On February 01, 2016 a
Complaint,Petition
was filed
involving a dispute between
Morgan Stanley Smith Barney Llc,
and
Levins, Arnold,
for civil
in the District Court of San Francisco County.
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AUC
SUPERIOR COURT OF CALIFORNIA
COUNTY OF SAN FRANCISCO
Document Scanning Lead Sheet
Apr-06-2016 10:16 am
Case Number: CPF-16-514749
Filing Date: Apr-06-2016 10:15
Filed by: JOSE RIOS-MERIDA
Image: 05343726
ORDER
MORGAN STANLEY SMITH BARNEY LLC VS. ARNOLD LEVINS
001005343726
Instructions:
Please place this sheet on top of the document to be scanned.a
oO wm NI a
e ®@ ORIGINAL
Jason R. Lindsay (SBN 222532)
lindsayj@gtlaw.com
GREENBERG TRAURIG, LLP
1840 Century Park East, Suite 1900
Los Angeles, CA 90067 F cule dc Mand
Telephone: (310) 586-7700 County of San Francisco
Facsimile: (310) 586-7800 APR = 6 2015
Attorneys for Petitioner CLERK QF 7 iE COURT
Morgan Stanley Smith Barney LLC BY: ee
7 Deputy Clerk
THE SUPERIOR COURT OF THE STATE OF CALIFORNIA
COUNTY OF SAN FRANCISCO
MORGAN STANLEY SMITH BARNEY CASE NO. CPF-16514749
LLC,
[PROPOSED] ORDER ON PETITION TO
Petitioner, CONFIRM ARBITRATION AWARD
vs. [C.C.P. §§ 1285, 1285.4, 1286, 1287.4 and
1292.2]
ARNOLD LEVINS,
Date: April 6, 2016
Respondent. Time: 10:10 a.m.
Dept: 302
Reservation Number: 02010406-07
ORDER ON PETITION TO CONFIRM ARBITRATION AWARD
LA 132538008V1NO
The petition of Petitioner Morgan Stanley Smith Barney LLC (“Petitioner”) to confirm the
arbitration award rendered by the Financial Industry Regulatory Authority (“FINRA”) arbitration panel,
Daniel M. Yamshon, Chairperson, presiding, in FINRA Case No. 13-00043 (the “Arbitration Award”)
came on for hearing before this Court on April 6, 2016 at 10:10 am. Jason Lindsay of Greenberg
Traurig LLP, appeared on behalf of Petitioner. No appearance was made+———_—_______—-appeared|
on behalf of Respondent.
Having reviewed the moving papers and supporting declaration filed with the Court, and having|
heard the arguments of the parties:
IT IS HEREBY ORDERED THAT:
1. Petitioner’s Petition is GRANTED; and
2. The arbitration award in FINRA Case No. 13-00043 is hereby confirmed pursuant to
Code of Civil Procedure § 1285 et seq.
IT IS SO ORDERED.
DATED: April 6, 2016 By: L222
Honorable Judge of the Superior Court
HAROLD KAHN
-2-
ORDER ON PETITION TO CONFIRM ARBITRATION AWARD
LA 132538008v1
Document Filed Date
April 06, 2016
Case Filing Date
February 01, 2016
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AUC SUPERIOR COURT OF CALIFORNIA COUNTY OF SAN FRANCISCO Document Scanning Lead Sheet Apr-06-2016 10:16 am Case Number: CPF-16-514749 Filing Date: Apr-06-2016 10:15 Filed by: JOSE RIOS-MERIDA Image: 05343726 ORDER MORGAN STANLEY SMITH BARNEY LLC VS. ARNOLD LEVINS 001005343726 Instructions: Please place this sheet on top of the document to be scanned.a oO wm NI a e ®@ ORIGINAL Jason R. Lindsay (SBN 222532) lindsayj@gtlaw.com GREENBERG TRAURIG, LLP 1840 Century Park East, Suite 1900 Los Angeles, CA 90067 F cule dc Mand Telephone: (310) 586-7700 County of San Francisco Facsimile: (310) 586-7800 APR = 6 2015 Attorneys for Petitioner CLERK QF 7 iE COURT Morgan Stanley Smith Barney LLC BY: ee 7 Deputy Clerk THE SUPERIOR COURT OF THE STATE OF CALIFORNIA COUNTY OF SAN FRANCISCO MORGAN STANLEY SMITH BARNEY CASE NO. CPF-16514749 LLC, [PROPOSED] ORDER ON PETITION TO Petitioner, CONFIRM ARBITRATION AWARD vs. [C.C.P. §§ 1285, 1285.4, 1286, 1287.4 and 1292.2] ARNOLD LEVINS, Date: April 6, 2016 Respondent. Time: 10:10 a.m. Dept: 302 Reservation Number: 02010406-07 ORDER ON PETITION TO CONFIRM ARBITRATION AWARD LA 132538008V1NO The petition of Petitioner Morgan Stanley Smith Barney LLC (“Petitioner”) to confirm the arbitration award rendered by the Financial Industry Regulatory Authority (“FINRA”) arbitration panel, Daniel M. Yamshon, Chairperson, presiding, in FINRA Case No. 13-00043 (the “Arbitration Award”) came on for hearing before this Court on April 6, 2016 at 10:10 am. Jason Lindsay of Greenberg Traurig LLP, appeared on behalf of Petitioner. No appearance was made+———_—_______—-appeared| on behalf of Respondent. Having reviewed the moving papers and supporting declaration filed with the Court, and having| heard the arguments of the parties: IT IS HEREBY ORDERED THAT: 1. Petitioner’s Petition is GRANTED; and 2. The arbitration award in FINRA Case No. 13-00043 is hereby confirmed pursuant to Code of Civil Procedure § 1285 et seq. IT IS SO ORDERED. DATED: April 6, 2016 By: L222 Honorable Judge of the Superior Court HAROLD KAHN -2- ORDER ON PETITION TO CONFIRM ARBITRATION AWARD LA 132538008v1