Preview
FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021
NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022
INVESTMENT MANAGEMENT GROUP
P.O. BOX 3698
CHARLESTON WV 25336
05/31/21
PG 1
82 HOLDE CYCLE-086
*** CHECKING *** BUSINESS ADVANTAGE C
ACCOUNT NUMBER 0010951283
PREVIOUS STATEMENT BALANCE AS OF 04/30/21 ....................... 30,836.31
PLUS 40 DEPOSITS AND OTHER CREDITS ..................... 2,238,924.82
LESS 338 CHECKS AND OTHER DEBITS ........................ 2,237,912.55
CURRENT STATEMENT BALANCE AS OF 05/31/21 ........................ 31,848.58
NUMBER OF DAYS IN THIS STATEMENT PERIOD 31
___________________________________________________________________________________
*** CHECK TRANSACTIONS ***
SERIAL DATE AMOUNT SERIAL DATE AMOUNT
3078* 05/11 34,023.83 3154* 05/25 967.59
3085* 05/04 1,075.00 3155 05/24 2,735.00
3109* 05/03 34,613.73 3156 05/11 3,000.00
3114* 05/10 2,500.00 3157 05/25 1,700.00
3116* 05/03 1,544.62 3158 05/18 45,291.97
3117 05/10 2,000.00 3159 05/18 37,789.12
3121* 05/10 5,202.84 3160 05/18 5,000.00
3122 05/04 1,742.50 3161 05/24 2,576.90
3125* 05/03 24,410.44 3162 05/14 5,000.00
3128* 05/03 125,000.00 3163 05/17 3,500.00
3129 05/03 5,000.00 3164 05/17 150,000.00
3130 05/03 3,500.00 3165 05/17 5,000.00
3131 05/04 80.00 3166 05/18 7,614.00
3133* 05/06 218.75 3167 05/18 5,000.00
3134 05/05 11,370.85 3168 05/19 50,000.00
3136* 05/04 50,000.00 3169 05/19 11,000.00
3137 05/06 5,000.00 3170 05/19 1,500.00
3138 05/06 66,314.81 3171 05/24 1,750.00
3139 05/10 49,640.39 3172 05/25 1,657.50
3140 05/06 7,912.50 3173 05/27 4,000.00
3141 05/12 3,400.00 3174 05/24 66,000.00
3142 05/05 75,722.29 3175 05/26 21,953.75
3143 05/10 7,300.00 3176 05/20 43,931.53
3144 05/10 908.50 3178* 05/27 11,895.02
3145 05/21 15,000.00 3181* 05/25 89,143.91
3147* 05/12 1,000.00 3183* 05/28 782.00
3148 05/10 6,191.80 3184 05/28 5,000.00
3149 05/26 954.00 3185 05/27 4,000.00
3150 05/25 1,271.28 3201* 05/18 2,000.00
3151 05/17 10,000.00 3202 05/27 5,000.00
3152 05/25 1,321.64
___________________________________________________________________________________
*** CHECKING ACCOUNT TRANSACTIONS ***
DATE DESCRIPTION DEBITS CREDITS
05/03 DEPOSIT 200,000.00
05/03 RETURN ITEM FEE (NSF) 32.00
05/03 AC-Reserve Advance -5162312983 949.35
93004063 Investment Management
05/03 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W003 Investment Management
05/03 AC-AMEX EPAYMENT -ACH 3,000.00
PMTW2240 summit community bank
05/03 AC-AMEX EPAYMENT -ACH 4,000.00
PMTW3986 summit community bank
05/03 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W308 INVESTMENT MANAGEMENT
05/03 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021
NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022
PAGE 2
INVESTMENT MANAGEMENT GROUP 05/31/21
P.O. BOX 3698
CHARLESTON WV 25336
PG 2
HOLDE CYCLE-086
___________________________________________________________________________________
*** CHECKING ACCOUNT TRANSACTIONS ***
DATE DESCRIPTION DEBITS CREDITS
05/03 AC-AMEX EPAYMENT -ACH 5,000.00
PMTW0496 summit community bank
05/03 AC-Reserve Advance -5162312983 6,499.00
93004042 Investment Management
05/03 AC-AMEX EPAYMENT -ACH 21,000.00
PMTW4900 summit community bank
05/04 AC-Smart Business H-Smart Busi 115,035.00
FUN42240 INVESTMENT MANAGEMENT
05/04 FED WIRE IN #202105040027269 51,312.57
ORIG-JAVELIN GLOBAL COMMODITIE
05/04 BALLARD - IMG PAYMENTS 2,879.30
05/04 FED WIRE IN #202105040027269 15.00
FEE
05/04 FED WIRE OUT #202105040088267 25.00
FEE
05/04 OVERDRAFT FEE 32.00
05/04 AC-FRONTIER IVR IMM-BILL PAY16 352.94
040209551 INVESTMENT GROUP
05/04 AC-Reserve Advance -5162312983 949.35
93023611 Investment Management
05/04 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W004 Investment Management
05/04 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W309 INVESTMENT MANAGEMENT
05/04 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/04 AC-SMART BUS FN2895-Investment 6,250.00
8694213 Investment Management
05/04 AC-Reserve Advance -5162312983 6,499.00
93023593 Investment Management
05/04 XFER TO ACCT BL-XXXXXXXX0656 8,397.58
BALLARD INVESTMENTS, INC.
