Ohio Revised Code|Chapter 1707 | Securities

Section 1707.01 | Securities definitions.

Section 1707.02 | Exempt securities.

Section 1707.03 | Exempt transactions.

Section 1707.04 | Issuance of securities in reorganizations.

Section 1707.041 | Control bids made pursuant to tender offer or request or invitation for tenders.

Section 1707.042 | Prohibited acts relating to control bids.

Section 1707.043 | Preventing manipulative practices.

Section 1707.05 | Definitions.

Section 1707.051 | Offerings-securities registration exemption.

Section 1707.052 | Offerings-disclosure to purchasers.

Section 1707.053 | Offerings-certification from purchasers.

Section 1707.054 | Portal operators-license.

Section 1707.055 | Portal operators-prohibited conduct for non-dealer operators.

Section 1707.056 | Portal operators-oversight, purchase limits, and purchaser privacy.

Section 1707.057 | Portal operators-record keeping requirements.

Section 1707.058 | Issuers-disqualification from registration exemption.

Section 1707.06 | Transactions requiring registration.

Section 1707.08 | Registration by description.

Section 1707.09 | Registration by qualification.

Section 1707.091 | Registration by coordination.

Section 1707.092 | Notice filings.

Section 1707.093 | Electronic filings.

Section 1707.10 | Provisional registration by qualification.

Section 1707.11 | Consent to service.

Section 1707.12 | Documents open to inspection.

Section 1707.13 | Suspension and revocation of registration.

Section 1707.131 | Refusing registration.

Section 1707.14 | Dealer's license.

Section 1707.141 | Investment adviser's license required - exceptions - notice filing requirement.

Section 1707.142 | Compliance with federal laws - federal documents to be filed with division.

Section 1707.15 | Applying for dealer's license.

Section 1707.151 | Application for and issuance of investment adviser's license.

Section 1707.16 | Application for and issuance of salesperson's license.

Section 1707.161 | Investment adviser representative's license required - exceptions - application for and issuance of investment adviser representative's license.

Section 1707.162 | State retirement system investment adviser license required.

Section 1707.163 | Application for and issuance of state retirement system investment adviser license.

Section 1707.164 | Bureau chief investment officer - securities license required.

Section 1707.165 | Application for bureau chief investment officer - investigation - examination.

Section 1707.20 | Adopting, amending, and rescinding rules, forms, and orders.

Section 1707.21 | Registration statement may be filed with securities and exchange commission.

Section 1707.22 | Appeals - effect of order.

Section 1707.23 | Division of securities - enforcement powers.

Section 1707.24 | Contempt proceedings.

Section 1707.25 | Injunction against issuance, sale, acting as an investment adviser or acting as an investment adviser representative.

Section 1707.26 | Injunction against violations.

Section 1707.261 | Director's request for restitution or rescission.

Section 1707.27 | Appointment of receiver.

Section 1707.28 | Statute of limitations.

Section 1707.29 | Presumption of knowledge.

Section 1707.30 | Certificate of division as evidence.

Section 1707.31 | Certified copies as evidence.

Section 1707.32 | Insurance securities.

Section 1707.34 | Warehouse receipts for intoxicating liquor.

Section 1707.35 | Securities authorized before July 22, 1929.

Section 1707.36 | Attorney-inspector - control-bid attorneys.

Section 1707.37 | Division of securities fund.

Section 1707.38 | Effect of violation on validity of security.

Section 1707.39 | Qualification of securities sold without compliance.

Section 1707.391 | Late applications.

Section 1707.40 | Civil liabilities.

Section 1707.41 | Civil liability of seller for fraud.

Section 1707.42 | Civil liability of adviser.

Section 1707.43 | Remedies of purchaser in unlawful sale.

Section 1707.431 | Claiming exemption for publicly advertised meeting.

Section 1707.44 | Prohibited acts.

Section 1707.45 | Burden of proof.

Section 1707.46 | Duties of commissioner of securities.

Section 1707.47 | Ohio investor recovery fund.

Section 1707.471 | Restitution assistance awards from Ohio investor recovery fund.

Section 1707.48 | Division of securities to retain documents and records or copies.

Section 1707.49 | Reporting elder financial exploitation.

Section 1707.50 | Violations, penalties, and private rights of action.

Section 1707.99 | Penalty.