Preview
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
SUPREME COURT OF THE STATE OF NEW YORK
COUNTY OF NASSAU
------------------------------------------------------------------------X
MARK BURRELL, individually and on behalf of all others :
similarly situated, Index No.: 607535/2022
:
Plaintiff,
: AFFIRMATION OF
-AGAINST- FRANK J. MAZZAFERRO
:
SKYWEST, INC., and SKYWEST AIRLINES, INC.,
:
Defendants.
:
------------------------------------------------------------------------X
AFFIRMATION OF FRANK J. MAZZAFERRO IN SUPPORT OF
PLAINTIFF’S UNOPPOSED MOTION FOR SETTLEMENT
I, Frank J. Mazzaferro, an attorney duly admitted to practice law in the State of New York,
declare under penalty of perjury:
1. I am a partner at the firm of Fitapelli & Schaffer, LLP (“F&S”) in New York, New
York, Class Counsel herein. F&S is a nationally recognized 8 attorney law firm based in New
York City that represents plaintiffs in a wide variety of employment matters, including individual
and class action litigation involving wage and hour, discrimination, and harassment claims. F&S
has significant experience prosecuting wage and hour class and collective actions.
2. I am one of the lawyers primarily responsible for prosecuting Plaintiff’s claims.
3. I make these statements based on personal knowledge and would so testify if called
as a witness at trial.
PROCEDURAL HISTORY
4. On November 11, 2020, F&S notified Defendants of Plaintiff’s claims against
SkyWest and suggested the parties engage in pre-litigation settlement discussions regarding
alleged violations of the New York Labor Law (“NYLL”). Specifically, Plaintiff alleged that
1
1 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
Defendants failed to provide Plaintiff and similarly situated Agents with timely payment of wages
on a weekly basis pursuant to NYLL § 191.
5. After Defendants engaged counsel, the parties’ respective counsel participated in
numerous telephone conferences and exchanged many e-mails, discussing the merits of and
defenses to the claims, and the possibility of settlement on a class-wide basis.
6. As a result of these communications, the parties agreed to participate in a class-
wide mediation before Ruth Raisfeld, Esq., an experienced and highly regarded wage and hour
class action employment mediator.
7. Over the course of several months, the parties exchanged documents and
information necessary to prepare for the class-wide mediation on January 18, 2022.
8. The Parties appeared via Zoom for a private mediation before Ms. Raisfeld on
January 18, 2022.
9. After a full day of mediation, the parties reached a class-wide settlement in
principle for Three Hundred Fifty Thousand Dollars (“350,000.00”). NYSCEF Dkt. No. 4, Fully
Executed Settlement Agreement and Release ¶ 1.26.
10. On June 9, 2022, Plaintiff filed a class action complaint against Defendant in the
Supreme Court of the State of New York, Nassau County, alleging Defendant violated the NYLL
by, among other things, failing to pay Plaintiff and Class Members spread of hours and failing to
provide accurate wage statements. NYSCEF Dkt. No. 1.
11. On September 1, 2022, the Court approved Plaintiff’s Motion for Preliminary
Approval. NYSCEF Dkt. No. 11.
RISK OF CONTINUED LITIGATION
12. The $350,000 “Settlement Fund” is a compromise figure. In reaching the
2
2 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
settlement, F&S carefully evaluated the merits of the case and proposed settlement, took into
account the risks of establishing liability and obtaining class certification, and considered the time,
delay, and financial repercussions in the event of trialand appeal by Defendants. Additionally,
Defendants’ operations have been deeply affected by the ongoing Covid-19 pandemic. Although
Plaintiff believes that his claims have merit, he recognizes the legal, factual and procedural
obstacles to recovery, as Defendants have and will continue to contest Plaintiff’s claims if the
action does not settle. Moreover, even if this case was to proceed to trial, F&S recognizes that the
apparent strengths of Plaintiff’s claims are no guarantee against a complete or partial defense
verdict. While Plaintiff believes he would ultimately prevail on the merits of their claims, the
constantly changing caselaw of NYLL 191 increases the risks.
