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  • Dorothea Dechen v. Frank Scagluso Esq.Torts - Other Professional Malpractice (Legal Malpractice) document preview
  • Dorothea Dechen v. Frank Scagluso Esq.Torts - Other Professional Malpractice (Legal Malpractice) document preview
  • Dorothea Dechen v. Frank Scagluso Esq.Torts - Other Professional Malpractice (Legal Malpractice) document preview
  • Dorothea Dechen v. Frank Scagluso Esq.Torts - Other Professional Malpractice (Legal Malpractice) document preview
  • Dorothea Dechen v. Frank Scagluso Esq.Torts - Other Professional Malpractice (Legal Malpractice) document preview
  • Dorothea Dechen v. Frank Scagluso Esq.Torts - Other Professional Malpractice (Legal Malpractice) document preview
  • Dorothea Dechen v. Frank Scagluso Esq.Torts - Other Professional Malpractice (Legal Malpractice) document preview
  • Dorothea Dechen v. Frank Scagluso Esq.Torts - Other Professional Malpractice (Legal Malpractice) document preview
						
                                

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FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF SUFFOLK ----------------------------------------------------------------------X DOROTHEA DECHEN, VERIFIED COMPLAINT Plaintiff, -against- FRANK SCAGLUSO, ESQ., Index No. Defendant. ----------------------------------------------------------------------X Plaintiff, DOROTHEA DECHEN, as and for her complaint, by her attorneys Novick & Associates, P.C. respectfully alleges as follows: The Parties and Venue 1. At all times hereinafter mentioned, Plaintiff Dorothea Dechen (hereinafter, “Plaintiff”) was a resident of the County of Suffolk, State of New York. 2. At all times herein mentioned, Defendant Frank Scagluso, Esq. was a resident of the County of Suffolk, State of New York. 3. Venue in this case lies in Suffolk County, New York pursuant to CPLR §503 because (i) the Defendant is a resident of Suffolk County and (ii) the transactions from which a substantial part of the events or omissions giving rise to Plaintiff’s claims occurred in Suffolk County. Background Facts 4. This is an action for attorney malpractice, fraud and for violations of Judiciary Law §487. 5. Plaintiff Dorothea Dechen retained Defendant Frank Scagluso, Esq. on or about April 20, 2021 to advise her and protect her interests in connection with the Estate of Anthony 1 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 Gugliotta. 6. Anthony Gugliotta died on December 11, 2020, leaving a Last Will and Testament dated March 24, 2016 and a Second Codicil dated October 28, 2020. (Copies of the Will and Second Codicil are annexed hereto as Exhibits A and B, respectively). 7. The Last Will and Testament of Anthony Gugliotta dated March 24, 2016 and Second Codicil dated October 28, 2020 were offered for probate in the Suffolk County Surrogate’s Court by Roberta Gugliotta. (A copy of the probate petition is annexed hereto as Exhibit C). 8. In the Last Will and Testament, Plaintiff was left the sum of $500,000.00, fifty-one percent of A. Gugliotta Development Co., fifty-one percent of T.S. Construction and Development, Inc. and one-hundred percent of Silk Hair Spa, LLC, as well as one-half of the residuary estate. (Exhibit A, Paragraph One(G)(3), Paragraph Two(2)). 9. The Second Codicil dated October 28, 2020, inter alia, disinherited Plaintiff Dorothea Dechen from any interest in the Estate of Anthony Gugliotta. 10. Upon information and belief, Plaintiff, her husband, Roger Dechen, her son, Christopher Dechen and their friend, Peter Fritscher, all retained Defendant Frank Scagluso, Esq. by executing a retainer agreement dated April 20, 2021. 11. Defendant Frank Scagluso, Esq. agreed to represent Plaintiff and provide Plaintiff with legal advice and representation necessary to protect her interests in connection with the probate of the Second Codicil of Anthony Gugliotta, dated October 28, 2020. 