05/04 FED WIRE OUT #202105040088267 37,762.36
BENE-MACQUARIE BANK LIMITED
05/05 FED WIRE IN #202105050046641 40,090.00
ORIG-FUNDERS APP LLC
05/05 FED WIRE IN #202105050039198 51,742.07
ORIG-JAVELIN GLOBAL COMMODITIE
05/05 FED WIRE IN #202105050039198 15.00
FEE
05/05 AC-Reserve Advance -5162312983 949.35
93036968 Investment Management
05/05 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W311 INVESTMENTMANAGMENTGR
05/05 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W005 Investment Management
05/05 AC-WVTREASURY -WORKFORCEE 2,675.55
ORC00000018940 INVESTMENT MANA
05/05 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W310 INVESTMENT MANAGEMENT
05/05 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/05 AC-AMEX EPAYMENT -ACH 6,000.00
PMTW2350 summit community bank
05/05 AC-Reserve Advance -5162312983 6,499.00
93036950 Investment Management
05/06 FED WIRE IN #202105060060980 67,500.00
ORIG-UNIQUE FUNDING SOLUTIONS
FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021
NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022
PAGE 3
INVESTMENT MANAGEMENT GROUP 05/31/21
P.O. BOX 3698
CHARLESTON WV 25336
PG 3
HOLDE CYCLE-086
___________________________________________________________________________________
*** CHECKING ACCOUNT TRANSACTIONS ***
DATE DESCRIPTION DEBITS CREDITS
05/06 DEPOSIT 35,000.00
05/06 IN BRANCH CHECK 3,000.00
05/06 FED WIRE OUT #202105060093165 25.00
FEE
05/06 OVERDRAFT FEE 32.00
05/06 AC-Reserve Advance -5162312983 949.35
93051118 Investment Management
05/06 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W313 INVESTMENTMANAGMENTGR
05/06 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W006 Investment Management
05/06 AC-AMEX EPAYMENT -ACH 3,000.00
PMTW2616 summit community bank
05/06 AC-AMEX EPAYMENT -ACH 4,000.00
PMTW5978 summit community bank
05/06 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W312 INVESTMENT MANAGEMENT
05/06 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/06 AC-Reserve Advance -5162312983 6,499.00
93051099 Investment Management
05/06 FED WIRE OUT #202105060093165 2,500.00
BENE-ALLIED BENEFIT- ATF2
05/07 FED WIRE IN #202105070010149 56,521.44
ORIG-JAVELIN GLOBAL COMMODITIE
05/07 AC-R T ROGERS OIL C-PAYMENT324 27,857.88
90103 INVESTMENT MANAGEMENT
05/07 AC-R T ROGERS OIL C-DRAFTS1/2 27,857.89
INVESTM
05/07 FED WIRE IN #202105070010149 15.00
FEE
05/07 OVERDRAFT FEE 32.00
05/07 AC-Par Funding -CCD TRANSI 730.62
NVE00220002 Investment Managem
05/07 AC-Par Funding -CCD TRANSI 730.62
NVE00220001 Investment Managem
05/07 AC-Reserve Advance -5162312983 949.35
93066246 Investment Management
05/07 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W315 INVESTMENTMANAGMENTGR
05/07 AC-MR ADVANCE -DailyPmtFA 1,862.50
580411 INV
05/07 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W007 Investment Management
05/07 AC-UNIQUE FUNDING S-26386470LK 2,810.63
263864 INVESTMENT MANA5327368
05/07 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W314 INVESTMENT MANAGEMENT
05/07 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/07 AC-AMEX EPAYMENT -ACH 5,000.00
PMTW5854 summit community bank
05/07 AC-Reserve Advance -5162312983 6,499.00
93066226 Investment Management
05/10 FED WIRE IN #202105100049720 85,165.62
ORIG-JAVELIN GLOBAL COMMODITIE
05/10 DEPOSIT 56,000.00
FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021
NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022
PAGE 4
INVESTMENT MANAGEMENT GROUP 05/31/21
P.O. BOX 3698
CHARLESTON WV 25336
PG 4
HOLDE CYCLE-086
___________________________________________________________________________________
*** CHECKING ACCOUNT TRANSACTIONS ***
DATE DESCRIPTION DEBITS CREDITS
05/10 FED WIRE IN #202105100049720 15.00
FEE
05/10 OVERDRAFT FEE 64.00
05/10 AC-AMEX EPAYMENT -ACH 750.00
PMTW3802 summit community bank
05/10 AC-Reserve Advance -5162312983 949.35
93082497 Investment Management
05/10 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W317 INVESTMENTMANAGMENTGR
05/10 AC-MR ADVANCE -DailyPmtFA 1,862.50
580411 INV
05/10 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W008 Investment Management
05/10 AC-UNIQUE FUNDING S-26386475Q8 2,810.63
263864#2 INVESTMENT MANA533401
05/10 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W316 INVESTMENT MANAGEMENT
05/10 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/10 AC-Reserve Advance -5162312983 6,499.00
93082479 Investment Management
05/11 DEPOSIT 10,000.00
05/11 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W009 Investment Management
05/11 AC-UNIQUE FUNDING S-2638647B9T 2,810.63
263864#3 INVESTMENT MANA534120
05/11 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W318 INVESTMENT MANAGEMENT
05/11 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/11 AC-AMEX EPAYMENT -ACH 5,000.00
PMTW3660 summit community bank
05/11 AC-Reserve Advance -5162312983 6,499.00
93102950 Investment Management
05/11 OVERDRAFT FEE 32.00
05/11 AC-Reserve Advance -5162312983 949.35
93102969 Investment Management
05/11 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W319 INVESTMENTMANAGMENTGR
05/11 AC-MR ADVANCE -DailyPmtFA 1,862.50
580411 INV
05/12 FED WIRE IN #202105120002648 63,795.37
ORIG-JAVELIN GLOBAL COMMODITIE
05/12 DEPOSIT 20,000.00
05/12 AC-Reserve Advance -5162312983 6,499.00
93116162 Investment Management
05/12 AC-AMEX EPAYMENT -ACH 8,000.00
PMTW2736 summit community bank
05/12 FED WIRE IN #202105120002648 15.00