13. Further, obtaining and maintaining a class action may prove difficult. For instance,
in Scott v. Chipotle Mexican Grill, Inc., after 5 years of contested litigation, the court denied the
plaintiffs motion for class certification. See No. 12 Civ. 8333 (ALC)(SN), 2017 WL 1287512, at
*1 (S.D.N.Y. Mar. 29, 2017). Three years later, the Second Circuit affirmed denial of class
certification. Scott v. Chipotle Grill, Inc., Nos. 17-2208-cv, 18-359-cv (2d. Cir. Apr. 1, 2020). The
instant settlement in this matter alleviates the uncertainty associated with obtaining and
maintaining a class action through trial and makes financial recuperation available for Class
Members now.
14. In light of the strengths and weaknesses of the case, we believe the settlement easily
falls within the range of reasonableness because it achieves a significant benefit for Plaintiff and
Class Members in the face of significant obstacles and with minimal disruption to the Plaintiff’s
life.
15. The settlement negotiations were at all times hard fought at arm’s-length, and they
3
3 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
have produced a result that F&S believes to be in the best interests of Class Members in light of
the costs and risks of continued litigation.
ALLOCATION FORMULA
16. The Net Settlement Fund will be distributed to each Class Member who timely files
a claim form, according to the formula set forth in the Settlement Agreement. NYSCEF Dkt. No.
4 ¶¶ 3.5(B)-(C). The formula provides that each Class Member will be assigned one point for each
week worked during the Relevant Time Period. Id. ¶ 3.5(B)(i). All points will then be added
together to obtain the Total Denominator. Id. ¶ 3.5(B)(i).
17. The net settlement amount received by each Class Member will then be determined
by dividing each Class Member’s points by the Total Denominator to determine each Class
Member’s Portion of the Net Settlement Fund, then multiplying each Class Member’s Portion of
the Net Settlement Fund by the Net Settlement Fund to determine each Class Member’s Individual
Settlement Award. Id. ¶ 3.5(B)(ii)(iii).
PRELIMINARY APPROVAL AND NOTICE TO THE CLASS
18. Plaintiff filed and Unopposed Motion for Preliminary Approval of Settlement
(“Preliminary Approval Motion”) on June 15, 2022. NYSCEF Dkt. No. 2, NYSCEF Dkt. No. 3,
and accompanying exhibits.
19. On September 1, 2022, the parties learned that the Court granted Plaintiff’s
Preliminary Approval Motion. NYSCEF Dkt. No. 11.
20. Following the Court’s Preliminary Approval Order, Defendant provided the Class
List to Rust Consulting (“Claims Administrator”) which contained 152 Class Members. Ex. A,
Affirmation of Jennifer Mills (“Mills Aff.”) ¶ 6.
21. On September 26, 2022, the Claims Administrator sent the Court-approved Class
4
4 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
Notice by first-class mail to Class Members. Id. ¶ 8. The Notices informed Class Members of the
terms of the Settlement, of their right to opt out from or object to the Settlement, and the
implications of each such action. The Notices advised Class Members of applicable deadlines and
how Class Members could obtain additional information. The Notices also informed Class
Members of Plaintiff’s request for an Enhancement Award, as well as Class Counsel’s intention
to seek one-third of the Settlement Fund for attorneys’ fees, plus expenses for their out-of-pocket
expenses. NYSCEF Dkt. No. 6.
22. The deadline to opt-out or object for these individuals was November 12, 2022. Ex.
A, Mills Aff. ¶ 8.
23. During the class notice period, Class Counsel assisted the Claim Administrator by
speaking with numerous Class Members about the terms of the Settlement, and provided several
updated mailing addresses to the Claims Administrator.
24. On October 25, 2022, Counsel for the Defendants provided the Claims
Administrator with a list containing 29 additional Class Members’ names, last known addresses,
Social Security Numbers and applicable employment information. On October 31, 2022, Notice
was issued to these 29 Class Members notifying them that the deadline to opt-out or object for
these individuals was December 15, 2022. Id. ¶¶ 9-11.
25. One (1) Class Members opted out of the Settlement. Id. ¶ 15.
26. No Class Members objected to the Settlement. Id. ¶ 16.
27. The average individual settlement award is estimated to be $1,325.46 and the
highest individual award is estimated to be $2,838.34. Id. ¶ 17.