12. Defendant Frank Scagluso, Esq. served as Plaintiff’s attorneys in connection with the Estate of Anthony Gugliotta, Suffolk County Surrogate’s Court File No.2021-2506, from -2- 2 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 approximately April 20, 2021 and on a continuous basis thereafter until August 11, 2022. The Probate Proceeding in the Suffolk County Surrogate’s 13. The Suffolk County Surrogate’s Court issued a Supplemental Citation dated September 14, 2021, returnable on October 26, 2021, in the proceeding to probate the Second Codicil dated October 28, 2020. (A copy of the Citation is annexed hereto as Exhibit D). 14. Upon information and belief, Plaintiff appeared in the Suffolk County Surrogate’s Court by counsel, Frank Scagluso, Esq., who had filed by NYSCEF a Notice of Appearance, and SCPA §1404 Notice and a Letter of Intent dated October 22, 2021, indicating an intent to conduct SCPA §1404 examinations prior to filing objections to probate. (Copies of the Notice of Appearance, SCPA §1404 Notice and Letter of Intent are annexed hereto as Exhibits E, F and G, respectively). 15. Defendant Frank Scagluso, Esq. met with Plaintiff in October, 2021 and asked her to sign Objections to Probate. However, that document was never filed with the Suffolk County Surrogate’s Court. (A copy of the Objections to Probate is annexed hereto as Exhibit H). 16. The Suffolk County Surrogate’s Court issued an Order for Probate Objections dated November 1, 2021 via NYSCEF directing that objections to probate shall be filed on or before December 7, 2021. (A copy of the Order for Probate Objections is annexed hereto as Exhibit I). 17. On November 3, 2021, Jason Fenley Esq., attorney for the proponent in the probate proceeding, sent an email to Defendant Frank Scagluso, Esq. stating that the “court placed the matter on the objections calendar with a return date of 12/7.” (A copy of the -3- 3 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 November 3, 2021 email is annexed hereto as Exhibit J). 18. The November 3, 2021 email from Mr. Fenley to Defendant Frank Scagluso, Esq. discussed scheduling the depositions of the “witnesses demanded in your SCPA 1404 notice” and that Mr. Scagluso “continually informed me that you were filing objections but instead filed the 1404 notice”. (Exhibit J). 19. Defendant Frank Scagluso, Esq. was aware of the demands he served to conduct pre- objection discovery pursuant to SCPA §1404 as well as the December 7, 2021 deadline to file Objections to Probate in the Estate of Anthony Gugliotta. 20. The November 3, 2021 email from Mr. Fenley to Defendant Frank Scagluso, Esq. also stated that Mr. Fenley had sent an inventory of assets to the Defendant on July 2, 2021 “to further a settlement discussion, to which I have never received a response.” (Exhibit J). 21. Between July 2, 2021 and September 3, 2021, Mr. Fenley contacted Defendant Frank Scagluso, Esq. on no less than eight different occasions asking for an admission of service of the Probate Citation with no response from Defendant Frank Scagluso, Esq. (A copy of the email chain is annexed hereto as Exhibit K). 22. Defendant Frank Scagluso, Esq. did not forward the November 3, 2021 email from Jason Fenley, Esq. to Plaintiff. 23. Defendant Frank Scagluso, Esq. failed to conduct SCPA §1404 examinations or discovery before December 7, 2021. 24. Defendant Frank Scagluso, Esq. failed to file Objections to Probate on or before December 7, 2021. 25. On December 20, 2021, the Suffolk County Surrogate’s Court issued a Decree admitting -4- 4 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 the Last Will and Testament dated March 24, 2016 and the Second Codicil dated October 28, 2020 to probate. (A copy of the December 20, 2021 Probate Decree is annexed hereto as Exhibit L). 26. Upon information and belief, Defendant Frank Scagluso, Esq. has received all NYSCEF notices issued by the Suffolk County Surrogate’s Court from October 22, 2021 to the current date to his registered email address. (Copies of the email addresses registered by Defendant Frank Scagluso, Esq. with the Suffolk County Surrogate’s Court on NYSCEF in the Estate of Anthony Gugliotta as well as Defendant’s OCA search result listing his email address are annexed hereto as Exhibit M). 27. Between December 7, 2021 and December 20, 2021, Defendant Frank Scagluso, Esq. failed to inform Plaintiff that he failed to file Objections to Probate. 