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  • Pamela Goldstein, Ellyn Berk, Tony Berk, Paul Benjamin v. Houlihan/Lawrence Inc.Commercial Division document preview
  • Pamela Goldstein, Ellyn Berk, Tony Berk, Paul Benjamin v. Houlihan/Lawrence Inc.Commercial Division document preview
  • Pamela Goldstein, Ellyn Berk, Tony Berk, Paul Benjamin v. Houlihan/Lawrence Inc.Commercial Division document preview
  • Pamela Goldstein, Ellyn Berk, Tony Berk, Paul Benjamin v. Houlihan/Lawrence Inc.Commercial Division document preview
  • Pamela Goldstein, Ellyn Berk, Tony Berk, Paul Benjamin v. Houlihan/Lawrence Inc.Commercial Division document preview
  • Pamela Goldstein, Ellyn Berk, Tony Berk, Paul Benjamin v. Houlihan/Lawrence Inc.Commercial Division document preview
  • Pamela Goldstein, Ellyn Berk, Tony Berk, Paul Benjamin v. Houlihan/Lawrence Inc.Commercial Division document preview
  • Pamela Goldstein, Ellyn Berk, Tony Berk, Paul Benjamin v. Houlihan/Lawrence Inc.Commercial Division document preview
						
                                

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FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 HOULIHAN LAWRENCE MOTION TO AMEND CLASS DEFINITION EXHIBIT 7 Plaintiffs’ Responses and Objections to Defendant’s First Merits Set of Interrogatories Any redactions have been applied pursuant to the so-ordered Thirteenth Report and Recommendation, NYSCEF Doc. Nos. 1075, 1083 FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF WESTCHESTER PAMELA GOLDSTEIN, ELLYN & TONY BERK, as Administrators Index No. 60767/2018 of the Estate of Winifred Berk, and PAUL BENJAMIN, on behalf of Hon. Linda S. Jamieson themselves and all others similarly situated, PLAINTIFFS’ RESPONSES AND Plaintiffs, OBJECTIONS TO DEFENDANT’S FIRST MERITS v. SET OF INTERROGATORIES HOULIHAN/LAWRENCE INC., Defendant. Pursuant to CPLR 3133, plaintiffs Pamela Goldstein, Ellyn and Tony Berk as Administrators of the Estate of Winifred Berk, and Paul Benjamin (“Plaintiffs”), on behalf of themselves and all others similarly situated, hereby respond and object to Defendant's First Merits Set of Interrogatories, dated March 21, 2022 (the “Interrogatories,” and each individual request therein an “Interrogatory”). GENERAL RESPONSES The following general responses apply to all of the Interrogatories. 1. Plaintiffs base their responses on information reasonably available to them at this time. Discovery in this matter is ongoing, additional information might affect Plaintiffs’ responses, and Plaintiffs’ preparation for trial is not yet complete. Plaintiffs’ responses are given without prejudice to Plaintiffs’ right to modify, amend, or supplement each such response, whether in the form of supplemental responses hereto or through submissions at or prior to trial, if Plaintiffs change FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 their interpretation of any Interrogatory, in light of additional discovery, further analysis, or for any other reason when and if necessary. 2. Plaintiffs make their responses without waiving the right to object on any ground to the use of these responses in this lawsuit or in any administrative action, investigation, proceeding, or other litigation, including in the trial of this or any other case. A response does not imply an agreement or concession that the response is relevant to, or admissible in, this proceeding. 3. A response by Plaintiffs to an Interrogatory is not a representation that Plaintiffs adopt, accept, affirm, or admit the assertions, contentions, characterizations, instructions, or definitions used or made in connection with the Interrogatory. RECURRING OBJECTIONS Plaintiffs make the following objections with respect to the Interrogatories, and incorporate them by reference into each response as if set forth fully therein. By responding to any Interrogatory or failing to specifically refer to or specify any particular Recurring Objection in response to a particular Interrogatory, Plaintiffs do not intend to waive any of these Recurring Objections, nor admit or concede the appropriateness of any purported Interrogatory or any assumptions contained therein. 1. Plaintiffs object to any Interrogatory, instruction, definition, and rule of construction to the extent it seeks to impose upon Plaintiffs obligations greater than those required by applicable law and rules. 2 FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 2. Plaintiffs object to any Interrogatory to the extent it seeks to impose upon Plaintiffs obligations greater than those Defendant undertook in responding to Plaintiffs’ discovery requests. 3. Plaintiffs object to each Interrogatory to the extent it requests information protected by the attorney-client privilege, the work-product doctrine, the joint-defense or common-interest privilege, or any other applicable privilege, immunity, or protection. 4. Plaintiffs object to each Interrogatory to the extent it seeks information containing or concerning communications between Plaintiffs and their attorneys or confidential communications between representatives or agents of Plaintiffs and their attorneys made for the purpose of facilitating the rendition of professional legal services to Plaintiffs, because such information is protected by the attorney-client, joint-defense, or common-interest privilege. 5. Plaintiffs object to each Interrogatory to the extent it seeks information containing or constituting the work product of Plaintiffs’ attorneys. 