LEGAL ARGUMENT
I. THE PROPOSED SETTLEMENT SHOULD BE APPROVED
5
5 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
28. CPLR § 908 requires judicial approval for any compromise of claims brought on a
class basis. “A class action shall not be dismissed, discontinued, or compromised without the
approval of the court.” CPLR § 908; see also Milton v. Bells Nurses Registry & Employment
Agency, Inc., No. 502303/2015, 2015 N.Y. Misc. LEXIS 4604, at *2 (Sup. Ct. Kings Cnty. Dec.
14, 2013); Ryan v. Volume Servs. Am., Inc., No. 652970/2012, 2013 N.Y. Misc. LEXIS 932, at *1
(Sup. Ct. Mar. 7, 2013); Fiala v. Metro. Life Ins. Co., Inc., 899 N.Y.S.2d 531, 537 (Sup. Ct. 2010).
New York courts regularly refer to the federal standards in making this determination, in
recognition that the two statutory schemes are similar. Fernandez v. Legends Hospitality, LLC,
No. 152208/2014, 2015 N.Y. Misc. LEXIS 2193, at *3 (Sup. Ct. June 20, 2015) (citing Fiala, 899
N.Y.S.2d at 537-38 (collecting cases)). Courts examine “the fairness of the settlement, its
adequacy, its reasonableness and the best interests of the class members.” Mancia v. HSBC
Securities (USA) Inc., No. 9400/2015, 2016 N.Y. Misc. LEXIS 496, at *2 (Sup. Ct. Kings Cnty.
Feb. 19, 2016) (quoting Milton, 2013 N.Y. Misc. LEXIS 4604, at *2 (citing Fiala, 899 N.Y.S.2d
at 537)); see also Rosenfeld v. Bear Stearns & Co., 237 A.D.2d 199 (1st Dep’t 1997); Joel A. v.
Giuliani, 218 F.3d 132, 138 (2d Cir. 2000).
A. The Proposed Settlement is Fair, Adequate, and Reasonable
29. The relevant factors for a court’s review when determining whether a settlement is
fair, reasonable, and adequate include “the likelihood of success, the extent of support from the
parties, the judgment of counsel, the presence of bargaining in good faith, and the nature of the issues
of law and fact.” Mancia, 2016 N.Y. Misc. LEXIS 496, at *2 (quoting Lopez v. Dinex Group, LLC,
No. 155706/2014, 2015 N.Y. Misc. LEXIS 3657, at *2 (Sup. Ct. Oct. 6, 2015) (citing In re Colt
Indus. Shareholder Litig., 155 A.D.2d 154, 160 (1st Dep’t 1990)); see also Peck v. AT&T Corp., No.
601587/2000, 2002 N.Y. Misc. LEXIS 2026, at *14 (Sup. Ct. July 26, 2002). A court should also
6
6 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
“balanc[e] the value of [a proposed] [s]ettlement against the present value of the anticipated recovery
following a trial on the merits, discounted for the inherent risks of litigation.” Id. (quoting Ryan, 2013
N.Y. Misc. LEXIS 932, at *3) (citing Klein v. Robert’s Am. Gourmet Food, Inc., 28 A.D.3d 63, 73
(2d Dep’t 2006)). All of these factors weigh in favor of approving the Settlement in this case.
1. Likelihood of Success and the Nature of the Issues of Law and Fact.
30. There is no doubt that the Parties significantly dispute both the factual and legal
issues in this matter. Although Plaintiff believes his claims have merit, he recognizes the legal,
factual, and procedural obstacles to recovery, as Defendants has and will continue to vigorously
contest Plaintiff’s claims if the action does not settle. Specifically, Defendant contends that
Plaintiff, along with other Hourly Employees, were paid their correct wages.
31. These significant disputed legal and factual issues support approval of the
Settlement. See Fernandez, 2015 N.Y. Misc. LEXIS 2193, at *2; Ryan, 2013 N.Y. Misc. LEXIS
932, at *2. Accordingly, there are substantial risks in establishing both liability and damages for
the Class, and resolution of this action would hinge on the determination of complex factual and
legal issues.
2. Extent of Support from the Parties.
32. In evaluating the degree of class members’ support for a settlement, courts look to
the proportion of the class that objects to and opts out of the settlement. “The favorable reception
by the class also constitutes strong evidence of the fairness of the proposed [s]ettlement and support
judicial approval.” Mancia, 2016 N.Y. Misc. LEXIS 496, at *3 (quoting Milton, 2015 N.Y. Misc.
