Ohio Administrative Code|Rule 5122-30-22 | Resident rights and grievance procedure for class one facilities.

                                                

(A) The operator shall be responsible for assuring the
compliance by the facility with all resident rights. Facility violations of
resident rights shall be regarded as sufficient cause to institute proceedings
to deny or revoke the facility's license.

(B) In addition to the definitions appearing in rule
5122-30-03 of the Administrative Code, the following definitions apply to this
rule:

(1) "Grievance"
means a written complaint initiated either verbally or in writing by a resident
or by any other person or agency on behalf of a resident regarding denial or
abuse of any resident's rights.

(2) "Reasonable" means a standard for what is
fair and appropriate under usual and ordinary circumstances.

(3) "Resident rights
advocate" means the residential facility staff , or a representative of
the state long-term care ombudsman program, with responsibility for
implementing the grievance procedure.

(C) Each facility shall have the
following:

(1) Written resident
rights policy that lists all of the resident rights identified in this
rule;

(2) Written resident
grievance procedure, written in a manner that residents can understand and
which allows for reasonable accommodation for residents with
disabilities;

(3) Policy for
maintaining for at least three years from resolution, records of resident
grievances that include, at a minimum, the following:

(a) Copy of the grievance;

(b) Documentation reflecting process used and
resolution/remedy of the grievance; and,

(c) Documentation, if applicable, of extenuating
circumstances for extending the time period for resolving the grievance beyond
twenty-one calendar days.

(D) Posting of resident
rights.

The resident rights policy, the grievance
procedure, and the name of the resident rights advocate shall be posted in a
conspicuous location that is readily accessible to all residents.

(E) Each resident has all of the
following rights.

(1) The right to be
verbally informed of all resident rights in language and terms appropriate for
the residents understanding, prior to or at the time of residency,
absent a crisis or emergency.

(2) The right to request
a written copy of all resident rights and the grievance procedure.

(3) The right to exercise
one's own rights without reprisal, except that no right extends so far as
to supersede health and safety considerations.

(4) The right to file a
grievance.

(5) The right to be
treated all times with courtesy and respect, and with consideration for
personal dignity, autonomy and privacy.

(6) The right to receive
services in the least restrictive, feasible environment.

(7) The right to receive
humane services in a clean, safe, comfortable, welcoming, stable and supportive
environment.

(8) The right to
reasonable protection from physical, sexual and emotional abuse, neglect, and
exploitation.

(9) The right to freedom
from unnecessary or excessive medication, and the right to decline medication,
except a class one facility which employs staff authorized by the Ohio Revised
Code to administer medication and when there is imminent risk of physical harm
to self or others.

(10) The right to be free
from restraint or seclusion unless there is imminent risk of physical harm to
self or others.

(11) The right to be
advised and the right to refuse observation by others and by techniques such as
one-way vision mirrors, tape recorders, video recorders, television, movies,
photographs or other audio and visual technology. This right does not prohibit
a facility from using closed-circuit monitoring to observe seclusion rooms or
other areas in the facility, other than bathrooms or sleeping areas, or other
areas where privacy is reasonably expected, e.g. a medical examination
room.

(12) The right to
confidentiality of communications and personal identifying information within
the limitations and requirements for disclosure of resident information under
state and federal laws and regulations.

(13) The right to have
access to one's own record unless access to certain information is
restricted for clear treatment reasons. If access is restricted, a
treatment/service plan shall include the reason for the restriction, a goal to
remove the restriction, and the treatment/service being offered to remove the
restriction.

(14) The right to be
informed of one's own condition.

(15) The right not to be
discriminated against on the basis of race, ethnicity, age, color, religion,
gender, national origin, sexual orientation, physical or mental disability,
developmental disability, genetic information, human immunodeficiency virus
status, or in any manner prohibited by local, state or federal laws.

(16) The right to
practice a religion of his or her choice or to abstain from the practice of
religion.

(17) The right to be
informed in writing of the rates charged by the facility as well as any
additional charges, and to receive thirty days notice in writing of any
change in the rates and charges.

(18) The right to reside
in a class one residential facility, as available and appropriate to the type
of care or services that the facility is licensed to provide, regardless of
previous residency, unless there is a valid and specific necessity which
precludes such residency. This necessity shall be documented and explained to
the prospective resident.

(19) The right to
continued residency unless the facility is no longer able to meet the
residents care needs; the resident presents a documented danger to other
residents, staff or visitors; or the monthly charges have not been paid for
more than thirty days.

(20) The right not to be
locked out of the facility at any time.

(21) The right of adult
residents not to be locked in the facility at any time for any
reason.

(22) The right to consent
to or refuse treatment or services, or if the resident has a legal custodian,
the right to have the legal custodian make decisions about treatment and
services for the resident.

(23) The right to consult
with an independent treatment specialist or legal counsel at one's own
expense.

(24) The right to
communicate freely with and be visited without staff present at reasonable
times by private counsel and, unless prior court restriction has been obtained,
to communicate freely with and be visited at reasonable times by a personal
physician, psychologist or other health care providers, except that employees
of a board, a provider, personnel of the Ohio protection and advocacy system,
or representatives of the state long-term-ombudsman program may visit at any
time when permitted by the Revised Code.