28. Defendant Frank Scagluso, Esq. never informed Plaintiff that he missed the December 7, 2021 deadline to file probate objections. 29. Defendant Frank Scagluso, Esq. never informed Plaintiff that the Verified Objections to Probate that she executed in October, 2021 were never filed with the Suffolk County Surrogate’s Court. 30. Defendant Frank Scagluso, Esq. did not take any action to seek an enlargement of time to file Objections to Probate before, on or after December 7, 2021. 31. Defendant Frank Scagluso, Esq. did not inform Plaintiff that the December 20, 2021 Probate Decree had been entered by the Suffolk County Surrogate’s Court from the day it was entered on December 20, 2021. 32. Due to the failure of Defendant Frank Scagluso, Esq. to conduct SCPA §1404 -5- 5 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 examinations or to file objections to probate to the Second Codicil dated October 28, 2020, Plaintiff lost her ability to investigate and contest the validity of the Second Codicil dated October 28, 2020 which disinherited her from her interests under the May 24, 2016 Last Will and Testament. Circumstances Surrounding the Execution of the Second Codicil dated October 28, 2020 33. Upon information and belief, Anthony Gugliotta suffered a debilitating ischemic stroke at his home either on October 1, 2020 or the following morning and was not found until October 3 or October 4, 2020. 34. Upon information and belief, the stroke rendered Anthony Gugliotta partially paralyzed and unable to speak. 35. On October 8, 2020, Roberta Gugliotta, the wife of Anthony Gugliotta, stated to Plaintiff by text message that Anthony Gugliotta had a stroke and was in the hospital and was unable to talk. (A copy of the text is annexed hereto as Exhibit N). 36. On October 10, 2020, Roberta Gugliotta sent an email to Plaintiff admitting that Anthony Gugliotta suffered from an “ischemic stroke, which affected his right side”. (A copy of the email is annexed hereto as Exhibit O). 37. Anthony Gugliotta was right-handed. 38. On October 22, 2022, Lora August, the office manager for Anthony Gugliotta, sent a text message to Plaintiff stating that Anthony Gugliotta was “the same”, that he has been starting therapy and rehabilitation, that he “hasn’t been up for visitors” and that she usually goes to his window to visit. (A copy of the text is annexed hereto as Exhibit P). It -6- 6 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 was clear to Plaintiff that Anthony Gugliotta was unable to talk and that the stroke severely affected his right side. 39. When Plaintiff called Anthony Gugliotta at Good Samaritan Nursing Home in Sayville, New York between October 16 and October 19, 2020, a nurse placed the telephone to his ear but his ability to communicate was limited to the word “yeh”, which he uttered once or twice and he was not able to articulate any other words and he appeared unable to understand what was said to him. 40. On October 21, 2020, Plaintiff returned to Anthony Gugliotta’s outside window but when the nurse/attendant opened the widow, Anthony Gugliotta’s expression was very blank and he was unable to talk or respond to any questions although he was close enough to hear the questions. 41. Despite the fact that Anthony Gugliotta suffered a severe ischemic stroke that rendered him unable to speak or move his right side, the attesting witnesses to the Second Codicil dated October 28, 2020 swore that Anthony Gugliotta could read, write and communicate in the English language without assistance despite being right handed. This should have been the subject of an SCPA §1404 inquiry and/or objections to probate conducted and/or filed by Defendant Frank Scagluso, Esq. 42. On April 20, 2021, Defendant Frank Scagluso, Esq. gave a “Memo” to Plaintiff outlining several areas of inquiry seven (7) months before the Probate Decree was entered on December 20, 2021, including: “Need to establish coercion by Roberta Gugliotta”, “Need to establish lack of mental capacity of Testator; Obtain/examine medical record Experts”, “Were witnesses all present at time of execution” and “Did Testator know what he was -7- 7 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 signing”. (A copy of the Memo dated April 20, 2021 is annexed hereto as Exhibit Q). Defendant’s Conduct After December 20, 2021 43. In connection with his representation of Plaintiff, Defendant Frank Scagluso, Esq. engaged in a pattern of misconduct and misinformation that led Plaintiff to believe that her SCPA §1404 inquiry was being conducted, that her right to file probate objections was preserved and that she still had the right to file probate objections after December 7, 2021. 