Ohio Administrative Code|Rule 4757-17-01 | Counseling supervision.

                                                

This rule applies to all licensed professional
counselors who are working toward licensure as licensed professional clinical
counselors and counselor trainees seeking licensure under rules 4757-13-01 and
4757-13-03 of the Administrative Code. This rule also applies to licensed
professional counselors who are diagnosing and treating mental and emotional
disorders under the work supervision of an independently licensed mental health
professional.

(A) Definition of
supervision:

(1) "Training
supervision" is supervision of all individuals who are gaining the
experience required for a license as a licensed professional clinical
counselor, or a license as a licensed professional counselor under rule
4757-13-01 of the Administrative Code, or a counselor trainee registered with
the board and enrolled in a practicum or internship class under paragraph (E)
of this rule. This type of supervision requires extensive time and involvement
on the part of the supervisor in order to help supervisees improve their skills
and/or learn new skills. Supervision must start with an initial face to face
meeting after which communication may be in person, via videoconferencing, or
by phone. Training supervision shall include an average of one hour of contact
between the supervisor and supervisee for every twenty hours of work by the
supervisee. Training supervision shall be face-to-face individual and/or
triadic for counselor trainees.

(2) "Work
supervision" is supervision required of licensed professional counselors
who are engaging in the diagnosis and treatment of mental and emotional
disorders. Work supervision may be provided by a professional clinical
counselor, psychologist, psychiatrist, independent marriage and family
therapist, or independent social worker. This supervision requires the
evaluation of the supervisee's performance; professional guidance to the
supervisee; approval of the supervisee's intervention plans and their
implementation; the assumption of responsibility for the welfare of the
supervisee's clients; and assurance that the supervisee functions within
the limits of his/her license. The assessment, diagnosis, treatment plan,
revisions to the treatment plan, correspondence and transfer or termination of
the client(s) shall be approved by the supervisor and shall be made available
to the board upon request. Licensed professional counselors shall disclose to
their clients on all printed and electronic material that they are engaging in
the diagnosis and treatment of mental and emotional disorders under the
supervision of an appropriately licensed mental health professional. The
supervisee shall also disclose to their clients on the disclosure statement or
similar document the name(s) of the professional(s) providing supervision.

(3) "Group
supervision" is supervision by one supervisor of a group of three to six
supervisees. that consists of three to six supervisees per one
supervisor.

(4) "Triadic
supervision" is comprised of a supervisor and two counselor trainees or
two licensed professional counselors.

(B) Purposes of training
supervision:

(1) To provide for the
protection of consumer and client welfare;

(2) To provide that
supervisees function within the limits of their competence; and

(3) To provide training
in activities relevant to the supervisee's position and academic
background.

(C) Requirements pertaining to training
supervision:

(1) A licensed
professional clinical counselor or licensed professional counselor providing
supervision shall:

(a) Have demonstrated competence in the area in which they are
supervising;

(b) Have training in supervision theory and
practice;

(c) Have training in legal and ethical issues relevant to
counseling;

(d) Have training in multicultural counseling competencies as
defined by the board;

(e) Have a board issued supervision designation; and

(f) Complete and forward to the board all supervision evaluation
forms required by the board within thirty days of receipt of the form from a
supervisee.

(2) Training supervisees
may not choose a supervisor who is a family member or who is related to them in
any way.

(3) When the training supervisor and
licensed professional counselor are employed by the same agency, the licensed
professional clinical counselor with supervision designation is responsible for
all diagnoses, change in diagnoses, individualized services plans, and
correspondence to any third party outside of the agency.

(4) Licensed professional counselors who
engage in the diagnosis and treatment of mental and emotional disorders shall
do so under the work supervision of a licensed professional clinical counselor,
a psychologist, a psychiatrist, an independent marriage and family therapist,
or an independent social worker with a clinical area of competence. All
licensed professional counselors engaging in training supervision for licensure
as licensed professional clinical counselors shall be under the supervision of
a licensed professional clinical counselor with supervision designation. All
counselor trainees engaging in training supervision for licensure as licensed
professional counselors shall be under the supervision of a licensed
professional counselor with supervision designation or a licensed professional
clinical counselor with supervision designation except that a licensed
professional clinical counselor with supervision designation shall supervise
the counselor trainee when diagnosing and treating mental and emotional
disorders. Requests for exceptions to this rule for training supervision, due
to hardship, shall be made in writing to the board.

(5) Individuals in the process of
completing the supervised experience required for licensure may be employed on
a paid basis as long as they are practicing within the scope of practice of the
license for which they are applying, and are properly licensed or registered
with the board.