The right to communicate includes receiving
written communications, which may be opened and inspected by facility staff in
the presence of the resident recipient so long as the communication is then not
read by the staff and given immediately to the resident.

(25) The right to meet
with staff from the Ohio department of mental health and addiction services in
private.

(26) The right not to be
deprived of any legal rights solely by reason of residence in the
facility.

(27) The right to
personal property and possessions:

(a) The right of an adult resident to retain personal
property and possessions.

(b) The right of a child resident to personal property and
possessions in accordance with ones health and safety considerations,
and developmental age, and as permitted by his/her parent or
guardian.

(28) The right of an
adult resident to manage his/her own financial affairs, and to possess a
reasonable sum of money.

(29) The right to use the
common areas of the facility.

Adult residents shall have right of access to
common areas at all times.

Children and adolescent residents shall have
the right of access to common areas in accordance with the facilitys
program schedule.

(30) The right to engage
in or refrain from engaging in activities:

(a) The right of an adult to engage in or refrain from
engaging in cultural, social or community activities of the residents
own choosing in the facility and in the community.

(b) The right of a child or adolescent to access cultural
and social activities.

(31) The right to meet or
communicate with family or guardians, and visitors and guests:

(a) The right of an adult:

(i) To reasonable privacy
and the freedom to meet with visitors and guests at reasonable
hours.

(ii) To make and/or
receive confidential phone calls, including free local calls.

(iii) To write or receive
uncensored, unopened correspondence subject to the facility's rules
regarding contraband.

(b) The right of a minor:

(i) To visitors and to
communicate with family, guardian, custodian, friends and significant others
outside the facility in accordance with instructions from the minors
parent or legal guardian.

(ii) To write or receive
mail subject to the facility's rules regarding contraband and directives
from the parent or legal guardian, when such rules and directives do not
conflict with federal postal regulations.

(32) The right to be free
from conflicts of interest; no residential facility employee may be a
resident's guardian, custodian, or representative with the exception of an
employee that has a previously established legal relationship to a resident,
e.g. parent, spouse or child if permitted by facility policy.

(F) Provision of client
rights.

(1) The provider shall
explain and maintain documentation in the resident's record an explanation
of rights to each person served prior to or when beginning
residency.

(2) In a crisis or
emergency situation, the provider may verbally advise the resident of at least
the immediately pertinent rights only, such as the right to consent to or to
refuse the offered treatment and the consequences of that agreement or refusal.
Full verbal explanation of the resident rights policy shall be provided at the
first appropriate occasion, based upon the residents
functioning.

(3) Explanations of
rights shall be in a manner appropriate for the person's
understanding.

(G) All staff shall be trained on and
follow the resident rights policy and resident grievance procedure. There shall
be documentation in each employee's personnel file, including contract
staff, volunteers and student interns that each staff member has received a
copy of the resident rights policy and the resident grievance procedure and has
agreed to abide by them.

(H) The resident rights advocate, or
designee, shall:

(1) Be promptly
accessible; and,

(2) Have their name,
title, location, hours of availability, and telephone number included with the
posting of resident rights as required by paragraph (D) of this
rule.

(I) The resident grievance procedure
shall have provisions for at least the following:

(1) Statement to whom the
resident is to give the grievance;

(2) Designation of staff
who will be available to assist a resident in filing of a
grievance;

(3) Requirement that the
grievance must be put into writing; the grievance may be made verbally and the
resident rights advocate shall be responsible for preparing a written text of
the grievance;

(4) Requirement that the
written grievance must be dated and signed by the resident, the individual
filing the grievance on behalf of the resident, or have an attestation by the
resident rights advocate that the written grievance is a true and accurate
representation of the residents grievance;

Grievances may not be made anonymously, but
grievance procedure shall provide method for confidential submission of
grievance. Resident rights advocate shall keep such submissions and subsequent
investigations confidential.

(5) Requirement that the
grievance include, if available, the date, approximate time, description of the
incident and names of individuals involved in the incident or situation being
grieved;

(6) Statement that the
program will make a resolution decision on the grievance within twenty-one
business days of receipt of the grievance. Any extenuating circumstances
indicating that this time period will need to be extended must be documented in
the grievance file and written notification given to the resident;

(7) Statement that a
resident has the option to file a grievance with outside organizations, that
include, but are not limited to, the following, with the mailing address and
telephone numbers for each stated:

(a) Applicable board for residents receiving mental health
services;

(b) Ohio department of mental health and addiction
services;

(c) Disability rights Ohio; or,

(d) U.S. department of health and human services, civil
rights regional office in Chicago.

(8) Requirement that a
written acknowledgment of receipt of the grievance be provided to each
grievant. Such acknowledgment shall be provided within three business days from
receipt of the grievance. The written acknowledgment shall include, but not be
limited to, the following:

(a) Date grievance was received;

(b) Summary of grievance;

(c) Overview of grievance investigation
process;

(d) Timetable for completion of investigation and
notification of resolution; and,

(e) Treatment provider contact name, address and telephone
number

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