44. Defendant Frank Scagluso, Esq. failed to inform Plaintiff that the December 20, 2021 Probate Decree had been entered by the Suffolk County Surrogate’s Court on December 20, 2021. 45. Defendant Frank Scagluso, Esq. failed to inform Plaintiff of the December 20, 2021 Probate Decree between December 20, 2021 and March 11, 2022. 46. Defendant Frank Scagluso, Esq. failed to inform Plaintiff or her husband, Roger Dechen, of the existence of the December 20, 2021 Probate Decree in response to an email inquiry sent by Roger Dechen on January 14, 2022. (A copy of the January 14, 2022 email is annexed hereto as Exhibit R). 47. Defendant Frank Scagluso, Esq. failed to inform Plaintiff or her husband, Roger Dechen, of the existence of the December 20, 2021 Probate Decree in response to a text message inquiry sent by Roger Dechen on February 11, 2022. (A copy of the February 11, 2022 text message is annexed hereto as Exhibit S). 48. Defendant Frank Scagluso, Esq. failed to inform Plaintiff or her husband, Roger Dechen, -8- 8 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 of the existence of the December 20, 2021 Probate Decree in response to a text message inquiry sent by Roger Dechen on February 18, 2022. (A copy of the February 18, 2022 text message is annexed hereto as Exhibit T). 49. On March 11, 2022, Plaintiff and her husband, Roger Dechen, went to the Suffolk County Surrogate’s Court and retrieved documents from the Court file, including the December 20, 2021 Probate Decree. This was the first time that Plaintiff learned of the existence of the December 20, 2021 Probate Decree. 50. When Plaintiff and her husband, Roger Dechen confronted Defendant Frank Scagluso, Esq. at his office on March 11, 2022 with the December 20, 2021 Probate Decree and asked him about its legal meaning, Defendant Frank Scagluso, Esq. responded that “we’ll sit down next week and I’ll have you sign some papers” which Plaintiff understood to mean objections to probate. 51. On March 11, 2022 Defendant Frank Scagluso, Esq. stated to Plaintiff and her husband, Roger Dechen that they should make an appointment to go to his office to sign papers to file the objections to probate, even though he knew that the time to file objections had already expired on December 7, 2021. 52. On March 11, 2022, Defendant Frank Scagluso, Esq. did not inform Plaintiff that he missed the December 7, 2021 deadline to file objections to probate. 53. On March 11, 2022, Defendant Frank Scagluso, Esq. did not inform Plaintiff that the Verified Objections to Probate that she executed in October, 2021 was never filed with the Suffolk County Surrogate’s Court. 54. On March 11, 2022, Defendant Frank Scagluso, Esq. did not inform Plaintiff that he -9- 9 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 failed to take any action to seek an enlargement of time to file Objections to Probate before, on or after December 7, 2021. 55. On March 11, 2022, Defendant Frank Scagluso, Esq. did not inform Plaintiff that he failed to file any documents with the Suffolk County Surrogate’s Court to vacate the December 20, 2021 Probate Decree after its entry. 56. Defendant Frank Scagluso, Esq. did not inform Plaintiff or her husband, Roger Dechen, that he failed to file objections to probate on or before the December 7, 2021 deadline contained in the November 1, 2021 Order of the Suffolk County Surrogate’s Court after being asked by Roger Dechen in an email dated March 18, 2022 “[d]id we miss any deadlines as far as the ability to contest the codicil”. (A copy of the March 18, 2022 email is annexed hereto as Exhibit U). 