FEE
05/12 OVERDRAFT FEE 256.00
05/12 AC-AMERICAN GEN LIF-INS PAYMTO 833.07
95302885402 RALPH BALLARD 21
05/12 AC-Reserve Advance -5162312983 949.35
93116181 Investment Management
05/12 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W321 INVESTMENTMANAGMENTGR
FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021
NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022
PAGE 5
INVESTMENT MANAGEMENT GROUP 05/31/21
P.O. BOX 3698
CHARLESTON WV 25336
PG 5
HOLDE CYCLE-086
___________________________________________________________________________________
*** CHECKING ACCOUNT TRANSACTIONS ***
DATE DESCRIPTION DEBITS CREDITS
05/12 AC-MR ADVANCE -DailyPmtFA 1,862.50
580411 INV
05/12 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W010 Investment Management
05/12 AC-UNIQUE FUNDING S-2638647FTG 2,810.63
263864#4 INVESTMENT MANA534709
05/12 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W320 INVESTMENT MANAGEMENT
05/12 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/13 FED WIRE IN #202105130007517 51,631.86
ORIG-JAVELIN GLOBAL COMMODITIE
05/13 FED WIRE IN #202105130007517 15.00
FEE
05/13 OVERDRAFT FEE 128.00
05/13 AC-Reserve Advance -5162312983 949.35
93130518 Investment Management
05/13 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W323 INVESTMENTMANAGMENTGR
05/13 AC-MR ADVANCE -DailyPmtFA 1,862.50
580411 INV
05/13 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W011 Investment Management
05/13 AC-UNIQUE FUNDING S-2638647KBJ 2,810.63
263864#5 INVESTMENT MANA535292
05/13 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W322 INVESTMENT MANAGEMENT
05/13 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/13 AC-Reserve Advance -5162312983 6,499.00
93130499 Investment Management
05/13 AC-AMEX EPAYMENT -ACH 7,000.00
PMTW1412 summit community bank
05/14 FED WIRE IN #202105140010560 70,849.84
ORIG-JAVELIN GLOBAL COMMODITIE
05/14 AC-R T ROGERS OIL C-PAYMENT324 53,651.32
90103 INVESTMENT MANAGEMENT
05/14 IN BRANCH CHECK 9,000.00
05/14 FED WIRE IN #202105140010560 15.00
FEE
05/14 AC-AMERICAN GEN LIF-INS PAYMTO 406.46
93203836151 SHAYNE BALLARD 21
05/14 AC-Par Funding -CCD TRANSI 730.62
NVE00220002 Investment Managem
05/14 AC-Par Funding -CCD TRANSI 730.62
NVE00220001 Investment Managem
05/14 AC-Reserve Advance -5162312983 949.35
93144743 Investment Management
05/14 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W325 INVESTMENTMANAGMENTGR
05/14 AC-MR ADVANCE -DailyPmtFA 1,862.50
580411 INV
05/14 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W012 Investment Management
05/14 AC-UNIQUE FUNDING S-2638647PC6 2,810.63
263864#6 INVESTMENT MANA535943
05/14 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W324 INVESTMENT MANAGEMENT
FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021
NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022
PAGE 6
INVESTMENT MANAGEMENT GROUP 05/31/21
P.O. BOX 3698
CHARLESTON WV 25336
PG 6
HOLDE CYCLE-086
___________________________________________________________________________________
*** CHECKING ACCOUNT TRANSACTIONS ***
DATE DESCRIPTION DEBITS CREDITS
05/14 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/14 AC-AMEX EPAYMENT -ACH 5,500.00
PMTW7408 summit community bank
05/14 AC-Reserve Advance -5162312983 6,499.00
93144723 Investment Management
05/14 AC-AMEX EPAYMENT -ACH 22,000.00
PMTW9578 summit community bank
05/17 AC-ACH -SEABROOK F 32,000.00
BALLARD INVESTMENTS
05/17 FED WIRE IN #202105170057394 32,000.00
ORIG-THE AVANZA GROUP, LLC
05/17 FED WIRE IN #202105170047330 92,669.28
ORIG-JAVELIN GLOBAL COMMODITIE
05/17 DEPOSIT 190,000.00
05/17 IN BRANCH CHECK 7,600.00
05/17 FED WIRE IN #202105170047330 15.00
FEE
05/17 OVERDRAFT FEE 32.00
05/17 AC-AEP APPALACHIAN -BILL PAY14 52.15
402617221 INVESTMENT MANAGEME
05/17 AC-AMERICAN WATER E-BILLPAYAME 119.24
RICAN WATER INVESTMENT MANAGEM
05/17 AC-AEP APPALACHIAN -BILL PAY16 184.21
061638961 INVESTMENT MANAGEME
05/17 AC-Mountaineer Gas -doxoPAY 295.48
INVESTMENT MANAGEMENT
05/17 AC-Reserve Advance -5162312983 949.35
93158097 Investment Management
05/17 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W327 INVESTMENTMANAGMENTGR
05/17 AC-ACH -SEABROOK F 1,713.14
BALLARD INVESTMENTS
05/17 AC-AMERICAN GEN LIF-INS PAYMTO 1,861.67
96303062863 SHAYNE BALLARD 21
05/17 AC-MR ADVANCE -DailyPmtFA 1,862.50
580411 INV
05/17 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W013 Investment Management
05/17 AC-UNIQUE FUNDING S-2638647UFM 2,810.63
263864#7 INVESTMENT MANA536603
05/17 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W326 INVESTMENT MANAGEMENT
05/17 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/17 AC-Reserve Advance -5162312983 6,499.00
93158079 Investment Management
05/17 AC-AMEX EPAYMENT -ACH 8,000.00
PMTW1522 summit community bank
05/18 AC-Reserve Advance -5162312983 949.35
93176169 Investment Management
05/18 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W329 INVESTMENTMANAGMENTGR
05/18 AC-ACH -SEABROOK F 1,713.14
BALLARD INVESTMENTS
05/18 AC-MR ADVANCE -DailyPmtFA 1,862.50
580411 INV
FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021
NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022
PAGE 7
INVESTMENT MANAGEMENT GROUP 05/31/21
P.O. BOX 3698
CHARLESTON WV 25336
PG 7
HOLDE CYCLE-086
___________________________________________________________________________________
*** CHECKING ACCOUNT TRANSACTIONS ***
DATE DESCRIPTION DEBITS CREDITS
