On July 10, 2020 a
Judgment
was filed
involving a dispute between
Threlkeld, V. John,
and
First Allied Securities, Inc.,
for PETITION RE: ARBITRATION (PETITION TO CONFIRM ARBITRATION AWARD)
in the District Court of San Francisco County.
Preview
GORDON C. YOUNG (SBN 158100)
gordon@BarrYoungLaw.com ELECTRONICALLY
2 DAVID MONSOUR (SBN 301448)
david@BarrYoungLaw.com F I L E D
3 BARR & YOUNG Attorneys Superior Court of California,
County of San Francisco
318-C Diablo Road
4 Danville, California 94526 08/06/2020
Telephone: (925) 314-9999 Clerk of the Court
BY: ERNALYN BURA
5 Facsimile: (925) 314-9960 Deputy Clerk
6 Attorneys for Petitioner,
V. JOHN THRELKELD
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8
SUPERIOR COURT OF CALIFORNIA
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COUNTY OF SAN FRANCISCO
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V. JOHN THRELKELD Case No. CPF-20-517156
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Petitioner, DECLARATION OF RESPONDENT RE:
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FIRST ALLIED SECURITIES, INC., THEREON
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Respondent. Date:
Time:
September 15, 2020
9:30 a.m.
Place: Dept. 302
17 Judge: The Hon. Ethan P. Schulman
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I, Jeremy Wooden, declare as follows:
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l. I am Chief Counsel for Respondent FIRST ALLIED SECURITIES, INC.
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("Respondent"). I am licensed to practice law in the State of California. I have personal
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knowledge of the matters set forth in this declaration.
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2. Petitioner V. JOHN THRELKELD ("Petitioner" ) has petitioned this Court for an
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Order confirming the arbitration award in V. John Threlkeld vs. First Allied Securities, Inc.
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(FINRA case number 19-03617) pursuant to California Code o_f Civil Procedure ("CCP") §1285
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and judgment thereon pursuant to CCP §1287.4.
27 DECLARATION OF RESPONDENT RE: NON-OPPOSITION TO PETITIONER'S
28 PETITION TO CONFIRM ARBITRATION AWARD AND ENTER JUDGMENT
THEREON
3. I, on behalf of Respondent, acknowledge receipt of the Petition and supporting
2 papers and hereby inform the Court that Respondent does not intend to file any opposition to
3 Petitioner's Petition.
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5 Executed August .4t,2020 at ~ f~ { ~California. I declare under penalty of
6 perjury of the laws of the State of California that the foregoing is true and correct.
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28 DECLARATION OF RESPONDENT RE: NON-OPPOSITION TO PETITIONER'S
PETITION TO CONFIRM ARBITRATION AWARD AND ENTER JUDGMENT
THEREON
-2-
Document Filed Date
August 06, 2020
Case Filing Date
July 10, 2020
Category
PETITION RE: ARBITRATION (PETITION TO CONFIRM ARBITRATION AWARD)
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GORDON C. YOUNG (SBN 158100) gordon@BarrYoungLaw.com ELECTRONICALLY 2 DAVID MONSOUR (SBN 301448) david@BarrYoungLaw.com F I L E D 3 BARR & YOUNG Attorneys Superior Court of California, County of San Francisco 318-C Diablo Road 4 Danville, California 94526 08/06/2020 Telephone: (925) 314-9999 Clerk of the Court BY: ERNALYN BURA 5 Facsimile: (925) 314-9960 Deputy Clerk 6 Attorneys for Petitioner, V. JOHN THRELKELD 7 8 SUPERIOR COURT OF CALIFORNIA 9 COUNTY OF SAN FRANCISCO 10 11 V. JOHN THRELKELD Case No. CPF-20-517156 12 Petitioner, DECLARATION OF RESPONDENT RE: . ~ ~ c ~"' ~ ~ 13 NON-OPPOSITION TO PETITIONER'S o:-~ 0 - vs. PETITION TO CONFIRM ARBITRATIO -- ::!: .;. E. ;;; v ~ ~-e ~~ 14 AWARD AND ENTER JUDGMENT ~ a ;,.. ~ ~ FIRST ALLIED SECURITIES, INC., THEREON .lj ~§ 15 "'"< "' .. i < ~ 16 Respondent. Date: Time: September 15, 2020 9:30 a.m. Place: Dept. 302 17 Judge: The Hon. Ethan P. Schulman 18 19 I, Jeremy Wooden, declare as follows: 20 l. I am Chief Counsel for Respondent FIRST ALLIED SECURITIES, INC. 21 ("Respondent"). I am licensed to practice law in the State of California. I have personal 22 knowledge of the matters set forth in this declaration. 23 2. Petitioner V. JOHN THRELKELD ("Petitioner" ) has petitioned this Court for an 24 Order confirming the arbitration award in V. John Threlkeld vs. First Allied Securities, Inc. 25 (FINRA case number 19-03617) pursuant to California Code o_f Civil Procedure ("CCP") §1285 26 and judgment thereon pursuant to CCP §1287.4. 27 DECLARATION OF RESPONDENT RE: NON-OPPOSITION TO PETITIONER'S 28 PETITION TO CONFIRM ARBITRATION AWARD AND ENTER JUDGMENT THEREON 3. I, on behalf of Respondent, acknowledge receipt of the Petition and supporting 2 papers and hereby inform the Court that Respondent does not intend to file any opposition to 3 Petitioner's Petition. 4 5 Executed August .4t,2020 at ~ f~ { ~California. I declare under penalty of 6 perjury of the laws of the State of California that the foregoing is true and correct. 7 ~ 8 9 10 11 12 . ~ ~ ~ 13 ~, Oo ~o ~ 14 "'"' 00 z:: ~ M ~ :, < OB >-·-.,z 15 J;j~ : § ,,,< ;: 16 17 18 19 20 21 22 23 24 25 26 27 28 DECLARATION OF RESPONDENT RE: NON-OPPOSITION TO PETITIONER'S PETITION TO CONFIRM ARBITRATION AWARD AND ENTER JUDGMENT THEREON -2-