Preview
FILED: QUEENS COUNTY CLERK 05/12/2023 02:29 PM INDEX NO. 724833/2021
NYSCEF DOC. NO. 13 RECEIVED NYSCEF: 05/12/2023
SUPREME COURT OF THE STATE OF
NEW YORK: COUNTY OF QUEENS
----------------------------------------------------X Index No.: 724833/2021
JOHN MORETTO,
Plaintiff,
AFFIRMATION
- against -
132-05 ATLANTIC AVENUE LLC and
THE NEW YORK CITY SANITATION
Defendants.
__________ _ __ ________________________ _________________Ç
MARCELO A. BUITRAGO, an attorney duly admitted to practice law in the State of
New York, hereby affirms the following to be true under the penalty of perjury:
1. I am member of the law firm of BUITRAGO & ASSOCIATES PLLC, attorneys
for the Plaintiffs herein, and as such I am fully familiar with the facts and circumstances in this
matter.
2. This affirmation is submitted in support of the within motion for an Order pursuant
defendants'
to CPLR §3126 striking answer for failing to proceed with court-ordered depositions.
3. This is an action to recover monetary damage for personal injuries suffered by the
plaintiff John Moretto, as the result of a slip/trip and fall incident that took place on October 05,
defendants'
2020 at property.
4. Suit was commenced by service of a summons and complaint; issue was joined; and
plaintiffs served their verified bill of particulars (Annexed hereto collectively as Exhibit "A").
5. Subsequently, a preliminary conference was held which resulted in an Order.
Pursuant to that Order parties were to appear for depositions. Which have yet to take place.
defendants'
6. The deposition had been scheduled but were adjourned at request . We
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have attempted on multiple occasion to schedule new dates but to no avail.
7. To date defendants have not complied with the deposition pursuant to the Order.
Therefore plaintiff request that defendants answers be stricken.
8. The sanctions for non disclosure are provided by CPLR Section 3126, as follows:
If any party,...refuses to obey an Order for disclosure or willfully fails to
disclose information which the court finds ought to have been disclosed, the
Court may make such orders with regard to the failure or refusal as are just,
among them:
3. an order striking out pleadings,...
9. The New York State Court of Appeals has stated that where a party disobeys a court
order and by his conduct frustrates the disclosure scheme provided by the C.P.L.R., it is within the
discretion of the trial court to strike the pleading of the defaulting party. See Zletz v Wetanson,
67 N.Y.2d 711, 490 N.E.2d 852, 499 N.Y.S.2d 933, (1986).
10. The Appellate Division, First and Second Department have followed the decisions
in Zletz and Kihl v Pfeffer and Honda Motor Co. Inc., 94 N.Y.2d 118, 722 N.E.2d 55, 700
N.Y.S.2d 87 (1999). In Kihl, the defendant moved to strike the plaintiff's complaint for failing to
respond to interrogatories within court-ordered time frames. Although the plaintiff finally
responded five months after the date fixed by the Court, the defendant persisted in seeking
dismissal of the complaint as plaintiff's responses were "woefully inadequate and totally
order."
unresponsive in clear violation of the Court's Id. at 121. The lower court granted the order,
and the Court of Appeals affirmed the order, stating that "when a party fails to comply with a court
order and frustrates the disclosure scheme set forth in the C.P.L.R., it is well within the Trial
Judge's discretion to dismiss the complaint."_Id.at 122. The Court further stated that "If the
credibility of court orders and the integrity of our judicial system are to be maintained, a litigant
cannot ignore court orders with impunity. Id. Finally, the Court stated that "compliance with a
disclosure order requires both a timely response and one that evinces a good-faith effort to address
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meaningfully."
the requests Id.
contumacious"
11. The courts have consistently held that willful and behavior, which
warrants the sanctions of C.P.L.R. 3126, can be inferred from "his repeated failures to appear for
defaults."
an examination before trial, coupled with inadequate excuses for the (Seamon v Apel.
(1st
191 AD2d 406, 595 NYS2d 202 Dept., 1993); Porreco v. Selway, 225 A.D.2d 752, 640
(2nd
N.Y.S.2d 171 Dept 1996); DeGennaro v Robinson Textiles, 224 A.D.2d 574, 638 N.Y.S.2d
(2nd (2nd
692 Dept., 1996); Forestire v. Inter-Stop, Inc., 211 A.D.2d 751, 621 N.Y.S.2d 686
(2nd
1995); Schneider v City of New York, 217 A.D.2d 610, 629 N.Y.S.2d 473 Dept. 1995); Town
(2nd
of Southampton v Salten, 186 A.D.2d 796, 589 N.Y.S.2d 355 Dept. 1992); and Oberlander v
Le_vi, 207 A.D.2d 437, 615 N.Y.S.2d 903 (2ndDept., 1994). Further, defendant's disobedience with
court orders directing appearance at a deposition constitutes precisely the sort of dilatory and
answer."