05/18 AC-Avanza Capital, -ADVANCEPMT 2,400.00
INVESTMENT MANAGEMENT
05/18 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W014 Investment Management
05/18 AC-UNIQUE FUNDING S-2638647ZEY 2,810.63
263864#8 INVESTMENT MANA537249
05/18 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W328 INVESTMENT MANAGEMENT
05/18 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/18 AC-AMEX EPAYMENT -ACH 6,000.00
PMTW5758 summit community bank
05/18 AC-Reserve Advance -5162312983 6,499.00
93176150 Investment Management
05/18 XFER TO ACCT BL-XXXXXXXX6433 813.52
INVESTMENT MINING GROUP, LLC
05/18 XFER TO ACCT BL-XXXXXXXX4370 2,030.53
INVESTMENT MINING GROUP, LLC
05/19 FED WIRE IN #202105190018584 64,884.29
ORIG-JAVELIN GLOBAL COMMODITIE
05/19 DEPOSIT 10,000.00
05/19 DEPOSIT 35,000.00
05/19 FED WIRE IN #202105190018584 15.00
FEE
05/19 OVERDRAFT FEE 128.00
05/19 AC-MICROSOFT 6041 -EDI 8.83
PAYMNTTRN*1*Z41CM3XFHLAQ\
05/19 AC-DLX FOR BUSINESS-Deluxe SBS 369.84
02049449300128 BRUSHY FORK HOL
05/19 AC-Reserve Advance -5162312983 949.35
93189106 Investment Management
05/19 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W331 INVESTMENTMANAGMENTGR
05/19 AC-ACH -SEABROOK F 1,713.14
BALLARD INVESTMENTS
05/19 AC-MR ADVANCE -DailyPmtFA 1,862.50
580411 INV
05/19 AC-Avanza Capital, -ADVANCEPMT 2,400.00
INVESTMENT MANAGEMENT
05/19 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W015 Investment Management
05/19 AC-UNIQUE FUNDING S-26386483W9 2,810.63
263864#9 INVESTMENT MANA537829
05/19 AC-IPFS850-558-5000-IPFSPMTFLP 3,722.63
44962 POINT LICK ENERGY LLC
05/19 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W330 INVESTMENT MANAGEMENT
05/19 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/19 AC-AMEX EPAYMENT -ACH 5,000.00
PMTW2606 summit community bank
05/19 AC-Reserve Advance -5162312983 6,499.00
93189087 Investment Management
05/20 FED WIRE IN #202105200040666 68,303.43
ORIG-JAVELIN GLOBAL COMMODITIE
05/20 DEPOSIT 10,000.00
05/20 DEPOSIT 26,500.00
FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021
NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022
PAGE 8
INVESTMENT MANAGEMENT GROUP 05/31/21
P.O. BOX 3698
CHARLESTON WV 25336
PG 8
HOLDE CYCLE-086
___________________________________________________________________________________
*** CHECKING ACCOUNT TRANSACTIONS ***
DATE DESCRIPTION DEBITS CREDITS
05/20 FED WIRE IN #202105200040666 15.00
FEE
05/20 OVERDRAFT FEE 64.00
05/20 AC-Funders App LLC -MM 199.00
May2021Monthly Merchant Fee
05/20 AC-Reserve Advance -5162312983 949.35
93202681 Investment Management
05/20 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W333 INVESTMENTMANAGMENTGR
05/20 AC-ACH -SEABROOK F 1,713.14
BALLARD INVESTME 5290
05/20 AC-MR ADVANCE --DailyPmtFA 1,862.50
580411 INV
05/20 AC-Avanza Capital, -ADVANCEPMT 2,400.00
INVESTMENT MANAGEMENT
05/20 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W016 Investment Management
05/20 AC-UNIQUE FUNDING S-26386488E7 2,810.63
263864#10 INVESTMENT MANA53841
05/20 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W332 INVESTMENT MANAGEMENT
05/20 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/20 AC-Reserve Advance -5162312983 6,499.00
93202663 Investment Management
05/21 AC-R T ROGERS OIL C-DRAFTS1/2 25,000.00
INVESTM
05/21 FED WIRE IN #202105210021289 46,569.98
ORIG-JAVELIN GLOBAL COMMODITIE
05/21 DEPOSIT 25,000.00
05/21 FED WIRE IN #202105210021289 15.00
FEE
05/21 OVERDRAFT FEE 32.00
05/21 RETURN ITEM FEE (NSF) 32.00
05/21 AC-Par Funding -CCD TRANSI 730.62
NVE00220002 Investment Managem
05/21 AC-Par Funding -CCD TRANSI 730.62
NVE00220001 Investment Managem
05/21 AC-Reserve Advance -5162312983 949.35
93219536 Investment Management
05/21 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W335 INVESTMENTMANAGMENTGR
05/21 AC-ACH -SEABROOK F 1,713.14
BALLARD INVESTME 5290
05/21 AC-MR ADVANCE --DailyPmtFA 1,862.50
580411 INV
05/21 AC-AMEX EPAYMENT -ACH 2,000.00
PMTW2344 summit community bank
05/21 AC-Avanza Capital, -ADVANCEPMT 2,400.00
INVESTMENT MANAGEMENT
05/21 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W017 Investment Management
05/21 AC-UNIQUE FUNDING S-2638648D4K 2,810.63
263864#11 INVESTMENT MANA53902
05/21 AC-AMEX EPAYMENT -ACH 3,000.00
PMTW3112 summit community bank
05/21 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W334 INVESTMENT MANAGEMENT
FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021
NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022
PAGE 9
INVESTMENT MANAGEMENT GROUP 05/31/21
P.O. BOX 3698
CHARLESTON WV 25336
PG 9
HOLDE CYCLE-086
___________________________________________________________________________________
*** CHECKING ACCOUNT TRANSACTIONS ***
DATE DESCRIPTION DEBITS CREDITS
05/21 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/21 AC-Reserve Advance -5162312983 6,499.00
93219517 Investment Management
05/24 FED WIRE IN #202105240008511 47,689.29
ORIG-JAVELIN GLOBAL COMMODITIE
05/24 DEPOSIT 50,000.00
05/24 IN BRANCH CHECK 15,000.00
05/24 FED WIRE IN #202105240008511 15.00
FEE
05/24 AC-ATT -Payment628 480.52
309013EPAYW INVESTMENT MANAGEM
05/24 AC-Reserve Advance -5162312983 949.35
93235338 Investment Management
05/24 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36
W337 INVESTMENTMANAGMENTGR
05/24 AC-ACH -SEABROOK F 1,713.14
BALLARD INVESTME 5290
05/24 AC-MR ADVANCE --DailyPmtFA 1,862.50
580411 INV
05/24 AC-Avanza Capital, -ADVANCEPMT 2,400.00