LEXIS 4604, at *2); see also Ryan, 2013 N.Y. Misc. LEXIS 932, at *4. In addition, “[t]he fact that
the vast majority of class members neither objected nor opted out is a strong indication of fairness.”
DeLeon v. Wells Fargo Bank, N.A., No. 12 Civ. 4494 (RLE), 2015 WL 2255394, at *4 (S.D.N.Y. May
7
7 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
7, 2015) (internal citations and quotation marks omitted). “Where relatively few class members opt-
out or object to the settlement, the lack of opposition supports court approval of the settlement.”
Hart v. RCI Hospitality Holdings, Inc., No. 09 Civ. 3043 (PAE), 2015 WL 5577713, at * 8
(S.D.N.Y. Sept. 22, 2015) (quoting Tiro v. Pub. House Inv., LLC, No. 11 Civ. 7679 (CM), 2013
WL 4830949, at *7 (S.D.N.Y. Sept. 10, 2013).
33. The Class Members have shown an enthusiastic response and are eagerly awaiting
the finalization of the Settlement. The Claims Administrator mailed notice of the Settlement to a
total of 181 Class Members. Ex. A, Mills Aff. ¶¶ 9, 11. From this, 1 Class Members opted out of
the Settlement and zero Class Members objected to the Settlement. Id. ¶¶ 15-16. This
overwhelming response and lack of objections serves as evidence of Class Members’ satisfaction
with the Settlement, the fairness and adequacy of the Settlement, and supports judicial approval.
See Milton, 2015 N.Y. Misc. LEXIS 4604, at *2; see also Ryan, 2013 N.Y. Misc. LEXIS 932, at *4;
DeLeon, 2015 WL 2255394, at *5 (“The fact that the vast majority of class members neither
objected nor opted out is a strong indication of fairness.”).
3. Balance of the Settlement Value against the Value of Anticipated
Recovery.
34. The value of the Settlement compared to the present value of an anticipated
recovery after trial, discounted for litigation risks, weighs heavily in favor of approval of the
Settlement. The Western District of New York explained this consideration as:
The determination whether a [s]ettlement is reasonable does not
involve the use of a mathematical equation yielding a particularized
sum. Instead, there is a range of reasonableness with regard to a
[s]ettlement – a range which recognizes the uncertainties of law and
fact in any particular case and the concomitant risks and costs
necessarily inherent in taking any litigation to completion.
8
8 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
Frank v. Eastman Kodak Co., 228 F.R.D. 174, 186 (W.D.N.Y. 2005) (internal quotation marks
and citations omitted).
35. Defendants have agreed to settle this case for a total “Settlement Fund” of $350,000.
Based on F&S’s analysis of the potential damages, along with the data provided by the Plaintiff and
Defendants, the Settlement represents a significant percentage of the recovery that Class Members
would have achieved had they prevailed on all of their claims and survived an appeal, and a
substantial portion of what Defendants would be able to pay if faced with a judgment. If Defendants
were successful in proving that Hourly Employees received all of their required wages, then Class
Members could receive little to nothing at all. Even if a judgment were obtained against Defendants
at trial, the relief might be no greater, and indeed might be less, than that provided by the proposed
settlement.
36. In sum, although there is a possibility that Class Members could recover more money
after trial, the Settlement provides the significant benefit of a guaranteed and substantial payment to
Class Members, rather than “speculative payment of a hypothetically larger amount years down the
road.” Lopez, 2015 N.Y. Misc. LEXIS 3657, at *6 (citing Teachers Ret. Sys. v. A.C.L.N. Ltd., No.
01 Civ. 11814 (MP), 2004 WL 1087261, at *5 (S.D.N.Y. May 14, 2004)).
4. Judgment of Counsel.
37. F&S “is comprised of experienced employment attorneys with a very good
reputation among the employment law bar and have years of litigation experience in wage and
hour matters in state and federal courts.” Milton, 2015 N.Y. Misc. LEXIS 4604, at *2; see also
Illoldi v. Koi NY LLC, No. 15 Civ. 6838 (VEC), 2016 WL 3099372, at *3 (S.D.N.Y. May 31,
2016); Hadel v. Gaucho, LLC, No. 15 Civ. 3706 (RLE), 2016 WL 1060324, at *3 (S.D.N.Y. Mar.
