Florida Statutes|Chapter 517

Section 517.011 - Short title.

Section 517.021 - Definitions.

Section 517.03 - Rulemaking; immunity for acts in conformity with rules.

Section 517.051 - Exempt securities.

Section 517.061 - Exempt transactions.

Section 517.0611 - Intrastate crowdfunding.

Section 517.07 - Registration of securities.

Section 517.072 - Viatical settlement investments.

Section 517.075 - Cuba, prospectus disclosure of doing business with, required.

Section 517.081 - Registration procedure.

Section 517.082 - Notification registration.

Section 517.101 - Consent to service.

Section 517.111 - Revocation or denial of registration of securities.

Section 517.12 - Registration of dealers, associated persons, intermediaries, and investment advisers.

Section 517.1201 - Notice filing requirements for federal covered advisers.

Section 517.1202 - Notice-filing requirements for branch offices.

Section 517.1205 - Registration of associated persons specific as to securities dealer, investment adviser, or federal covered adviser identified at time of registration approval.

Section 517.121 - Books and records requirements; examinations.

Section 517.1215 - Requirements, rules of conduct, and prohibited business practices for investment advisors and their associated persons.

Section 517.1217 - Rules of conduct and prohibited business practices for dealers and their associated persons.

Section 517.122 - Arbitration.

Section 517.131 - Securities Guaranty Fund.

Section 517.141 - Payment from the fund.

Section 517.151 - Investments of the fund.

Section 517.161 - Revocation, denial, or suspension of registration of dealer, investment adviser, intermediary, or associated person.

Section 517.1611 - Guidelines.

Section 517.171 - Burden of proof.

Section 517.181 - Escrow agreement.

Section 517.191 - Injunction to restrain violations; civil penalties; enforcement by Attorney General.

Section 517.201 - Investigations; examinations; subpoenas; hearings; witnesses.

Section 517.2015 - Confidentiality of information relating to investigations and examinations.

Section 517.2016 - Public records exemption; examination techniques or procedures.

Section 517.211 - Remedies available in cases of unlawful sale.

Section 517.221 - Cease and desist orders.

Section 517.241 - Remedies.

Section 517.275 - Commodities; prohibited practices.

Section 517.301 - Fraudulent transactions; falsification or concealment of facts.

Section 517.302 - Criminal penalties; alternative fine; Anti-Fraud Trust Fund; time limitation for criminal prosecution.

Section 517.311 - False representations; deceptive words; enforcement.

Section 517.312 - Securities, investments, boiler rooms; prohibited practices; remedies.

Section 517.313 - Destroying certain records; reproduction.

Section 517.315 - Fees.

Section 517.32 - Exemption from excise tax, certain obligations to pay.

Section 517.34 - Protection of specified adults.

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