Ohio Administrative Code|Rule 111:1-3-02 | Means to deliver UCC records; time of filing.

                                                

UCC records may be tendered for filing at the
filing office as follows.

(A) Electronic filing - XML format.

UCC records, excluding filing officer statements,
may be transmitted electronically using the XML format approved by the
international association of commercial administrators. At the request of an
authorized XML remitter, the filing office shall identify which versions and
releases of the XML format are acceptable to the filing office. The filing
office publishes an implementation guide that prescribes the use of the XML
format. The implementation guide shall be available to the public upon request.
The file date and time for a UCC record delivered by this method is the date
and time that the filing offices UCC information management system
analyzes the relevant transmission and determines that all the required
elements of the transmission have been received in a required format and are
machine-readable.

(B) Direct on-line and web page data entry. UCC records may
be delivered by on-line data entry using the filing office's website on
the internet. The file date and time for a UCC record delivered by this method
is the date and time the entry of all required elements of the UCC record in
the proper format is acknowledged by the on-line entry system.

(C) Means of communication. Regardless of the method of
delivery, information submitted to the UCC filing office must be communicated
only in the form of characters that appear on the American standard keyboard or
such information will be modified, upon entry into the UCC information
management system, as provided in rule 111:1-3-33 of the Administrative
Code.

(D) Hardship delivery. In the case of
hardship or other good cause, the secretary of state may, at its discretion,
allow for the communication of a UCC record by a method of communication other
than electronic filing. Hardship delivery may only occur after the filer has
received prior approval from the secretary of state. The secretary of state
will determine the policy and procedure used to accept and process a secured
transaction record under a hardship request.

(E) Transmitting utility, manufactured-home and
public-finance transactions. The only means to indicate to the filing office
that an initial financing statement is being filed in connection with a
manufactured-home or public-finance transaction, or that a financing statement
is being or has been filed against a debtor that is a transmitting utility is
to check the appropriate box on, or to transmit the indication in the proper
field in, the related initial financing statement.

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