14, 2016). See also NYSCEF Dkt. No. 5, F&S’ Background. Class Counsel has years of experience
9
9 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
in the prosecution and resolution of wage and hour cases.
38. As discussed above, F&S has thoroughly analyzed Defendants’ factual and legal
defenses, examined data, documents and other information produced by Defendants, reviewed the
defenses, and assessed the strength of Defendants’ arguments. Additionally, in considering the
possibility of settlement, F&S accounted for the time, delay, and costs of trial and appeal. In light
of the strengths and weaknesses of the case, Class Counsel believes that the Settlement easily falls
within the range of reasonableness because it achieves a significant benefit for the Class Members
where failure at trial is possible.
5. Presence of Bargaining in Good Faith.
39. A presumption of fairness arises where a settlement was “reached in arm’s-length
negotiations between experienced, capable counsel after meaningful discovery.” Wal-Mart Stores,
Inc. v. Visa U.S.A. Inc., 396 F.3d 96, 116 (2d Cir. 2005) (internal quotation omitted). Relevant
factors include “[t]he experience of counsel, the vigor with which the case was prosecuted, and the
coercion or collusion that may have marred the negotiations themselves[.]” Hicks v. Morgan
Stanley & Co., No. 01 Civ. 10071 (RJH), 2005 WL 2757792, at *5 (S.D.N.Y. Oct. 24, 2005)
(internal quotation omitted). If the settlement was achieved through experienced counsels’ arm’s-
length negotiations, a court “should be hesitant to substitute its judgment for that of the parties
who negotiated the [s]ettlement.” In re EVCI Career Colls. Holding Corp. Sec. Litig., No. 05 Civ.
10240 (CM), 2007 WL 2230177, at *4 (S.D.N.Y. July 27, 2007).
40. Here, F&S is highly experienced in litigating complex wage and hour class and
collective actions. NYSCEF Dkt. No. 5, F&S’ Background. Furthermore, this negotiation was
vigorously fought, and Settlement was reached by the Parties at mediation after significant
informal discovery and arms-length negotiations between the parties.
10
10 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
41. Courts often grant final approval of class settlements in cases where the parties
conducted the same amount or even less discovery than the amount accomplished in this case. See,
e.g., Flores v. One Hanover, LLC, No. 13 Civ. 5184 (AJP), 2014 WL 2567912, at *3 (S.D.N.Y. June
9, 2014) (finding settlement procedurally fair where the parties were represented by experienced
counsel); Yuzary v. HSBC Bank USA, N.A. No. 12 Civ. 3693 (PGG), 2013 WL 5492998, at *6
(S.D.N.Y. Oct. 2, 2013) (finding that an informal exchange of information was “sufficient”); Beckman
v. Keybank, N.A., 293 F.R.D. 467, 475 (S.D.N.Y. 2013) (granting final approval where parties reached
pre-suit settlement and engaged in informal discovery only). Therefore, it is clear that the Parties
bargained in good faith, and this factor weighs in favor of approving the Settlement.
42. For the foregoing reasons, the Settlement is fair, reasonable, and adequate, and the
Court should approve it.
B. The Enhancement Award Should Be Awarded to The Plaintiff.
43. Pursuant to the Settlement Agreement, and subject to Court approval, Enhancement
Award will be given to Plaintiff, in addition to his individualized settlement award, in recognition
of the services she rendered on behalf of the Class. This enhancement award totals $10,000.00.
NYSCEF Dkt. No. 4, ¶ 3.3(A). For the following reasons, the Court should approve the
Enhancement Award.
44. A court may grant an enhancement award in class action suits. Such awards “reward[]
the named plaintiffs for the effort and inconvenience of consulting with counsel over the many years
[a] case was active and for participating in discovery.” Mancia, 2016 N.Y. Misc. LEXIS 496, at *4
(quoting Cox v. Microsoft Corp., 26 Misc.3d 1220(A), at *4 (N.Y. Sup. Ct. 2007)). Service and/or
enhancement awards “are particularly appropriate in the employment context . . . [where] the plaintiff
is often a former or current employee of the defendant, and thus . . . he has, for the benefit of the
11
11 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
class as a whole, undertaken the risks of adverse actions by the employer or co-workers.” Milton,
2015 N.Y. Misc. LEXIS 4604, at *5 (quoting Tiro, 2013 WL 4830949 at *11).
45. Here, the above Plaintiff’s services were instrumental to the initiation and
prosecution of this action, and they expended considerable time and effort to assist with this case.