INVESTMENT MANAGEMENT
05/24 AC-DLPFUNDING -ACHPAYMENT 2,600.00
W018 Investment Management
05/24 AC-UNIQUE FUNDING S-2638648IGX 2,810.63
263864#12 INVESTMENT MANA53971
05/24 AC-FOXBUSINESS -ACHPAYMENT 4,600.00
W336 INVESTMENT MANAGEMENT
05/24 AC-EVERYDAY 3870 -Investment 4,933.33
Investment Investment Manageme
05/24 AC-Reserve Advance -5162312983 6,499.00
93235323 Investment Management
05/24 AC-AMEX EPAYMENT -ACH 24,000.00
PMTW2204 summit community bank
05/25 AC-RIVER TRDNG 9387-PY05/25/21 4,063.63
20210524 210524
05/25 DEPOSIT 85,000.00
05/25 OVERDRAFT FEE 32.00
05/25 AC-WASTE MANAGEMENT-INTERNET04
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FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021 NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022 INVESTMENT MANAGEMENT GROUP P.O. BOX 3698 CHARLESTON WV 25336 05/31/21 PG 1 82 HOLDE CYCLE-086 *** CHECKING *** BUSINESS ADVANTAGE C ACCOUNT NUMBER 0010951283 PREVIOUS STATEMENT BALANCE AS OF 04/30/21 ....................... 30,836.31 PLUS 40 DEPOSITS AND OTHER CREDITS ..................... 2,238,924.82 LESS 338 CHECKS AND OTHER DEBITS ........................ 2,237,912.55 CURRENT STATEMENT BALANCE AS OF 05/31/21 ........................ 31,848.58 NUMBER OF DAYS IN THIS STATEMENT PERIOD 31 ___________________________________________________________________________________ *** CHECK TRANSACTIONS *** SERIAL DATE AMOUNT SERIAL DATE AMOUNT 3078* 05/11 34,023.83 3154* 05/25 967.59 3085* 05/04 1,075.00 3155 05/24 2,735.00 3109* 05/03 34,613.73 3156 05/11 3,000.00 3114* 05/10 2,500.00 3157 05/25 1,700.00 3116* 05/03 1,544.62 3158 05/18 45,291.97 3117 05/10 2,000.00 3159 05/18 37,789.12 3121* 05/10 5,202.84 3160 05/18 5,000.00 3122 05/04 1,742.50 3161 05/24 2,576.90 3125* 05/03 24,410.44 3162 05/14 5,000.00 3128* 05/03 125,000.00 3163 05/17 3,500.00 3129 05/03 5,000.00 3164 05/17 150,000.00 3130 05/03 3,500.00 3165 05/17 5,000.00 3131 05/04 80.00 3166 05/18 7,614.00 3133* 05/06 218.75 3167 05/18 5,000.00 3134 05/05 11,370.85 3168 05/19 50,000.00 3136* 05/04 50,000.00 3169 05/19 11,000.00 3137 05/06 5,000.00 3170 05/19 1,500.00 3138 05/06 66,314.81 3171 05/24 1,750.00 3139 05/10 49,640.39 3172 05/25 1,657.50 3140 05/06 7,912.50 3173 05/27 4,000.00 3141 05/12 3,400.00 3174 05/24 66,000.00 3142 05/05 75,722.29 3175 05/26 21,953.75 3143 05/10 7,300.00 3176 05/20 43,931.53 3144 05/10 908.50 3178* 05/27 11,895.02 3145 05/21 15,000.00 3181* 05/25 89,143.91 3147* 05/12 1,000.00 3183* 05/28 782.00 3148 05/10 6,191.80 3184 05/28 5,000.00 3149 05/26 954.00 3185 05/27 4,000.00 3150 05/25 1,271.28 3201* 05/18 2,000.00 3151 05/17 10,000.00 3202 05/27 5,000.00 3152 05/25 1,321.64 ___________________________________________________________________________________ *** CHECKING ACCOUNT TRANSACTIONS *** DATE DESCRIPTION DEBITS CREDITS 05/03 DEPOSIT 200,000.00 05/03 RETURN ITEM FEE (NSF) 32.00 05/03 AC-Reserve Advance -5162312983 949.35 93004063 Investment Management 05/03 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W003 Investment Management 05/03 AC-AMEX EPAYMENT -ACH 3,000.00 PMTW2240 summit community bank 05/03 AC-AMEX EPAYMENT -ACH 4,000.00 PMTW3986 summit community bank 05/03 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W308 INVESTMENT MANAGEMENT 05/03 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021 NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022 PAGE 2 INVESTMENT MANAGEMENT GROUP 05/31/21 P.O. BOX 3698 CHARLESTON WV 25336 PG 2 HOLDE CYCLE-086 ___________________________________________________________________________________ *** CHECKING ACCOUNT TRANSACTIONS *** DATE DESCRIPTION DEBITS CREDITS 05/03 AC-AMEX EPAYMENT -ACH 5,000.00 PMTW0496 summit community bank 05/03 AC-Reserve Advance -5162312983 6,499.00 93004042 Investment Management 05/03 AC-AMEX EPAYMENT -ACH 21,000.00 PMTW4900 summit community bank 05/04 AC-Smart Business H-Smart Busi 115,035.00 FUN42240 INVESTMENT MANAGEMENT 05/04 FED WIRE IN #202105040027269 51,312.57 ORIG-JAVELIN GLOBAL COMMODITIE 05/04 BALLARD - IMG PAYMENTS 2,879.30 05/04 FED WIRE IN #202105040027269 15.00 FEE 05/04 FED WIRE OUT #202105040088267 25.00 FEE 05/04 OVERDRAFT FEE 32.00 05/04 AC-FRONTIER IVR IMM-BILL PAY16 352.94 040209551 INVESTMENT GROUP 05/04 AC-Reserve Advance -5162312983 949.35 93023611 Investment Management 05/04 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W004 Investment Management 05/04 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W309 INVESTMENT MANAGEMENT 05/04 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/04 AC-SMART BUS FN2895-Investment 6,250.00 8694213 Investment Management 05/04 AC-Reserve Advance -5162312983 6,499.00 93023593 Investment Management 05/04 XFER TO ACCT BL-XXXXXXXX0656 8,397.58 BALLARD INVESTMENTS, INC. 05/04 FED WIRE OUT #202105040088267 37,762.36 BENE-MACQUARIE BANK LIMITED 05/05 FED WIRE IN #202105050046641 40,090.00 ORIG-FUNDERS APP LLC 05/05 FED WIRE IN #202105050039198 51,742.07 ORIG-JAVELIN GLOBAL COMMODITIE 05/05 FED WIRE IN #202105050039198 15.00 FEE 05/05 AC-Reserve Advance -5162312983 949.35 93036968 Investment Management 05/05 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W311 INVESTMENTMANAGMENTGR 05/05 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W005 Investment Management 05/05 AC-WVTREASURY -WORKFORCEE 2,675.55 ORC00000018940 INVESTMENT MANA 05/05 