6. Plaintiffs object to each Interrogatory to the extent it seeks disclosure of information containing or constituting the identity of, mental impressions of, facts known to or opinions held by any expert consultant who has been retained or specifically employed by Plaintiffs. 7. Plaintiffs object to each Interrogatory to the extent it states or seeks a legal conclusion. 3 FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 8. Plaintiffs object to each Interrogatory to the extent it seeks disclosure of information that is not material to class certification or the prosecution or defense of any claim, is not confined to the relevant issues in this case, is beyond the scope of the pleadings, is irrelevant to the subject matter of this action, or is not reasonably calculated to lead to discovery of relevant admissible evidence. 9. Plaintiffs object to each Interrogatory to the extent it is unlimited in time or otherwise not limited to a time frame relevant to this litigation and to the issues involved in this case on the grounds that such requests seek documents or information neither relevant to the subject matter of the litigation, nor reasonably calculated to lead to the discovery of admissible evidence. 10. Plaintiffs object to each Interrogatory to the extent it seeks disclosure of information that is not reasonably available to Plaintiffs. 11. Plaintiffs object to each Interrogatory to the extent it seeks disclosure of information that cannot be located after a reasonable search. 12. Plaintiffs object to each Interrogatory to the extent it seeks disclosure of information that is public, already in Defendant’s possession, custody, or control, or otherwise readily available to Defendant. 13. Plaintiffs object to each Interrogatory to the extent it is vague, ambiguous, overbroad, and unduly burdensome. 14. Plaintiffs object to each Interrogatory as vague and ambiguous to the extent it uses undefined terms that are not commonly well understood. 4 FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 15. Plaintiffs object to each Interrogatory to the extent it seeks “all” documents, or “all” information, or “all” requests, on the grounds that such a request is overly broad, unduly burdensome and not within the scope of reasonable discovery. 16. Plaintiffs object to each Interrogatory to the extent it requires or purports to require Plaintiffs to make a special study, perform any calculations or produce data or documentary information in a format other than that maintained by Plaintiffs in the ordinary course. 17. Plaintiffs object to each Interrogatory to the extent it seeks information outside the scope and in contravention of applicable law and rules. 18. Plaintiffs object to Definition No. 10 (“Document” or “documents”) as exceeding the permissible scope of discovery. INTERROGATORIES MERITS INTERROGATORY NO. 1: Each Named Plaintiff is to provide an exact computation of each category of damage alleged as to that Named Plaintiff, including the exact dollar amount of damages he or she seeks in this matter and a Description of how such dollar amount was calculated. RESPONSE TO MERITS INTERROGATORY NO. 1: Plaintiffs object to Interrogatory No. 1 to the extent it seeks information protected from disclosure by the attorney-client, joint-defense, or common-interest privilege, the work product doctrine, information respecting the mental impressions, conclusions, opinions, or legal theories of Plaintiffs’ attorneys, or legal contentions. Plaintiffs object to 5 FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 Interrogatory No. 1 to the extent it seeks information that is exempt from discovery. Plaintiffs object to Interrogatory No. 1 to the extent it prematurely seeks information that will be the subject of expert discovery. Subject to and without waiver of their objections, Plaintiffs respond that Plaintiff Pamela Goldstein seeks recovery of not less than $12,740 but up to $31,850 in sales commissions and other monies or benefits Houlihan Lawrence wrongfully obtained in connection with its undisclosed, non-consensual dual-agency in connection with her purchase of the property located at 6 Wellington Terrace, White Plains, New York 10607; pre-judgment and post-judgment interest; costs and expenses to which Plaintiffs are entitled, including reasonable attorneys’ fees; and punitive damages. Subject to and without waiver of their objections, Plaintiffs respond that Plaintiffs Ellyn Berk and Tony Berk seek recovery of not less than $14,370 but up to $23,950 in sales commissions and other monies or benefits Houlihan Lawrence wrongfully obtained in connection with its undisclosed, non-consensual dual-agency in connection with their sale, as Administrators of the Estate of Winifred Berk, of the property located at 190 Davis Avenue, White Plains, New York 10605; pre- judgment and post-judgment interest; costs and expenses to which Plaintiffs are entitled, including reasonable attorneys’ fees; and punitive damages. Subject to and without waiver of their objections, Plaintiffs respond that Plaintiff Paul Benjamin seeks recovery of not less than $40,000 but up to $80,000 in sales commissions and other monies or benefits Houlihan Lawrence wrongfully 6 FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 obtained in connection with its undisclosed, non-consensual dual-agency in connection with his purchase of the property located at 16 Old Logging Road, Bedford, New York 10506; pre-judgment and post-judgment interest; costs and expenses to which Plaintiffs are entitled, including reasonable attorneys’ fees; and punitive damages. MERITS INTERROGATORY NO. 2: Identify and Describe a computation of damage alleged for seller-class-members, including