Their services included, but were not limited to: informing counsel of the facts initially and as the
case progressed; providing F&S with relevant documents in his possession; being available by
phone and providing additional information during the mediation; and reviewing and commenting
on the terms of the settlement. See also Mancia, 2016 N.Y. Misc. LEXIS 496, at *7 (citing Parker v.
Jekyll & Hyde Entm’t Holdings, L.L.C., No. 08 Civ. 7670 (BSJ)(JCF), 2010 WL 532960, at *1 (S.D.N.Y.
Feb. 9, 2010)) (recognizing efforts of the plaintiffs including meeting with counsel, reviewing
documents, formulating theory of case, identifying and locating other class members to expand
settlement participants, and attending court proceedings).
46. Plaintiff also assumed significant risks in prosecuting this action. Specifically, these
Plaintiff took a chance believing that he might be “black balled” for the sake of the Class. It is
Plaintiff’s view that in the employment context, where workers are often blacklisted if they are
considered “trouble makers,” class representatives are particularly vulnerable to retaliation. See
Mancia, 2016 N.Y. Misc. LEXIS 496, at *7-8 (citing Silberblatt v. Morgan Stanley, 524 F. Supp.
2d 425, 435 (S.D.N.Y. 2007) (“A class representative who has been exposed to a demonstrable
risk of employer retaliation or whose future employability has been impaired may be worthy of
receiving an additional payment, less other be dissuaded.”). Even where, as here, there is not a
record of actual retaliation, service awards are appropriate in recognition of the risk of retaliation
assumed by lead plaintiffs for the benefit of absent class members. Id. at *8. The Class Notice
informed Class Members of the Enhancement Award to Plaintiff, in recognition of the services
12
12 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
they provided to the Class. NYSCEF Dkt. No. 6. No Class Member objected to the Enhancement
Award, and these Plaintiff has no conflicts with any Class Member.
47. The Enhancement Award totaling $10,000.00 is reasonable and well within the
range awarded by New York courts in similar matters. See e.g. Purnell v. IS Chrystie Management
LLC, No. 603037/2022, NYSCEF No. 11, (Sup. Ct. Nassau Cty. June 10, 2022) (approving a $20,000
service award to the named plaintiff; Hyken v. Greenwich BBQ, LLC, No. 608689/2020, NYSCEF
No. 19 (Sup. Ct. Nassau Cty. June, 2, 2021) (granting a total of $50,000 in service awards ranging
from $8,750 to $15,000); Guzman v. Del Frisco’s of New York, LLC, No. 617666/2019, NYSCEF
No. 61 (Sup. Ct. Nassau Cty. Mar. 18, 2021) (granting a total of $50,000.00 in enhancement awards
to three plaintiffs); Jacobs v. Washington Place, LLC, No. 503148/2017, NYSCEF No. 51 (Sup.
Ct. Kings Cty. Aug. 15, 2017) (granting a total of $50,000.00 in enhancement awards to two
plaintiffs); Murillo v. 12 East 12 Associates, LP, No. 503201/2018; NYSCEF No. 47 (Sup. Ct. Kings
Cty. Jan. 2, 2019 (granting service awards ranging from $10,000.00 to $20,000.00 to the named
plaintiffs, totaling $60,000.00); Campos v. Chop’t Creative Salad Company, LLC, No.
514236/2017, NYSCEF No. 21 at 2 (Sup. Ct. Kings Cty. Dec. 22, 2017) (granting $20,000.00 to
a single named plaintiff); Rogers v. Red Robin International Inc., No. 511180/2016, NYSCEF No.
14 (Sup. Ct. Kings Cty. Aug. 9, 2016) (awarding a $25,000.00 service award to the named
plaintiff); Matheson v. T–Bone Rest., LLC, No. 09 Civ. 4214, 2011 WL 6268216, at *9 (S.D.N.Y.