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W310 INVESTMENT MANAGEMENT 05/05 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/05 AC-AMEX EPAYMENT -ACH 6,000.00 PMTW2350 summit community bank 05/05 AC-Reserve Advance -5162312983 6,499.00 93036950 Investment Management 05/06 FED WIRE IN #202105060060980 67,500.00 ORIG-UNIQUE FUNDING SOLUTIONS FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021 NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022 PAGE 3 INVESTMENT MANAGEMENT GROUP 05/31/21 P.O. BOX 3698 CHARLESTON WV 25336 PG 3 HOLDE CYCLE-086 ___________________________________________________________________________________ *** CHECKING ACCOUNT TRANSACTIONS *** DATE DESCRIPTION DEBITS CREDITS 05/06 DEPOSIT 35,000.00 05/06 IN BRANCH CHECK 3,000.00 05/06 FED WIRE OUT #202105060093165 25.00 FEE 05/06 OVERDRAFT FEE 32.00 05/06 AC-Reserve Advance -5162312983 949.35 93051118 Investment Management 05/06 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W313 INVESTMENTMANAGMENTGR 05/06 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W006 Investment Management 05/06 AC-AMEX EPAYMENT -ACH 3,000.00 PMTW2616 summit community bank 05/06 AC-AMEX EPAYMENT -ACH 4,000.00 PMTW5978 summit community bank 05/06 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W312 INVESTMENT MANAGEMENT 05/06 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/06 AC-Reserve Advance -5162312983 6,499.00 93051099 Investment Management 05/06 FED WIRE OUT #202105060093165 2,500.00 BENE-ALLIED BENEFIT- ATF2 05/07 FED WIRE IN #202105070010149 56,521.44 ORIG-JAVELIN GLOBAL COMMODITIE 05/07 AC-R T ROGERS OIL C-PAYMENT324 27,857.88 90103 INVESTMENT MANAGEMENT 05/07 AC-R T ROGERS OIL C-DRAFTS1/2 27,857.89 INVESTM 05/07 FED WIRE IN #202105070010149 15.00 FEE 05/07 OVERDRAFT FEE 32.00 05/07 AC-Par Funding -CCD TRANSI 730.62 NVE00220002 Investment Managem 05/07 AC-Par Funding -CCD TRANSI 730.62 NVE00220001 Investment Managem 05/07 AC-Reserve Advance -5162312983 949.35 93066246 Investment Management 05/07 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W315 INVESTMENTMANAGMENTGR 05/07 AC-MR ADVANCE -DailyPmtFA 1,862.50 580411 INV 05/07 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W007 Investment Management 05/07 AC-UNIQUE FUNDING S-26386470LK 2,810.63 263864 INVESTMENT MANA5327368 05/07 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W314 INVESTMENT MANAGEMENT 05/07 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/07 AC-AMEX EPAYMENT -ACH 5,000.00 PMTW5854 summit community bank 05/07 AC-Reserve Advance -5162312983 6,499.00 93066226 Investment Management 05/10 FED WIRE IN #202105100049720 85,165.62 ORIG-JAVELIN GLOBAL COMMODITIE 05/10 DEPOSIT 56,000.00 FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021 NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022 PAGE 4 INVESTMENT MANAGEMENT GROUP 05/31/21 P.O. BOX 3698 CHARLESTON WV 25336 PG 4 HOLDE CYCLE-086 ___________________________________________________________________________________ *** CHECKING ACCOUNT TRANSACTIONS *** DATE DESCRIPTION DEBITS CREDITS 05/10 FED WIRE IN #202105100049720 15.00 FEE 05/10 OVERDRAFT FEE 64.00 05/10 AC-AMEX EPAYMENT -ACH 750.00 PMTW3802 summit community bank 05/10 AC-Reserve Advance -5162312983 949.35 93082497 Investment Management 05/10 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W317 INVESTMENTMANAGMENTGR 05/10 AC-MR ADVANCE -DailyPmtFA 1,862.50 580411 INV 05/10 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W008 Investment Management 05/10 AC-UNIQUE FUNDING S-26386475Q8 2,810.63 263864#2 INVESTMENT MANA533401 05/10 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W316 INVESTMENT MANAGEMENT 05/10 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/10 AC-Reserve Advance -5162312983 6,499.00 93082479 Investment Management 05/11 DEPOSIT 10,000.00 05/11 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W009 Investment Management 05/11 AC-UNIQUE FUNDING S-2638647B9T 2,810.63 263864#3 INVESTMENT MANA534120 05/11 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W318 INVESTMENT MANAGEMENT 05/11 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/11 AC-AMEX EPAYMENT -ACH 5,000.00 PMTW3660 summit community bank 05/11 AC-Reserve Advance -5162312983 6,499.00 93102950 Investment Management 05/11 OVERDRAFT FEE 32.00 05/11 AC-Reserve Advance -5162312983 949.35 93102969 Investment Management 05/11 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W319 INVESTMENTMANAGMENTGR 05/11 AC-MR ADVANCE -DailyPmtFA 1,862.50 580411 INV 05/12 FED WIRE IN #202105120002648 63,795.37 ORIG-JAVELIN GLOBAL COMMODITIE 05/12 DEPOSIT 20,000.00 05/12 AC-Reserve Advance -5162312983 6,499.00 93116162 Investment Management 05/12 AC-AMEX EPAYMENT -ACH 8,000.00 PMTW2736 summit community bank 05/12 FED WIRE IN #202105120002648 15.00 FEE 05/12 OVERDRAFT FEE 256.00 05/12 AC-AMERICAN GEN LIF-INS PAYMTO 833.07 95302885402 RALPH BALLARD 21 05/12 AC-Reserve Advance -5162312983 949.35 93116181 Investment Management 05/12 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W321 INVESTMENTMANAGMENTGR FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021 NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022 PAGE 5 INVESTMENT MANAGEMENT GROUP 05/31/21 P.O. BOX 3698 CHARLESTON WV 25336 PG 5 HOLDE CYCLE-086 ___________________________________________________________________________________ *** CHECKING ACCOUNT TRANSACTIONS *** DATE DESCRIPTION DEBITS CREDITS 05/12 AC-MR ADVANCE -DailyPmtFA 1,862.50 580411 INV 05/12 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W010 Investment Management 05/12 AC-UNIQUE FUNDING S-2638647FTG 2,810.63 263864#4 INVESTMENT MANA534709 05/12 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W320 INVESTMENT MANAGEMENT 05/12 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/13 FED WIRE IN #202105130007517 51,631.86 ORIG-JAVELIN GLOBAL COMMODITIE 05/13 FED WIRE IN #202105130007517 15.00 FEE 05/13 OVERDRAFT FEE 128.00 05/13 AC-Reserve Advance -5162312983 949.35 93130518 Investment Management 05/13 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W323 INVESTMENTMANAGMENTGR 05/13 AC-MR ADVANCE -DailyPmtFA 1,862.50 580411 INV 05/13 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W011 Investment Management 05/13 AC-UNIQUE FUNDING S-2638647KBJ 2,810.63 263864#5 INVESTMENT MANA535292 05/13 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W322 INVESTMENT MANAGEMENT 05/13 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/13 AC-Reserve Advance -5162312983 6,499.00 93130499 Investment Management 05/13 AC-AMEX EPAYMENT -ACH 7,000.00 PMTW1412 summit community bank 05/14 FED WIRE IN #202105140010560 70,849.84 ORIG-JAVELIN GLOBAL COMMODITIE 05/14 AC-R T ROGERS OIL C-PAYMENT324 53,651.32 90103 INVESTMENT MANAGEMENT 05/14 IN BRANCH CHECK 9,000.00 05/14 FED WIRE IN #202105140010560 15.00 FEE 05/14 AC-AMERICAN GEN LIF-INS PAYMTO 406.46 93203836151 SHAYNE BALLARD 21 05/14 AC-Par Funding -CCD TRANSI 730.62 NVE00220002 Investment Managem 05/14 AC-Par Funding -CCD TRANSI 730.62 NVE00220001 Investment Managem 05/14 AC-Reserve Advance -5162312983 949.35 93144743 Investment Management 05/14 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W325 INVESTMENTMANAGMENTGR 05/14 AC-MR ADVANCE -DailyPmtFA 1,862.50 580411 INV 05/14 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W012 Investment Management 05/14 AC-UNIQUE FUNDING S-2638647PC6 2,810.63 263864#6 INVESTMENT MANA535943 05/14 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W324 INVESTMENT MANAGEMENT FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021 NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022 PAGE 6 INVESTMENT MANAGEMENT GROUP 05/31/21 P.O. BOX 3698 CHARLESTON WV 25336 PG 6 HOLDE CYCLE-086 ___________________________________________________________________________________ *** CHECKING ACCOUNT TRANSACTIONS *** DATE DESCRIPTION DEBITS CREDITS 05/14 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/14 AC-AMEX EPAYMENT -ACH 5,500.00 PMTW7408 summit community bank 05/14 AC-Reserve Advance -5162312983 6,499.00 93144723 Investment Management 05/14 AC-AMEX EPAYMENT -ACH 22,000.00 PMTW9578 summit community bank 05/17 AC-ACH -SEABROOK F 32,000.00 BALLARD INVESTMENTS 05/17 FED WIRE IN #202105170057394 32,000.00 ORIG-THE AVANZA GROUP, LLC 05/17 FED WIRE IN #202105170047330 92,669.28 ORIG-JAVELIN GLOBAL COMMODITIE 05/17 DEPOSIT 190,000.00 05/17 IN BRANCH CHECK 7,600.00 05/17 FED WIRE IN #202105170047330 15.00 FEE 05/17 OVERDRAFT FEE 32.00 05/17 AC-AEP APPALACHIAN -BILL PAY14 52.15 402617221 INVESTMENT MANAGEME 05/17 AC-AMERICAN WATER E-BILLPAYAME 119.24 RICAN WATER INVESTMENT MANAGEM 05/17 AC-AEP APPALACHIAN -BILL PAY16 184.21 061638961 INVESTMENT MANAGEME 05/17 AC-Mountaineer Gas -doxoPAY 295.48 INVESTMENT MANAGEMENT 05/17 AC-Reserve Advance -5162312983 949.35 93158097 Investment Management 05/17 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W327 INVESTMENTMANAGMENTGR 05/17 AC-ACH -SEABROOK F 1,713.14 BALLARD INVESTMENTS 05/17 AC-AMERICAN GEN LIF-INS PAYMTO 1,861.67 96303062863 SHAYNE BALLARD 21 05/17 AC-MR ADVANCE -DailyPmtFA 1,862.50 580411 INV 05/17 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W013 Investment Management 05/17 AC-UNIQUE FUNDING S-2638647UFM 2,810.63 263864#7 INVESTMENT MANA536603 05/17 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W326 INVESTMENT MANAGEMENT 05/17 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/17 AC-Reserve Advance -5162312983 6,499.00 93158079 Investment Management 05/17 AC-AMEX EPAYMENT -ACH 8,000.00 PMTW1522 summit community bank 05/18 AC-Reserve Advance -5162312983 949.35 93176169 Investment Management 05/18 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W329 INVESTMENTMANAGMENTGR 05/18 AC-ACH -SEABROOK F 1,713.14 BALLARD INVESTMENTS 05/18 AC-MR ADVANCE -DailyPmtFA 1,862.50 580411 INV FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021 NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022 PAGE 7 INVESTMENT MANAGEMENT GROUP 05/31/21 P.O. BOX 3698 CHARLESTON WV 25336 PG 7 HOLDE CYCLE-086 ___________________________________________________________________________________ *** CHECKING ACCOUNT TRANSACTIONS *** DATE DESCRIPTION DEBITS CREDITS 05/18 AC-Avanza Capital, -ADVANCEPMT 2,400.00 INVESTMENT MANAGEMENT 05/18 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W014 Investment Management 05/18 AC-UNIQUE FUNDING S-2638647ZEY 2,810.63 263864#8 INVESTMENT MANA537249 05/18 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W328 INVESTMENT MANAGEMENT 05/18 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/18 AC-AMEX EPAYMENT -ACH 6,000.00 PMTW5758 summit community bank 05/18 AC-Reserve Advance -5162312983 6,499.00 93176150 Investment Management 05/18 XFER TO ACCT BL-XXXXXXXX6433 813.52 INVESTMENT MINING GROUP, LLC 