a Description of your proposed damage calculation methodology. RESPONSE TO MERITS INTERROGATORY NO. 2: Plaintiffs object to Interrogatory No. 2 to the extent it seeks information protected from disclosure by the attorney-client, joint-defense, or common-interest privilege, the work product doctrine, information respecting the mental impressions, conclusions, opinions, or legal theories of Plaintiffs’ attorneys, or legal contentions. Plaintiffs object to Interrogatory No. 2 to the extent it seeks information that is exempt from discovery. Plaintiffs object to Interrogatory No. 2 to the extent it prematurely seeks information that will be the subject of expert discovery. Subject to and without waiver of their objections, Plaintiffs respond that seller-class-members seek recovery of not less than the listing-side sales commission but up to the entire sales commission and other monies or benefits Houlihan Lawrence wrongfully obtained in connection with the undisclosed, non-consensual dual-agent transactions that are the subject of the Third Amended Complaint; pre-judgment and post-judgment 7 FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 interest; costs and expenses to which Plaintiffs are entitled, including reasonable attorneys’ fees; and punitive damages. MERITS INTERROGATORY NO. 3: Identify and Describe a computation of damage alleged for buyer-class-members, including a Description of your proposed damage calculation methodology. RESPONSE TO MERITS INTERROGATORY NO. 3: Plaintiffs object to Interrogatory No. 3 to the extent it seeks information protected from disclosure by the attorney-client, joint-defense, or common-interest privilege, the work product doctrine, information respecting the mental impressions, conclusions, opinions, or legal theories of Plaintiffs’ attorneys, or legal contentions. Plaintiffs object to Interrogatory No. 3 to the extent it seeks information that is exempt from discovery. Plaintiffs object to Interrogatory No. 3 to the extent it prematurely seeks information that will be the subject of expert discovery. Subject to and without waiver of their objections, Plaintiffs respond that buyer-class-members seek recovery of not less than the sale-side (buy side) sales commissions but up to the entire sales commissions and other monies or benefits Houlihan Lawrence wrongfully obtained in connection with the undisclosed, non-consensual dual-agent transactions that are the subject of the Third Amended Complaint; pre-judgment and post-judgment interest; costs and expenses to which Plaintiffs are entitled, including reasonable attorneys’ fees; and punitive damages. 8 FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 MERIT INTERROGATORY NO. 4: Identify and Describe any variation in your computation of damage alleged arising from transaction in which an in house bonus was paid. RESPONSE TO MERITS INTERROGATORY NO. 4: Plaintiffs object to Interrogatory No. 4 to the extent it seeks information protected from disclosure by the attorney-client, joint-defense, or common-interest privilege, the work product doctrine, information respecting the mental impressions, conclusions, opinions, or legal theories of Plaintiffs’ attorneys, or legal contentions. Plaintiffs object to Interrogatory No. 4 to the extent it seeks information that is exempt from discovery. Plaintiffs object to Interrogatory No. 4 to the extent it prematurely seeks information that will be the subject of expert discovery. Subject to and without waiver of their objections, Plaintiffs respond that all class members seek the recovery described in response to Interrogatory Nos. 2 and 3 whether or not Houlihan Lawrence paid an In-House Bonus in connection with their transactions. MERITS INTERROGATORY NO. 5: Identify and Describe your computation of damage alleged as to buyer customers, in light of Mr. Cusack’s sworn statement that Houlihan Lawrence “had no agency relationship” with “buyer customers.” RESPONSE TO MERITS INTERROGATORY NO. 5: Plaintiffs object to Interrogatory No. 5 to the extent it seeks information protected from disclosure by the attorney-client, joint-defense, or common-interest privilege, the work product doctrine, information respecting the mental impressions, conclusions, opinions, or 9 FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 legal theories of Plaintiffs’ attorneys, or legal contentions. Plaintiffs object to Interrogatory No. 5 to the extent it seeks information that is exempt from discovery. Plaintiffs object to Interrogatory No. 5 to the extent it prematurely seeks information that will be the subject of expert discovery. Subject to and without waiver of their objections, Plaintiffs respond that they seek the recovery described in response to Interrogatory Nos. 2-4 on behalf of all Class members, including but not necessarily limited to those identified by Houlihan Lawrence on April 6, 2022. Dated: April 11, 2022 New York, New York By: /s/ Jeremy Vest Jeremy Vest, Esq. MINTZ, LEVIN, COHN, FERRIS, GLOVSKY AND POPEO, P.C. Chrysler Center 666 Third Avenue New York, NY 10017 William S. Ohlemeyer, Esq. BOIES SCHILLER FLEXNER LLP 333 Main Street Armonk, NY 10504 Attorneys for Plaintiffs To: Alfred E. Donnellan Nelida Lara DELBELLO DONNELLAN WEINGARTEN & WIEDERKEHR, LLP One North Lexington Avenue 11th Floor White Plains, NY 10601 10 FILED: WESTCHESTER COUNTY CLERK 04/28/2022 11:44 AM INDEX NO. 60767/2018 NYSCEF DOC. NO. 1302 RECEIVED NYSCEF: 04/28/2022 Robert D. MacGill (Pro Hac Vice) Matthew Ciulla (Pro Hac Vice)d MACGILL P.C. 156 E. Market Street Suite 1200 Indianapolis, IN 46204 Attorneys for Defendant 11