2011) (approving a service award of $45,000.00 for a class representative in a wage and hour
action); Willix v. Healthfirst, Inc., No. 07 Civ. 1143, 2011 WL 754862, at *7 (E.D.N.Y. Feb. 18,
2011) (finding service awards in wage and hour action of $30,000.00 and $15,000.00 to be
reasonable); Mentor v. Imperial Parking Sys., Inc., No. 05 Civ. 7993, 2010 WL 5129068, at *1-2,
*5 (S.D.N.Y. Dec. 15, 2010) (granting $40,000 and $15,000 service awards in wage and hour
13
13 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
action).
48. Given his time, assistance, and development of the case as well as the threat of
being subject to potential retaliation, the Enhancement Award to Plaintiff is appropriate and
justified as part of the overall Settlement.
C. Class Counsel’s Attorneys’ Fees and Costs Should Be Approved.
49. Plaintiff’s Unopposed Motion for Final Approval includes a request for attorneys’
fees of one-third of the Settlement Fund, as well as reimbursement of litigation costs and out-of-
pocket expenses incurred by F&S in prosecuting and successfully resolving this matter. NYSCEF
Dkt. No. 4, ¶ 3.2.
50. The Notices informed Class Members that F&S will apply to the Court for
attorneys’ fees in the amount of one-third of the Settlement Fund, and reimbursement of litigation
costs and expenses. NYSCEF Dkt. No. 6. No Class Member objected to Class Counsel’s request
for attorneys’ fees and/or costs. Ex. A, Mills Aff. ¶ 16.
51. The CPLR authorizes a court to grant attorneys’ fees to class counsel who obtain a
judgment on behalf of a class: “If a judgment in an action maintained as a class action is rendered in
favor of the class, the court in its discretion may award attorneys’ fees to the representatives of the
class and/or to any other person that the court finds has acted to benefit the class based on the
reasonable value of legal services rendered[.]” CPLR § 909. For the following reasons, the Court
should award Class Counsel’s request for one-third of the Gross Settlement Fund, as well as
reimbursement of their litigation costs.
1. State Courts in New York Frequently Award Class Counsel One-
Third of the Fund in Class Actions.
52. New York State Courts frequently award attorneys’ fees of one-third of class
settlements. Moreover, Class Counsel has frequently been awarded one-third of total settlement funds
14
14 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
in class actions approved by New York State Supreme Courts. See, e.g., Heffron v. The Boatyard Grill,
LLC, No. 611218/2022, NYSCEF No. 15 (Sup. Ct. Nassau Cty. Nov. 29, 2022); Stepny v. Lane Bryant
Brands Opco, LLC, No. 606499/2022, NYSCEF No. 14 (Sup. Ct. Nassau Cty. Sept. 16, 2022); Wisdom
v. Walgreen Co., No. 614014/2021, NYSCEF No. 19 (Sup. Ct. Nassau Cty. Sept. 14, 2022); Crews v.
Bluetriton Brands, Inc., No. 608925/2022, NYSCEF No. 10 (Sup. Ct. Nassau Cty. Sept. 12, 2022);
Burrell v. Skywest, Inc., No. 607535/2022, NYSCEF No. 11 (Sup. Ct. Nassau Cty. Sept. 1, 2022);
McClellan v. NPSG Global, LLC, No. 608671/2022, NYSCEF No. 10 (Sup. Ct. Nassau Cty. Aug. 11,
2022); Sochocki v. Running Supply, Inc., No. 605640/2022, NYSCEF No. 12 (Sup. Ct. Nassau Cty.
Aug. 4, 2022); Parrilla v. Inficon Inc, No. 606617/2022, NYSCEF No. 13 (Sup. Ct. Nassau Cty. Aug.
2, 2022); Rodriguez v. Delta Air Lines, Inc., No. 602842/2021, NYSCEF No. 21 (Sup. Ct. Nassau Cty.
July 26, 2022); Purnell v. IS Chrystie Management LLC, No. 603037/2022, NYSCEF No. 11, (Sup.
Ct. Nassau Cty. June 10, 2022) (Marber, J.); Do Hyan Park et al v. Obaltan, Inc. et al., No.