obstructive, and thus contumacious conduct warranting the striking of their (Kutner v
(1st
Feiden, 223 AD2d 488, 637 NYS2d 15 Dept., 1996). In the absence of an adequate excuse for
the failure, "a court may reasonably infer that a party's repeated failure to appear for court ordered
behavior."
depositions . . . constitutes willful and contumacious (Johnson v City of New York, 188
(1st
AD2d 302, 590 NYS2d 485 Dept., 1992). Further, "unconditionally striking a pleading
pursuant to CPLR 3126 is appropriate where the resisting party's default is deliberate and
contumacious. Disobedience of a court order and frustration of the disclosure scheme provided for
sanction."
by the CPLR warrant imposition of the (Pimental v City of New York, 246 AD2d 467,
(1st
668 NYS2d 187 Dept., 1998).
12. A court may strike pleadings as a sanction against a party who refuses to obey an
order of disclosure or willfully fails to disclose information which the court finds out to have been
'
disclosed, while the nature and degree of the penalty to be imposed pursuant to C.P.L.R. 3126 is
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(1"
a matter of discretion, Spira v Antoine, 191 A.D.2d 219, 596 N.Y.S.2d Dept., 1993); Soto v
(2nd
City of Long Beach, 197 A.D.2d 615, 602 N.Y.S.2d 691 Dept., 1993). "The drastic remedy
of striking an answer is appropriate where there is a clear showing that the failure to comply with
discovery demands is willful, contumacious or in bad faith", Harris v City of New York, 211
(2nd
A.D.2d 663, 622 N.Y.S.2d 289 Dept. 1995); Lestingi v City of New York, 209 A.D.2d 384,
(2nd
618 N.Y.S.2d 731 Dept., 1994). While the lower courts have traditionally applied a more lax
standard of sanctions against the defendants for failure to disclose, i.e., greater time limits to
produce documents and witnesses and issuance of repeated order to produce, the Court of Appeals
has not been as tolerant.
(2nd
13. The case of Herrera v City of New York, 238 A.D.2d 475, 656 N.Y.S.2d 647
Dept., 1997) is an example of the Court's intolerance. In Herrera, the lower court decided not to
strike the City's answer, despite year long non-compliance with discovery demands, the
preliminary conference order and stipulations. On appeal, the Second Department reversed the
order, and issued an Order striking the defendant's answer. The court stated that "the defendant's
willful and contumacious conduct can be inferred from its repeated failure to comply with court
orders directing disclosure,@, and that AAt no time did the defendant offer a reasonable excuse
for its repeated failures to comply with plaintiff's outstanding discovery demands and court orders
disclosure."
directing Id at 476.
14. In Seamon v Apel & Abbas, supra, the defendant failed to comply with two prior
orders directing him to produce a witness. The lower court struck defendant's motion, and the
Court of Appeals affirmed the order. The Court held that "The IAS Court did not abuse its
discretion in striking appellant's answer for failure to comply with two prior orders directing him
to appear for a deposition. When a discovery order is disobeyed, the court, in its discretion, may
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pleading."
strike a relevant Id. The Court further noted that "The willful and contumacious
character of a party's conduct can be inferred from his repeated failures to appear for examinations
defaults."
before trial, coupled with inadequate excuses for these (Citing Mills v Ducille, 170 Ad2d
657.) Id.
(2nd
15. In Montgomery v City ofNew York, 296 A.D.2d 386, 745 N.Y.S.2d 464
2002), the plaintiff moved to strike the answer of the defendant for their refusal to produce a
witness for examination before trial. The lower court partially granted the motion, only to the
extent that the answer would be stricken unless the defendants produced a witness by a certain
date. The Second Department reversed the lower court, granting plaintiff's motion in it's entirety,
and struck the answer of the defendant. The court quoted both Herrera and Espinal, and also stated
that "a court may strike the pleadings as a sanction against a party who refuses to obey an order
for disclosure or willfully fails to disclose information which the court fmds ought to have been
disclosed."
Id. at 386.
(1st
16. In Ortiz v Weaver, 188 Ad2d 290, 590 NYS2d 474 Dept., 1992), the lower
court struck defendant's answer, and the First Department affirmed the order. The Court held that
"Defendant's successive failures to respond, in whole or in part, to plaintiff's discovery requests .
. . . constituted the type of dilatory and obstructive conduct which justified striking their answers
"
(citing Zletz v Wetanson, supra). Id at 290.