57. Upon information and belief, sometime in early May, 2022, Defendant Frank Scagluso, Esq. drafted Verified Objections to Probate and an Affidavit of Merit and asked Plaintiff to sign the Verified Objections to Probate and the Affidavit of Merit. (A copy of the first page of an Affidavit of Merit is annexed hereto as Exhibit V). 58. Defendant Frank Scagluso, Esq. represented to Plaintiff that he was going to meet with Peter Fritscher in May, 2022 to sign the objections to probate. 59. Defendant Frank Scagluso, Esq.’s representations in May, 2022 and omissions concerning his past conduct made Plaintiff continue to believe and rely upon the belief instilled upon her by Defendant Frank Scagluso, Esq. that Plaintiff was able to file objections to the probate of the Second Codicil dated October 28, 2020 after December 7, 2021. -10- 10 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 60. During the months of June and July, 2022, Plaintiff made several telephone calls to Defendant Frank Scagluso, Esq.’s office and was informed by either Defendant Frank Scagluso, Esq. or his secretary that he was filing documents to prosecute her objections to the probate of the Second Codicil dated October 28, 2020. 61. Plaintiff later learned that the Second Codicil dated October 28, 2020 was admitted to probate on default on December 20, 2021, that Plaintiff had lost her opportunity to timely conduct SCPA §1404 examinations as well as her opportunity to timely file objections to the probate of the Second Codicil dated October 28, 2020 and that Defendant Frank Scagluso, Esq. had been intentionally misleading and misinforming Plaintiff for months concerning her rights and remedies in the Estate of Anthony Gugliotta. Plaintiff’s Attempt to Vacate the Probate Decree 62. Plaintiff retained new counsel and filed a Petition on August 31, 2022 to vacate the December 20, 2021 Probate Decree in the Suffolk County Surrogate’s Court, File No.2021-2506/A. 63. During the pendency of the proceeding to vacate the December 20, 2021 Probate Decree, Plaintiff sought the production of her file from Frank Scagluso, Esq. on several occasions. Defendant Frank Scagluso, Esq. failed to produce her file. (Copies of letters and emails to Frank Scagluso, Esq. are annexed hereto as Exhibit W). 64. Roberta Gugliotta, the Executor of the Estate of Anthony Gugliotta, filed a motion to dismiss the Petition to vacate the probate decree. The motion to dismiss was granted on March 14, 2023. (A copy of the March 14, 2023 Order is annexed hereto as Exhibit X). -11- 11 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 65. Among the reasons for granting the motion to dismiss stated by the Suffolk County Surrogate’s Court was a lack of a valid excuse for the failure to timely file objection to the probate of the Second Codicil dated October 28, 2020 (Exhibit X at p.5), including the “delay of over five months between examining the court records on March 11, 2022 and filing the instant proceeding” and the fact that Plaintiff “could have filed her objections at any time, including examinations under SCPA §1404. Objections were never filed.” (Id.). 66. The Suffolk County Surrogate’s Court also noted that Plaintiff “completely failed to address the validity of the will, other than tangential, unsupported allegation[s] that decedent suffered an ischemic stroke shortly before execution of the codicil” (Exhibit X at p.4) which would have been the subject of an SCPA §1404 inquiry to secure such vital information, as recognized by Defendant Frank Scagluso, Esq. in the April 20, 2021 Memo which states “[n]eed to establish lack of mental capacity of Testator; Obtain/examine medical record Experts.” (Exhibit Q). 67. Plaintiff filed a Notice of Appeal from the March 14, 2023 Order on April 14, 2023. (A copy of the April 14, 2023 Notice of Appeal is annexed hereto as Exhibit Y). AS AND FOR A FIRST CAUSE OF ACTION (Legal Malpractice) 68. Plaintiff repeats and re-alleges the allegations set forth in paragraphs 1 through 66 as if more fully set forth herein. 69. Plaintiff retained Defendant Frank Scagluso, Esq. to represent and advise her with respect -12- 12 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 to her rights in the Estate of Anthony Gugliotta and all matters relating thereto. 