On February 24, 2021 a
Exhibit,Appendix
was filed
involving a dispute between
In Re Infinity Q Diversified Alpha Fund Securities Litigation,
and
Xxx,
for Commercial Division
in the District Court of New York County.
Preview
FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021
NYSCEF DOC. NO. 253 RECEIVED NYSCEF: 01/10/2023
EXHIBIT I
FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021
NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 PageRECEIVED
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1• • LifeCycle Pricing MarketData CalibrationScenario Backtesti ng
ZDEditDealTemplate Script
DValidate 0 Script
Tools
SX5E Index
.1685
450000
EUR
2650
4200
01/10/2020
12/17/2021
252
FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021
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Document Filed Date
January 10, 2023
Case Filing Date
February 24, 2021
Category
Commercial Division
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FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 RECEIVED NYSCEF: 01/10/2023 EXHIBIT I FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 PageRECEIVED 1 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 PageRECEIVED 2 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 PageRECEIVED 3 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 PageRECEIVED 4 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. 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NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 25 of 65 NYSCEF: 01/10/2023 1• • LifeCycle Pricing MarketData CalibrationScenario Backtesti ng ZDEditDealTemplate Script DValidate 0 Script Tools SX5E Index .1685 450000 EUR 2650 4200 01/10/2020 12/17/2021 252 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 26 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 27 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 28 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 29 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 30 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 31 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 32 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 33 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 34 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 35 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 36 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 37 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 38 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 39 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 40 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 41 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 42 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 43 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 44 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 45 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 46 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 47 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 48 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 49 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 50 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 51 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 52 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 53 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 54 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 55 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 56 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 57 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 58 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 59 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 60 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 61 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 62 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 63 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 64 of 65 NYSCEF: 01/10/2023 FILED: NEW YORK COUNTY CLERK 01/10/2023 02:12 PM INDEX NO. 651295/2021 NYSCEF DOC. NO. 253 Case 1:22-cv-01346 Document 1 Filed 02/17/22 Page RECEIVED 65 of 65 NYSCEF: 01/10/2023