EXHIBIT(S) - 4

On February 27, 2020 a commercial division case was filed by Bruce Kim, represented by Oh, Lawrence Palmer, and Sakin, Alexander, against Pedro Henrique Cristoforo Da Silveira, Xp Investimentos S.A., and Xp Securities, Llc, N K A Xp Investments Us, Llc, represented by Choi, Brian Seonjoon, and Fulop, Joshua David, in the jurisdiction of New York County. Judge Jennifer G. Schecter presiding.

                        
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FILED: NEW YORK COUNTY CLERK 05/31/2024 11:51 PM INDEX NO. 651341/2020 NYSCEF DOC. NO. 217 RECEIVED NYSCEF: 05/31/2024 7/26/2023 Bruce Kim v. XP Securities, LLC et al. Shelley Wang Page 1 Page 3 SUPREME COURT OF THE STATE OF NEW YORK 1 TABLE OF CONTENTS COUNTY OF NEW YORK 2 WITNESS PAGE ________________________________ 3 SHELLEY WANG BRUCE KIM, ) …

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