05/18 XFER TO ACCT BL-XXXXXXXX4370 2,030.53 INVESTMENT MINING GROUP, LLC 05/19 FED WIRE IN #202105190018584 64,884.29 ORIG-JAVELIN GLOBAL COMMODITIE 05/19 DEPOSIT 10,000.00 05/19 DEPOSIT 35,000.00 05/19 FED WIRE IN #202105190018584 15.00 FEE 05/19 OVERDRAFT FEE 128.00 05/19 AC-MICROSOFT 6041 -EDI 8.83 PAYMNTTRN*1*Z41CM3XFHLAQ\ 05/19 AC-DLX FOR BUSINESS-Deluxe SBS 369.84 02049449300128 BRUSHY FORK HOL 05/19 AC-Reserve Advance -5162312983 949.35 93189106 Investment Management 05/19 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W331 INVESTMENTMANAGMENTGR 05/19 AC-ACH -SEABROOK F 1,713.14 BALLARD INVESTMENTS 05/19 AC-MR ADVANCE -DailyPmtFA 1,862.50 580411 INV 05/19 AC-Avanza Capital, -ADVANCEPMT 2,400.00 INVESTMENT MANAGEMENT 05/19 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W015 Investment Management 05/19 AC-UNIQUE FUNDING S-26386483W9 2,810.63 263864#9 INVESTMENT MANA537829 05/19 AC-IPFS850-558-5000-IPFSPMTFLP 3,722.63 44962 POINT LICK ENERGY LLC 05/19 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W330 INVESTMENT MANAGEMENT 05/19 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/19 AC-AMEX EPAYMENT -ACH 5,000.00 PMTW2606 summit community bank 05/19 AC-Reserve Advance -5162312983 6,499.00 93189087 Investment Management 05/20 FED WIRE IN #202105200040666 68,303.43 ORIG-JAVELIN GLOBAL COMMODITIE 05/20 DEPOSIT 10,000.00 05/20 DEPOSIT 26,500.00 FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021 NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022 PAGE 8 INVESTMENT MANAGEMENT GROUP 05/31/21 P.O. BOX 3698 CHARLESTON WV 25336 PG 8 HOLDE CYCLE-086 ___________________________________________________________________________________ *** CHECKING ACCOUNT TRANSACTIONS *** DATE DESCRIPTION DEBITS CREDITS 05/20 FED WIRE IN #202105200040666 15.00 FEE 05/20 OVERDRAFT FEE 64.00 05/20 AC-Funders App LLC -MM 199.00 May2021Monthly Merchant Fee 05/20 AC-Reserve Advance -5162312983 949.35 93202681 Investment Management 05/20 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W333 INVESTMENTMANAGMENTGR 05/20 AC-ACH -SEABROOK F 1,713.14 BALLARD INVESTME 5290 05/20 AC-MR ADVANCE --DailyPmtFA 1,862.50 580411 INV 05/20 AC-Avanza Capital, -ADVANCEPMT 2,400.00 INVESTMENT MANAGEMENT 05/20 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W016 Investment Management 05/20 AC-UNIQUE FUNDING S-26386488E7 2,810.63 263864#10 INVESTMENT MANA53841 05/20 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W332 INVESTMENT MANAGEMENT 05/20 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/20 AC-Reserve Advance -5162312983 6,499.00 93202663 Investment Management 05/21 AC-R T ROGERS OIL C-DRAFTS1/2 25,000.00 INVESTM 05/21 FED WIRE IN #202105210021289 46,569.98 ORIG-JAVELIN GLOBAL COMMODITIE 05/21 DEPOSIT 25,000.00 05/21 FED WIRE IN #202105210021289 15.00 FEE 05/21 OVERDRAFT FEE 32.00 05/21 RETURN ITEM FEE (NSF) 32.00 05/21 AC-Par Funding -CCD TRANSI 730.62 NVE00220002 Investment Managem 05/21 AC-Par Funding -CCD TRANSI 730.62 NVE00220001 Investment Managem 05/21 AC-Reserve Advance -5162312983 949.35 93219536 Investment Management 05/21 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W335 INVESTMENTMANAGMENTGR 05/21 AC-ACH -SEABROOK F 1,713.14 BALLARD INVESTME 5290 05/21 AC-MR ADVANCE --DailyPmtFA 1,862.50 580411 INV 05/21 AC-AMEX EPAYMENT -ACH 2,000.00 PMTW2344 summit community bank 05/21 AC-Avanza Capital, -ADVANCEPMT 2,400.00 INVESTMENT MANAGEMENT 05/21 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W017 Investment Management 05/21 AC-UNIQUE FUNDING S-2638648D4K 2,810.63 263864#11 INVESTMENT MANA53902 05/21 AC-AMEX EPAYMENT -ACH 3,000.00 PMTW3112 summit community bank 05/21 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W334 INVESTMENT MANAGEMENT FILED: NASSAU COUNTY CLERK 01/28/2022 09:41 AM INDEX NO. 611469/2021 NYSCEF DOC. NO. 46 RECEIVED NYSCEF: 01/28/2022 PAGE 9 INVESTMENT MANAGEMENT GROUP 05/31/21 P.O. BOX 3698 CHARLESTON WV 25336 PG 9 HOLDE CYCLE-086 ___________________________________________________________________________________ *** CHECKING ACCOUNT TRANSACTIONS *** DATE DESCRIPTION DEBITS CREDITS 05/21 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/21 AC-Reserve Advance -5162312983 6,499.00 93219517 Investment Management 05/24 FED WIRE IN #202105240008511 47,689.29 ORIG-JAVELIN GLOBAL COMMODITIE 05/24 DEPOSIT 50,000.00 05/24 IN BRANCH CHECK 15,000.00 05/24 FED WIRE IN #202105240008511 15.00 FEE 05/24 AC-ATT -Payment628 480.52 309013EPAYW INVESTMENT MANAGEM 05/24 AC-Reserve Advance -5162312983 949.35 93235338 Investment Management 05/24 AC-WORLDGLOBALCAP -ACHPAYMENT 1,636.36 W337 INVESTMENTMANAGMENTGR 05/24 AC-ACH -SEABROOK F 1,713.14 BALLARD INVESTME 5290 05/24 AC-MR ADVANCE --DailyPmtFA 1,862.50 580411 INV 05/24 AC-Avanza Capital, -ADVANCEPMT 2,400.00 INVESTMENT MANAGEMENT 05/24 AC-DLPFUNDING -ACHPAYMENT 2,600.00 W018 Investment Management 05/24 AC-UNIQUE FUNDING S-2638648IGX 2,810.63 263864#12 INVESTMENT MANA53971 05/24 AC-FOXBUSINESS -ACHPAYMENT 4,600.00 W336 INVESTMENT MANAGEMENT 05/24 AC-EVERYDAY 3870 -Investment 4,933.33 Investment Investment Manageme 05/24 AC-Reserve Advance -5162312983 6,499.00 93235323 Investment Management 05/24 AC-AMEX EPAYMENT -ACH 24,000.00 PMTW2204 summit community bank 05/25 AC-RIVER TRDNG 9387-PY05/25/21 4,063.63 20210524 210524 05/25 DEPOSIT 85,000.00 05/25 OVERDRAFT FEE 32.00 05/25 AC-WASTE MANAGEMENT-INTERNET04