614747/2021, NYSCEF No. 8 (Sup. Ct. Nassau Cty. May 23, 2021); Cucuzza v. National Debt Relief,
LLC, No. 601631/2021, NYSCEF No. 31 (Sup. Ct. Nassau Cty. Apr. 20, 2022); Cortes v. Mexican
Hospitality Operator LLC, No. 601406/2021, NYSCEF No. 18 (Sup. Ct. Nassau Cty. Feb. 28, 2022;
Gabriel v. Homyn Enterprises Corp., No. 504595/2021, NYSCEF No. 15 (Sup. Ct. Kings. Cty. Nov.
23, 2021); Coba v. Wagamama USA, LLC, No. 614988/2020, NYSCEF No. 17 (Sup. Ct. Nassau Cty.
November 3, 2021); Flowers v. FSNY Restaurant Associates, LLC, No. 600976/2021, NYSCEF No.
19 (Sup. Ct. Nassau Cty. Oct. 21, 2021); Arredondo v. Titan Staffing Systems, Inc., No. 610074/2020,
NYSCEF No. 18 (Sup. Ct. Nassau Cty. Oct. 13, 2021); Cucuzza v. National Debt Relief, LLC, No.
601631/2021, NYSCEF No. 16 (Sup. Ct. Nassau Cty. Sept. 30, 2021) Robinson, Jr. v. Lake Trout LLC,
No. 505867/2020, NYSCEF No. 21 (Sup. Ct. Kings Cty. Jun. 25, 2021); Hyken v. Greenwich BBQ,
LLC, No. 608689/2020, NYSCEF No. 19 (Sup. Ct. Nassau Cty. June, 2, 2021); Figueroa v. United
15
15 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
American Security, LLC, No. 613892/2020, NYSCEF No. 21 (Sup. Ct. Nassau Cty. May 24, 2021);
Guzman v. Del Frisco’s of New York, LLC, No. 617666/2019, NYSCEF No. 61 (Sup. Ct. Nassau
Cty. Mar. 18, 2021); Hazel v. NYC Burger No. I, LLC, No. 523822/2018, NYSCEF No. 36 (Sup. Ct.
Kings Cty. Mar. 25, 2020).
53. These fees are also consistent with the retainer agreements entered into by Plaintiff,
which provide for counsel to receive one-third of any recovery. These retainer “agreements are
strong evidence of what members of the class have found to be a reasonable fee.” Friedman v.
Northville Indus. Corp., No. 2085/1988, 1991 WL 11764344, at *3 (N.Y. Sup. Ct. Suffolk Cnty.
Dec. 4, 1991). Recognizing the “significant risks” undertaken by attorneys who work on
contingency, the New York State Court of Appeals has also upheld contingency fees of one-third or
higher, where such fee arrangements are embodied in executed retainer agreements. See In re
Lawrence, 24 N.Y.3d 320 (2014) (upholding 40 percent contingency and stating that, “[a]s a general
rule, we enforce clear and complete documents, like the retainer agreement, according to their
terms”) (citation omitted).
54. In addition, Class Counsel’s fee should be calculated as percentage of the full
amount of money that the settlement made available to the class. This is the best measure of what
Class Counsel accomplished. The Second Circuit has stated that an “allocation of fees by
percentage should . . . be awarded on the basis of the total funds made available, whether claimed
or not.” Masters v. Wilhelmina Model Agency, Inc., 473 F.3d 423, 437 (2d Cir. 2007). “The value of
legal service rendered in the creation of a settlement fund [is not] diminished by the failure of
beneficiaries to cash in, regardless of what happens to the surplus.” Alleyne v. Time Moving &
Storage, 264 F.R.D. 41 at 59 (E.D.N.Y Jan. 28, 2010); see also Masters, 473 F.3d at 437 (“The
entire Fund, and not some portion thereof, is created through the efforts of counsel at the instigation
16
16 of 23
FILED: NASSAU COUNTY CLERK 01/17/2023 08:02 PM INDEX NO. 607535/2022
NYSCEF DOC. NO. 14 RECEIVED NYSCEF: 01/17/2023
of the entire class” and thus fees should be allocated based on “total funds made available, whether
claimed or not.”).
2. Factors to Determine Reasonable Attorneys’ Fees