70. Defendant Frank Scagluso, Esq. represented that he would pursue Plaintiff’s rights and interest in the Estate of Anthony Gugliotta, engage in settlement negotiations of Plaintiff’s claims against the Estate and/or object to the documents submitted for probate and the appointment of Roberta Gugliotta as the Executor of the Estate of Anthony Gugliotta in the Suffolk County Surrogate’s Court, State of New York. 71. Defendant Frank Scagluso, Esq. acted as Plaintiff’s attorney beginning on April 20, 2021 and on a continuous basis thereafter through at least August 11, 2022. 72. Throughout the period between April 20, 2021 through August 11, 2022, Plaintiff continued to repose confidence in Defendant Frank Scagluso, Esq. and in his ability and good faith, and there was continuing trust and confidence in the relationship between Plaintiff and Defendant Frank Scagluso, Esq. 73. As the attorney for Plaintiff, Defendant Frank Scagluso, Esq. owed her a duty to render legal services in a competent and professional manner and to act with ordinary and reasonable skill, care and diligence. 74. Defendant Frank Scagluso, Esq. acted negligently under the circumstances, failed to provide legal services in accordance with generally accepted standards of the legal profession and failed to act with ordinary and reasonable skill, care and diligence. 75. The negligence of Defendant Frank Scagluso, Esq. consisted of, inter alia, failing to engage in SCPA §1404 examinations or discovery, failing to adhere to Court-imposed deadlines pursuant to the November 1, 2021 Order, failing to timely file Objections to Probate on or before December 7, 2021, failing to secure an enlargement of time in which -13- 13 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 to conduct SCPA §1404 examinations or discovery, failing to secure an enlargement of time in which to file Objections to Probate, failing to immediately stipulate to filing late objections with the attorney for the nominated executor of the Estate of Anthony Gugliotta, failing to immediately move to vacate the probate decree to file late Objections to Probate, failing to advise Plaintiff that Objections to Probate were not filed on or before December 7, 2021, failing to adequately research and/or know the law as applied to probate proceedings, failing to represent Plaintiff diligently and failing to advise Plaintiff properly. 76. Had Defendant Frank Scagluso, Esq. secured SCPA §1404 discovery he would have obtained medical information concerning Anthony Gugliotta’s lack of testamentary capacity in addition to the admission by Roberta Gugliotta that Anthony Gugliotta suffered an ischemic stroke that rendered him unable to speak or move the right side of his body. This would have resulted in the successful prosecution of objections to probate and the denial of the Second Codicil dated October 28, 2020 to probate. 77. But for the aforedescribed negligent acts, failures and breaches of duty by Defendant Frank Scagluso, Esq. Plaintiff would have prevailed in the underlying probate proceeding. 78. The foregoing breaches of duty constitute negligence and legal malpractice which have proximately resulted in substantial damage to plaintiff, including the value of the estate interests lost upon the entry of the December 20, 2021 Probate Decree, legal fees she incurred seeking to remedy and mitigate the damage caused by Defendant Frank Scagluso, Esq. and other fees and expenses. -14- 14 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 79. Upon information and belief, the value of the bequests to Plaintiff consisting of $500,00.00, interests in three businesses and one-half of the residuary estate would have left Plaintiff with a bequest of at least $1,212,466.00. 80. Plaintiff is also entitled to the return of all legal fees paid to Defendant Frank Scagluso, Esq. 81. Defendant Frank Scagluso, Esq.’s negligence was a proximate cause of the damages described above. 