(1st
17. In Varvitsiotes v. Pierre, 260 AD2d 297, 689 NYS2d 52 Dept., 1999), the lower
court granted plaintiff's motion to strike the answer of the defendant for failing to appear for
depositions. The First Department affirmed the order, stating that defendant's "repeated and
unexplained failures to attend court ordered depositions warranted the striking of his answer
' 15)."
pursuant to C.P.L.R. 3126 (see, Kutner v Feiden, 223 AD2d 488, 637 NYS2d
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18. In Patterson v Greater New York Corporation of Seventh Day Adventists, et al.,
(2nd
284 A.D.2d 382, 726 N.Y.S.2d 278 Dept., 2001), the Appellate Division affirmed the order
of the lower court in striking the answer of the defendant for failing to produce a witness with
knowledge for an examination before trial. The Court held that such an order was appropriate
"based on their repeated and inadequately explained failure to produce an essential witness for an
trial."
examination before Id. at 383.
19. In Kutner v Feiden, supra, the lower court granted plaintiff's motion to strike the
answer of the defendant. The Court of Appeals affirmed the order, holding that "Defendant's
disobedience of a series of court orders directing . . . the appearance of the individual defendant
for deposition constituted precisely the sort of dilatory and obstructive, and thus contumacious,
(c.o.)"
conduct warranting the striking of their answers Id. at 489.
(1st
20. In Levy v Salkind, 276 AD2d 283, 713 NYS2d 863 Dept. 2000), the Court of
Appeals stated that "Defendant's failure to appear for deposition, as directed by the IAS court, in
the New York offices of plaintiff's counsel, was not excused by the fact that he faced arrest on a
bench warrant issued by the same court for his failure to appear at a different deposition, and the
court, accordingly, properly struck defendant's answer pursuant to CPLR 3126 by reason of his
(c.o.)."
contumacious and willful conduct Id.
(1st
21. In Rosenfeld v Bower & Gardner, 161 AD2d 320, 555 NYS2d 320 Dept. 1990),
the lower court granted plaintiff's motion striking the defendant's answer, and the Court of
Appeals affirmed the order. The Court noted that the striking of a pleading is a proper penalty for
the failure to disclose discovery, and that for one year after their cross notice of deposition the
defendant's never produced a witness for depositions. The Court held that "Where a party in these
circumstances disobeys a court order and by his conduct frustrates the disclosure scheme provided
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by the CPLR, dismissal of the pleading is within the broad discretion of the trial court (citing Zletz,
supra)."_Id at 321.
22. In Johnson v City of New York, supra, the lower court struck the answer of the
defendant for failure to produce a witness for a deposition. The Court of Appeals affirmed the
order, holding that "In the absence of an adequate excuse therefore, a court may reasonably infer
that a party's repeated failure to appear for court ordered depositions or to comply with disclosure
(c.o.)."
requests constitutes willful and contumacious conduct IA at 303.
(15t
23. In Langer v Miller, 281 AD2d 338, 722 NYS2d Dept. 2001), the lower court
granted plaintiff's motion to strike defendant's answer, and the Court of Appeals affirmed the
order, finding that the defendant's had not complied with the preliminary conference and
compliance conference orders. "Defendant's failure to comply with a preliminary conference
contumacious."
order and two compliance orders . . . was willful and Id_at 338. "Under the
circumstances, the extreme sanction of striking defendant's answer, and precluding them from
warranted."
putting in any affirmative proof is IdL
(1st
24. In Helms v Gangemi, 265 AD2d 203, 696 NYS2d 441 Dept. 1999), the
defendant failed to comply with plaintiff's discovery demands. The Lower Court struck its answer,
and the Court of Appeals affirmed the order. The Court held that "Defendant's persistent failure
to produce the documents demanded by plaintiff and directed by the court was dilatory conduct
pleadings."
that warranted the extreme sanction of striking his Id at 204.
25. In Pimental v City of New York, supra, the defendant's answer was stricken for
failure to produce a witness with knowledge for a deposition. The lower court granted plaintiff's
motion, and the Court of Appeals affirmed the order. "Unconditionally striking a pleading
pursuant to CPLR 3126 is appropriate where the resisting party's default is deliberate and
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contumacious. Disobedience of a court order and frustration of the disclosure scheme provided
sanction."
for by the CPLR warrant imposition of the 7l at 468.
(1st
26. In Ritter Foundation, Inc. v Tebele, 222 AD2d 355, 635 NYS2d 628 Dept.
1995), the lower court denied plaintiff's motion to strike the defendant's answer for failing to
respond to interrogatories for more than seven months. The Court of Appeals reversed the order,
holding that "While the striking of a pleading pursuant to CPLR 3126 for failure to comply with
an order of disclosure is an extreme and drastic remedy, here it is warranted by defendant's
months."
defiance of the demand for interrogatories for more than seven Id_at 629
27. In Pan World Construction Corp., v 791 Park Avenue Corp., 185 Ad2d 105, 585
(1st
NYS2d 731 Dept. 1992), the defendant failed to appear at depositions,