(6) Supervisees presenting supervision
experience from another state shall provide the vita of their supervisors to
demonstrate that their supervisors are licensed to supervise the diagnosis and
treatment of mental and emotional disorders and thus are acceptable to the
board.

(D) Documentation of training
supervision.

(1) Records of training supervision shall
be maintained by the supervisee and made available to the board upon request.
The supervision records shall contain information concerning the dates/times of
supervision (e.g. "8-19-08 from 2:00-3:00 p.m."), content and goals
of supervision and shall be signed by the supervisor at least
quarterly.

(2) Licensed professional
counselors and each of the supervisors who provided training supervision shall
complete a evaluation form provided by the board to document hours accrued. The
training supervisor shall complete the form and submit it to the board within
thirty days of receipt from the supervisee.

(E) Requirements for applying for a training supervision
designation.

(1) Licensed professional
clinical counselors applying for training supervision designation shall meet
the following minimum requirements. Licensed professional counselors who hold
the supervision designation prior to January 1, 2013 may continue to hold that
designation as long as they maintain it in good standing.

(a) Document a minimum of twenty-four hours of academic
preparation or board approved continuing education coursework in counselor
supervision training including training six hours in each area as
follows:

(i) Assessment,
evaluation and remediation which includes initial, formative and summative
assessment of supervisee knowledge, skills and self-awareness; components of
evaluation e.g. evaluation criteria and expectations, supervisory procedures,
methods for monitoring (both direct and indirect observation) supervisee
performance, formal and informal feedback mechanisms, and evaluation processes
(both summative and formative), and processes and procedures for remediation of
supervisee skills, knowledge, and personal effectiveness and
self-awareness;

(ii) Counselor
development which includes models of supervision, learning models, stages of
development and transitions in supervisee/supervisor development, knowledge and
skills related to supervision intervention options, awareness of individual
differences and learning styles of supervisor and supervisee, awareness and
acknowledgement of cultural differences and multicultural competencies needed
by supervisors, recognition of relational dynamics in the supervisory
relationship, and awareness of the developmental process of the supervisory
relationship itself;

(iii) Management and
administration which includes organizational processes and procedures for
recordkeeping, reporting, monitoring of supervisee's cases, collaboration,
research and evaluation; agency or institutional policies and procedures for
handling emergencies, case assignment and case management, roles and
responsibilities of supervisors and supervisees, and expectations of
supervisory process within the institution or agency; institutional processes
for managing multiple roles of supervisors, and summative and formative
evaluation processes; and

(iv) Professional
responsibilities which includes ethical and legal issues in supervision
includes dual relationships, competence, due process in evaluation, informed
consent, types of supervisor liability, privileged communication, consultation,
etc.; regulatory issues include Ohio laws governing the practice of counseling
and counseling supervision, professional standards and credentialing processes
in counseling, reimbursement eligibility and procedures, and related
institutional or agency procedures.

(b) Each licensed professional clinical counselor shall obtain a
minimum of one year and fifteen hundred hours of clinical experience, post
licensed professional clinical counselor licensure, which shall include the
diagnosis and treatment of mental and emotional disorders.

(c) The fifteen hundred hours shall include at least one
supervision experience. The licensed professional clinical counselor in
training shall observe five training supervision sessions conducted by a
licensed professional clinical counselor with a supervisor designation.
Following the observation of five training supervision sessions, the licensed
professional clinical counselor in training and the supervisor shall conduct a
minimum of a one hour review session to process and review the observed
sessions. Supervision must start with an initial face to face meeting after
which communication may be in person, via videoconferencing, or by
phone.

(d) Comply with the American counseling association
"ACA" ethical standards pertaining to the supervisory
relationship.

(e) Document applicant's familiarity with significant legal,
ethical, and clinical issues relevant to the supervisory relationship on a form
prescribed by the board.

(2) All licensed
professional counselors and licensed professional clinical counselors shall
maintain the training supervision designation by obtaining three hours of
counselor professional standards committee approved continuing professional
education in supervision.

(3) Licensed professional
clinical counselors engaged in training supervision shall be called
"licensed professional clinical counselor with training supervision
designation" per paragraph (Q)(9) of rule 4757-3-01 of the Administrative
Code. They shall have adequate training, knowledge, and skill to render
competent clinical supervision and shall meet the criteria for work and
training supervision as defined in paragraphs (A)(1) and (A)(2) of this rule.
Licensed professional counselors engaged in training supervision shall be
called "licensed professional counselor with training supervision
designation" per paragraph (Q)(8) of rule 4757-3-01 of the Administrative
Code. They shall have adequate training, knowledge, and skill to render
competent non-clinical supervision and shall not supervise the diagnosis and
treatment of mental and emotional disorders.



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