82. By reason of the foregoing legal malpractice of Defendant Frank Scagluso, Esq. Plaintiff has been damaged in an amount to be determined at trial expected to be no less than $1,212,466.00 plus prejudgment interest at the legal rate from December 7, 2021 to the date of judgment herein, fees, costs and disbursements. AS AND FOR A SECOND CAUSE OF ACTION (Fraud) 83. Plaintiff repeats and re-alleges the allegations set forth in paragraphs 1 through 81 as if more fully set forth herein. 84. Defendant Frank Scagluso, Esq. was Plaintiff’s attorney and as such, a fiduciary relationship existed between the parties. 85. As Plaintiff’s attorney, Defendant Frank Scagluso, Esq. had a fiduciary duty to disclose relevant and necessary information concerning the procedural and substantive facts and circumstances concerning his representation of her in the probate proceeding with respect to the Estate of Anthony Gugliotta. -15- 15 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 86. Defendant Frank Scagluso, Esq. received via NYSCEF all electronically filed notices, orders and other documents issued by the Suffolk County Surrogate’s Court to one or more of his registered email addresses. 87. Defendant Frank Scagluso, Esq. received the November 1, 2021 Order setting a deadline by which written objections to probate had to be filed by December 7, 2021. 88. Defendant Frank Scagluso, Esq. failed to properly file objections to probate on or before December 7, 2021 in the Estate of Anthony Gugliotta, either electronically by NYSCEF or otherwise. 89. Defendant Frank Scagluso, Esq. failed to secure an enlargement of time in which to file objections to probate in the Estate of Anthony Gugliotta on or before December 7, 2021. 90. Knowing that he failed to file objections to probate on or before December 7, 2021, Defendant Frank Scagluso, Esq. intentionally withheld from Plaintiff the fact that he did not file probate objections on or before December 7, 2021. 91. Defendant Frank Scagluso, Esq. received the December 20, 2021 Probate Decree by NYSCEF to one or more of his registered email addresses. 92. Knowing that the December 20, 2021 Probate Decree had been entered without objection, Defendant Frank Scagluso, Esq. intentionally withheld from Plaintiff the fact that he did not file probate objections on or before December 7, 2021. 93. Knowing that the December 20, 2021 Probate Decree had been entered without objection, Defendant Frank Scagluso, Esq. intentionally withheld from Plaintiff the fact that the December 20, 2021 Probate Decree had been entered on default. 94. When Defendant Frank Scagluso, Esq. was contacted by Plaintiff and/or her husband, -16- 16 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 Roger Dechen, between January 14, 2022 and March 11, 2022, Defendant Frank Scagluso, Esq. failed to inform Plaintiff that the December 20, 2021 Probate Decree had been entered on default. 95. On March 11, 2022, while at his office is Smithtown, New York, Defendant Frank Scagluso, Esq. stated to Plaintiff and her husband, Roger Dechen, that they should make an appointment for the following week to go to his office to sign objections to probate to the Second Codicil dated October 28, 2020. 96. Defendant Frank Scagluso, Esq. asked Plaintiff to sign objections to probate knowing that the December 7, 2021 deadline to file objections had passed. 97. Defendant Frank Scagluso, Esq. asked Plaintiff to sign objections to probate knowing that the December 20, 2021 Probate Decree had been entered on default. 98. Defendant Frank Scagluso, Esq.’s representations after December 7, 2021 concerning the filing of objections to probate were knowingly false when they were made. 99. Defendant Frank Scagluso, Esq.’s representations after December 7, 2021 concerning the filing of objections to probate were designed to induce reliance by Plaintiff upon the false statements. 100. Defendant Frank Scagluso, Esq.’s omissions concerning the missed deadline to file probate objections and the entry of the December 20, 2021 Probate Decree were designed to induce reliance by Plaintiff and to mislead Plaintiff into believing that she still could file objections to probate after December 7, 2021. 