), 1986) center, including his cooperation with a grand A. Application of Res Judicata (Claim jury investigation of the program. Preclusion) In April, 1982, Clark filed a petition for a When a state court judgment isthe source writ of mandate in a California trial court. In his of the supposed res judicata (claim preclusion), petition, motion, and supporting memoranda, 28 U.S.C. Sec. 1738 provides that a federal court Clark alleged defamation, denial of a hearing on must give the state court judgment the same full the charges of misconduct, interference with faith and credit as it would be