101. Plaintiff, trusting Defendant Frank Scagluso, Esq. as her attorney, justifiably relied upon his false representations after December 7, 2021 concerning the filing of objections to -17- 17 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 probate. 102. Defendant Frank Scagluso, Esq.’s actions in having Plaintiff execute an Affidavit of Merit and Objections to Probate in May, 2022, were designed to further mislead her, in the context of a fiduciary relationship, that she may still file objections to probate. These false representations were intended to induce reliance by Plaintiff and she relied on these false representations. 103. Defendant Frank Scagluso, Esq.’s knowingly false representations in June and July, 2022 that he was filing documents to prosecute her objections to probate were knowingly false, intended to induce reliance by Plaintiff and relied upon by Plaintiff. 104. Upon information and belief, Defendant Frank Scagluso, Esq. engaged in such fraudulent conduct to hide and obscure the fact that he knowingly missed the December 7, 2021 deadline by which to file probate objections and that the December 20, 2021 Probate Decree was entered on default. 105. Defendant Frank Scagluso, Esq.’s knowingly false representations described herein were designed to induce justifiable reliance by Plaintiff and Plaintiff so relied to her detriment. 106. Because of Defendant Frank Scagluso, Esq.’s fraudulent conduct, Plaintiff has been damaged by the loss of her interest in the Estate of Anthony Gugliotta, as well as distinct additional damages constituting the legal fees and expenses she incurred in attempting to vacate the December 20, 2021 Probate Decree, in an amount to be determined at trial, plus interest, fees, costs and disbursements. -18- 18 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 AS AND FOR A THIRD CAUSE OF ACTION (Fraudulent Concealment) 107. Plaintiff repeats and re-alleges the allegations set forth in paragraphs 1 through 105 as if more fully set forth herein. 108. A confidential or fiduciary attorney-client relationship existed between Plaintiff and Defendant Frank Scagluso, Esq. between April 20, 2021 and August 11, 2022. 109. The attorney-client relationship between the parties imposed a duty on Defendant Frank Scagluso to disclose material information to Plaintiff concerning his representation of Plaintiff and Defendant Frank Scagluso, Esq. failed to do so. 110. Defendant Frank Scagluso, Esq. failed to disclose to Plaintiff, his client, that he did not file objections to the probate of the Second Codicil dated October 28, 2020 on or before December 7, 2021. 111. Defendant Frank Scagluso, Esq. failed to disclose to Plaintiff, his client, that the Suffolk County Surrogate’s Court entered a Probate Decree dated December 20, 2020, admitting the Second Codicil dated October 28, 2020 to probate. 112. When confronted by Plaintiff and her husband at his office on March 11, 2022 with the Probate Decree dated December 20, 2020, Defendant Frank Scagluso, Esq. failed to disclose to Plaintiff, his client, that the Probate Decree dated December 20, 2021 was entered on default. 113. On March 11, 2022, Defendant Frank Scagluso, Esq. failed to disclose to Plaintiff, his client, that nearly five months had passed since the Probate Decree dated December 20, 2021 was entered and that he failed to expediently move to vacate the Probate Decree -19- 19 of 24 FILED: SUFFOLK COUNTY CLERK 08/14/2023 06/06/2023 12:47 03:12 PM INDEX NO. 614272/2023 NYSCEF DOC. NO. 32 2 RECEIVED NYSCEF: 08/14/2023 06/06/2023 dated December 20, 2021 or otherwise file any application or other document with the Suffolk County Surrogate’s Court concerning its vacature. 114. Plaintiff relied on Defendant Frank Scagluso Esq.’s actions, representations and omissions that led her to believe that she could prosecute objections to the probate of the Second Codicil dated October 28, 2020 after December 7, 2021. 115. Plaintiff has incurred damages in an amount to be determined at trial, plus interest, fees, costs and disbursements. AS AND FOR A FOURTH CAUSE OF ACTION (Violations of Judiciary Law §487) 116. Plaintiff repeats and re-alleges the allegations set forth in paragraphs 1 through 114 as if more fully set forth herein. 117. Judiciary Law §487 provides that: A